K2 PRINCIPAL FUND, L.P. Q1 2018 Filing

Filed May 14, 2018

Portfolio Value

$1.8T

Holdings

267

Report Date

Q1 2018

Filing Type

13F-HR

All Holdings (267 positions)

#StockSharesValue% PortfolioType
201
BLUE BUFFALO PET PRODS INC
20,000$796.0M0.05%Call
202
SNAPSNAP INC
50,000$794.0M0.05%Put
203
CENTACENTRAL GARDEN AND PET CO
20,000$792.0M0.05%
204
I9DNARBUTUS BIOPHARMA CORP
151,078$755.0M0.04%
205
XL GROUP LTD
12,900$713.0M0.04%
206
PZZAPAPA JOHNS INTL INC
11,891$681.0M0.04%
207
M I ACQUISITIONS INC
810,300$648.0M0.04%
208
FEDERAL STR ACQUISITION CORP
64,800$627.0M0.04%
209
KAYNE ANDERSON ACQUISITION
658,866$613.0M0.03%
210
HENNESSY CAP ACQUSTON CORP I
728,100$604.0M0.03%
211
WMTWALMART INC
6,700$596.0M0.03%
212
RLJRLJ LODGING TR
29,700$577.0M0.03%
213
ATLANTIC COAST FINL CORP
54,740$564.0M0.03%
214
SRGSERITAGE GROWTH PPTYS
15,736$559.0M0.03%
215
CECOCECO ENVIRONMENTAL CORP
119,524$532.0M0.03%
216
SBUXSTARBUCKS CORP
9,000$521.0M0.03%
217
PENNPENN NATL GAMING INC
19,606$515.0M0.03%
218
METAFACEBOOK INC
3,200$511.0M0.03%
219
XENEXENON PHARMACEUTICALS INC
101,103$495.0M0.03%
220
MUDRICK CAP ACQUISITION CORP
50,200$479.0M0.03%
221
VITAMIN SHOPPE INC
110,100$479.0M0.03%Call
222
TPG PACE HLDGS CORP
300,000$465.0M0.03%
223
GNRCGENERAC HLDGS INC
10,000$459.0M0.03%Put
224
GORES HLDGS II INC
251,166$447.0M0.03%
225
LBRDKLIBERTY BROADBAND CORP
5,000$428.0M0.02%
226
HOSTESS BRANDS INC
180,000$425.0M0.02%
227
EASTERLY ACQUISITION CORP
482,835$405.0M0.02%
228
QSRRESTAURANT BRANDS INTL INC
6,900$393.0M0.02%
229
IQIQIYI INC
25,000$389.0M0.02%
230
FGL HLDGS
210,500$383.0M0.02%
231
PENSARE ACQUISITION CORP
671,900$336.0M0.02%
232
FINTECH ACQUISITION CORP II
250,000$330.0M0.02%
233
LENLENNAR CORP
6,723$321.0M0.02%
234
AVISTA HEALTHCARE PUB ACQ CO
899,100$297.0M0.02%
235
COMMERCEHUB INC
12,918$291.0M0.02%
236
I AM CAP ACQUISITION CO
28,467$283.0M0.02%
237
CLIFTON BANCORP INC
17,972$281.0M0.02%
238
RPX CORP
25,000$267.0M0.02%
239
ALTA MESA RES INC
157,166$244.0M0.01%
240
PANLPANGAEA LOGISTICS SOLUTION L
89,725$238.0M0.01%
241
TERTERADYNE INC
5,000$229.0M0.01%
242
CONVERGEONE HLDGS INC
24,028$222.0M0.01%
243
NEXEO SOLUTIONS INC
297,917$217.0M0.01%
244
FEDERAL STR ACQUISITION CORP
182,400$210.0M0.01%
245
PTBPOTBELLY CORP
17,439$210.0M0.01%
246
NEXTNEXTDECADE CORP
40,000$198.0M0.01%
247
LANDCADIA HLDGS INC
250,000$184.0M0.01%
248
SIMPLY GOOD FOODS CO
50,000$178.0M0.01%
249
CONSTELLATION ALPHA CAP CORP
690,000$166.0M0.01%
250
SABAN CAP ACQUISITION CORP
125,000$163.0M0.01%
251
GTY TECHNOLOGY HOLDINGS INC
125,753$153.0M0.01%
252
INFRA AND ENERGY ALTRNTIVE I
167,125$145.0M0.01%
253
HAYMAKER ACQUISITION CORP
121,898$98.0M0.01%
254
BIG ROCK PARTNERS ACQUISI CO
237,897$83.0M0.00%
255
MODERN MEDIA ACQUISITION
155,487$81.0M0.00%
256
MATLIN AND PARTNERS ACQUISITIO
146,100$73.0M0.00%
257
ESTRE AMBIENTAL INC
91,355$53.0M0.00%
258
KBL MERGER CORP IV
222,505$53.0M0.00%
259
NEVSUN RES LTD
20,000$48.0M0.00%Call
260
BIG ROCK PARTNERS ACQUISI CO
101,200$33.0M0.00%
261
BARINGTON HILCO ACQUISITION
88,246$31.0M0.00%
262
LEISURE ACQUISITION CORP
40,400$28.0M0.00%
263
BARINGTON HILCO ACQUISITION
125,622$26.0M0.00%
264
CM SEVEN STAR ACQUISITION CO
70,000$22.0M0.00%
265
PENSARE ACQUISITION CORP
41,026$21.0M0.00%
266
LEGACY ACQUISITION CORP
50,000$17.0M0.00%
267
ATLANTIC ACQUISITION CORP
23,470$12.0M0.00%
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