K2 PRINCIPAL FUND, L.P. Q1 2021 Filing
Filed May 14, 2021
Portfolio Value
$1.3T
Holdings
276
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (276 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | BAXBAXTER INTL INC | 40,000 | $3.4B | 0.27% | Call |
| 102 | INTCINTEL CORP | 50,000 | $3.2B | 0.25% | Call |
| 103 | —TUSCAN HLDGS CORP II | 312,362 | $3.2B | 0.25% | |
| 104 | —CHARDAN HEALTHCR ACQSTN 2 CO | 313,443 | $3.1B | 0.25% | |
| 105 | —FORTUNA SILVER MINES INC | 2,139 | $3.1B | 0.25% | |
| 106 | —CAPITOL INVESTMENT CORP V | 304,137 | $3.1B | 0.24% | |
| 107 | —ESM ACQUISITION CORPORATION | 300,000 | $3.0B | 0.24% | |
| 108 | —AF ACQUISITION CORP | 300,000 | $3.0B | 0.23% | |
| 109 | —SEACOR HOLDINGS INC | 2,960 | $2.9B | 0.23% | |
| 110 | —SCORPIO TANKERS INC | 2,900 | $2.9B | 0.23% | |
| 111 | CBBCINCINNATI BELL INC NEW | 186,526 | $2.9B | 0.23% | |
| 112 | —INSU ACQUISITION CORP III | 287,167 | $2.9B | 0.23% | |
| 113 | XLESELECT SECTOR SPDR TR | 56,000 | $2.7B | 0.22% | Call |
| 114 | —HENNESSY CAPITAL INVS CORP V | 279,862 | $2.7B | 0.22% | |
| 115 | —CRH MED CORP | 692,086 | $2.7B | 0.22% | |
| 116 | —GX ACQUISITION CORP | 270,934 | $2.7B | 0.22% | |
| 117 | XLNXEURXILINX INC | 22,000 | $2.7B | 0.22% | |
| 118 | WPMWHEATON PRECIOUS METALS CORP | 70,000 | $2.7B | 0.21% | |
| 119 | MDBMONGODB INC | 10,000 | $2.7B | 0.21% | Call |
| 120 | EEMISHARES TR | 50,000 | $2.7B | 0.21% | Call |
| 121 | PBFPBF ENERGY INC | 180,000 | $2.5B | 0.20% | Call |
| 122 | CSVCARRIAGE SVCS INC | 72,181 | $2.5B | 0.20% | |
| 123 | GCMGWGCM GROSVENOR INC | 2,162,099 | $2.5B | 0.20% | |
| 124 | —FTAC PARNASSUS ACQUISITN COR | 250,000 | $2.5B | 0.20% | |
| 125 | DVADAVITA INC | 23,000 | $2.5B | 0.20% | Call |
| 126 | —TPG PACE TECH OPPORTUNITIES | 250,100 | $2.5B | 0.20% | |
| 127 | —VESPER HEALTHCARE ACQSTN COR | 1,171,688 | $2.4B | 0.19% | |
| 128 | —KLUDEIN I ACQUISITION CORP | 250,000 | $2.4B | 0.19% | |
| 129 | AYX 0.5 08/01/24ALTERYX INC | 2,500 | $2.4B | 0.19% | |
| 130 | FXIISHARES TR | 50,000 | $2.3B | 0.18% | Call |
| 131 | —CC NEUBERGER PRINCIPAL HOLDN | 231,969 | $2.3B | 0.18% | |
| 132 | DUSTUSDDIREXION SHS ETF TR | 103,366 | $2.3B | 0.18% | |
| 133 | CITUSDCIT GROUP INC | 44,789 | $2.3B | 0.18% | |
| 134 | —ALASKA COMMUNICATIONS SYS GR | 708,875 | $2.3B | 0.18% | |
| 135 | —FAR PEAK ACQUISITION CORP | 235,697 | $2.3B | 0.18% | |
| 136 | —CF ACQUISITION CORP V | 229,398 | $2.3B | 0.18% | |
| 137 | —EAGLE BULK SHIPPING INC | 2,000 | $2.3B | 0.18% | |
| 138 | BMRNBIOMARIN PHARMACEUTICAL INC | 30,000 | $2.3B | 0.18% | Call |
| 139 | —RMG ACQUISITION CORP II | 225,438 | $2.3B | 0.18% | |
| 140 | —SANDBRIDGE ACQUISITION CORP | 223,214 | $2.2B | 0.17% | |
| 141 | EWWISHARES INC | 50,000 | $2.2B | 0.17% | Call |
| 142 | —ROTH CH ACQUISITION II CO | 220,146 | $2.2B | 0.17% | |
| 143 | ABBVABBVIE INC | 20,000 | $2.2B | 0.17% | Call |
| 144 | GDXJVANECK VECTORS ETF TR | 48,000 | $2.2B | 0.17% | Call |
| 145 | —IRONWOOD PHARMACEUTICALS INC | 2,000 | $2.2B | 0.17% | |
| 146 | NVDANVIDIA CORPORATION | 4,000 | $2.1B | 0.17% | Call |
| 147 | —PROPTECH INVESTMENT CORP II | 216,290 | $2.1B | 0.17% | |
| 148 | GOOSCANADA GOOSE HLDGS INC | 53,300 | $2.1B | 0.17% | |
| 149 | 2JEFOCUS FINL PARTNERS INC | 49,200 | $2.0B | 0.16% | Put |
| 150 | —GORES METROPOULOS II INC | 205,895 | $2.0B | 0.16% | |
| 151 | —MDH ACQUISITION CORP | 204,554 | $2.0B | 0.16% | |
| 152 | —GALILEO ACQUISITION CORP | 201,798 | $2.0B | 0.16% | |
| 153 | GWWGRAINGER W W INC | 5,000 | $2.0B | 0.16% | Call |
| 154 | EOSEWEOS ENERGY ENTERPRISES INC | 222,231 | $2.0B | 0.16% | |
| 155 | CLGXCORELOGIC INC | 25,000 | $2.0B | 0.16% | Call |
| 156 | AMDADVANCED MICRO DEVICES INC | 25,000 | $2.0B | 0.16% | Call |
| 157 | —WATFORD HLDGS LTD | 56,704 | $2.0B | 0.16% | |
| 158 | —EAST RES ACQUISITION CO | 200,000 | $2.0B | 0.15% | |
| 159 | CSXCSX CORP | 20,000 | $1.9B | 0.15% | Put |
| 160 | —AUSTERLITZ ACQUISITION CORP | 186,511 | $1.9B | 0.15% | |
| 161 | —PERSHING SQUARE TONTINE HLDG | 77,554 | $1.9B | 0.15% | |
| 162 | —ANDINA ACQUISITION CORP III | 178,883 | $1.8B | 0.15% | |
| 163 | —ATHENE HOLDING LTD | 34,348 | $1.7B | 0.14% | |
| 164 | XLFISELECT SECTOR SPDR TR | 25,000 | $1.7B | 0.13% | Call |
| 165 | —FAST ACQUISITION CORP II | 171,080 | $1.7B | 0.13% | |
| 166 | EWZISHARES INC | 50,000 | $1.7B | 0.13% | Call |
| 167 | SPWHSPORTSMANS WHSE HLDGS INC | 95,151 | $1.6B | 0.13% | |
| 168 | MIC2EURMACQUARIE INFRASTRUCTURE COR | 50,000 | $1.6B | 0.13% | Call |
| 169 | XLRESELECT SECTOR SPDR TR | 40,000 | $1.6B | 0.12% | Call |
| 170 | —LIONHEART ACQUISITION CORP I | 160,657 | $1.6B | 0.12% | |
| 171 | GRA1EURGRACE W R & CO DEL NEW | 26,100 | $1.6B | 0.12% | Call |
| 172 | —ACKRELL SPAC PARTNERS I CO | 157,561 | $1.6B | 0.12% | |
| 173 | —BETTER WORLD ACQUISITION COR | 154,444 | $1.5B | 0.12% | |
| 174 | PRSPPERSPECTA INC | 51,662 | $1.5B | 0.12% | |
| 175 | PLMKPLUM ACQUISITION CORP I | 150,000 | $1.5B | 0.12% | |
| 176 | —ACCELERATE ACQUISITION CORP | 150,000 | $1.5B | 0.12% | |
| 177 | —PLURALSIGHT INC | 65,784 | $1.5B | 0.12% | |
| 178 | —PIVOTAL INVESTMENT CORP III | 145,660 | $1.5B | 0.12% | |
| 179 | MDB 0.25 01/15/26MONGODB INC | 1,000 | $1.4B | 0.11% | |
| 180 | —FORUM MERGER IV CORP | 142,100 | $1.4B | 0.11% | |
| 181 | —TALEND S A | 21,740 | $1.4B | 0.11% | |
| 182 | —IGNYTE ACQUISITION CORP | 143,436 | $1.4B | 0.11% | |
| 183 | APH1EURAPHRIA INC | 74,947 | $1.4B | 0.11% | |
| 184 | BGCPEURBGC PARTNERS INC | 271,661 | $1.3B | 0.10% | |
| 185 | —SPARTACUS ACQUISITION CORP | 124,687 | $1.2B | 0.10% | |
| 186 | PRAHPRA HEALTH SCIENCES INC | 8,000 | $1.2B | 0.10% | |
| 187 | —CF ACQUISITION CORP VIII | 118,600 | $1.2B | 0.09% | |
| 188 | —CARDTRONICS PLC | 27,819 | $1.1B | 0.09% | |
| 189 | —FUSION ACQUISITION CORP II | 108,227 | $1.1B | 0.08% | |
| 190 | —LEGATO MERGER CORP | 109,473 | $1.1B | 0.08% | |
| 191 | INMDINMODE LTD | 14,370 | $1.0B | 0.08% | |
| 192 | —GREENROSE ACQUISITION CORP | 103,805 | $1.0B | 0.08% | |
| 193 | —SEAPORT GLOBAL ACQUISITN COR | 102,445 | $1.0B | 0.08% | |
| 194 | —ARES ACQUISITION CORPORATION | 101,160 | $1.0B | 0.08% | |
| 195 | —MCAP ACQUISITION CORP | 100,000 | $995.0M | 0.08% | |
| 196 | —PROGRESS ACQUISITION CORP | 100,374 | $978.0M | 0.08% | |
| 197 | —EDIFY ACQUISITION CORP | 100,000 | $970.0M | 0.08% | |
| 198 | GOGOGOGO INC | 100,000 | $966.0M | 0.08% | |
| 199 | PUCKUGOAL ACQUISITIONS CORP | 96,323 | $964.0M | 0.08% | |
| 200 | —TIGA ACQUISITION CORP | 94,486 | $949.0M | 0.07% |