K2 PRINCIPAL FUND, L.P. Q1 2017 Filing

Filed May 11, 2017

Portfolio Value

$1.2T

Holdings

249

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (249 positions)

#StockSharesValue% PortfolioType
201
FAIRPOINT COMMUNICATIONS INC
32,800$544.0M0.05%
202
NOVELION THERAPEUTICS INC
49,350$530.0M0.04%
203
DBDEUTSCHE BANK AG
30,000$515.0M0.04%Put
204
KCG HLDGS INC
28,551$509.0M0.04%
205
HOSTESS BRANDS INC
180,000$508.0M0.04%
206
FOSLFOSSIL GROUP INC
28,900$505.0M0.04%Put
207
IRTINDEPENDENCE RLTY TR INC
51,200$480.0M0.04%
208
XENEXENON PHARMACEUTICALS INC
116,975$468.0M0.04%
209
ANDINA ACQUISITION CORP II
42,349$426.0M0.04%
210
DCHAMERICAN AXLE AND MFG HLDGS IN
22,000$413.0M0.03%Put
211
FORFORESTAR GROUP INC
28,170$385.0M0.03%
212
AKAMAKAMAI TECHNOLOGIES INC
6,400$382.0M0.03%Call
213
HLTHILTON WORLDWIDE HLDGS INC
6,400$374.0M0.03%
214
WINDSTREAM HLDGS INC
62,012$338.0M0.03%Put
215
DHID R HORTON INC
10,000$333.0M0.03%Put
216
PATTERN ENERGY GROUP INC
16,023$323.0M0.03%
217
STELLAR ACQUISITION III INC
32,000$322.0M0.03%
218
SABAN CAP ACQUISITION CORP
225,000$304.0M0.03%
219
ELECTRUM SPL ACQUISITION COR
665,000$299.0M0.02%
220
FINTECH ACQUISITION CORP II
250,000$288.0M0.02%
221
QCOMQUALCOMM INC
5,000$287.0M0.02%Call
222
DELTIC TIMBER CORP
3,477$272.0M0.02%
223
CF CORP
200,000$268.0M0.02%
224
JANUS CAP GROUP INC
19,000$251.0M0.02%
225
LGF/BEURLIONS GATE ENTMNT CORP
10,000$244.0M0.02%
226
PTENPATTERSON UTI ENERGY INC
10,000$243.0M0.02%Put
227
GU9GUESS INC
21,000$234.0M0.02%
228
CF CORP
21,000$225.0M0.02%
229
LMI AEROSPACE INC
15,000$207.0M0.02%
230
DXJWISDOMTREE TR
4,079$206.0M0.02%
231
HRG GROUP INC
10,500$203.0M0.02%
232
NEXEO SOLUTIONS INC
248,817$179.0M0.01%
233
AVISTA HEALTHCARE PUB ACQ CO
350,000$175.0M0.01%
234
LANDCADIA HLDGS INC
250,000$170.0M0.01%
235
DOUBLE EAGLE ACQUISITION COR
294,917$165.0M0.01%
236
PLYAPLAYA HOTELS AND RESORTS NV
13,946$146.0M0.01%
237
DEUTSCHE BK AG
60,000$142.0M0.01%
238
GTY TECHNOLOGY HOLDINGS INC
125,753$141.0M0.01%
239
PLAYA HOTELS AND RESORTS NV
174,900$134.0M0.01%
240
M I ACQUISITIONS INC
400,000$128.0M0.01%
241
ENPHENPHASE ENERGY INC
77,320$106.0M0.01%
242
CONYERS PK ACQUISITION
50,000$103.0M0.01%
243
GIGPEAK INC
22,954$71.0M0.01%
244
ODPEUROFFICE DEPOT INC
15,243$71.0M0.01%
245
ARALEZ PHARMACEUTICALS INC
29,060$62.0M0.01%
246
M III ACQUISITION CORP
179,500$61.0M0.01%
247
IMGIAMGOLD CORP
14,394$58.0M0.00%
248
GP INVTS ACQUISITION COR
120,250$48.0M0.00%
249
STELLAR ACQUISITION III INC
32,000$11.0M0.00%
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