K2 PRINCIPAL FUND, L.P. Q1 2021 Filing

Filed May 14, 2021

Portfolio Value

$1.3T

Holdings

276

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (276 positions)

#StockSharesValue% PortfolioType
201
FLEXFLEX LTD
50,000$916.0M0.07%Call
202
GLUUGLU MOBILE INC
72,857$909.0M0.07%
203
ABEVAMBEV SA
323,186$886.0M0.07%
204
COOPER TIRE & RUBR CO
15,135$847.0M0.07%
205
PBCTEURPEOPLES UNITED FINANCIAL INC
45,000$806.0M0.06%
206
VESPER HEALTHCARE ACQSTN COR
67,801$783.0M0.06%
207
RIGNET INC
85,966$750.0M0.06%
208
BENESSERE CAPITAL ACQUSTN CO
75,197$747.0M0.06%
209
BROOGE ENERGY LTD
929,388$744.0M0.06%
210
CCIXCHURCHILL CAPITAL CORP VII
73,980$738.0M0.06%
211
HEALTH SCIENCES ACQ CORP 2
64,906$726.0M0.06%
212
GREENVISION ACQUISITION CORP
66,375$674.0M0.05%
213
JETSETF SER SOLUTIONS
25,000$673.0M0.05%Call
214
BARCLAYS BANK PLC
56,750$647.0M0.05%
215
ZZILLOW GROUP INC
4,633$601.0M0.05%
216
4D PHARMA PLC
550,944$601.0M0.05%
217
GOTUGSX TECHEDU INC
17,500$593.0M0.05%Put
218
ZANITE ACQUISITION CORP
58,997$587.0M0.05%
219
CLASS ACCELERATION CORP
58,614$580.0M0.05%
220
GIGCAPITAL2 INC
56,537$567.0M0.04%
221
AVYAUSDAVAYA HLDGS CORP
20,000$561.0M0.04%Call
222
ANDINA ACQUISITION CORP III
656,450$558.0M0.04%
223
CF FIN ACQUISITION CORP III
54,755$548.0M0.04%
224
EAST STONE ACQUISITION CORP
54,032$540.0M0.04%
225
FORUM MERGER III CORP
50,734$506.0M0.04%
226
BRZHBREEZE HOLDINGS ACQUISITN CO
50,000$498.0M0.04%
227
ROSS ACQUISITION CORP II
50,000$498.0M0.04%
228
COHRII-VI INC
7,280$498.0M0.04%
229
ACE CONVERGENCE ACQU CORP
49,836$497.0M0.04%
230
KADEM SUSTAINABLE IMPACT COR
50,000$494.0M0.04%
231
AMPLITUDE HLTHCRE AQUSTIN CO
47,459$470.0M0.04%
232
PTK ACQUISITION CORP
835,470$455.0M0.04%
233
0VVBVIACOMCBS INC
10,000$451.0M0.04%Put
234
ZBHZIMMER BIOMET HOLDINGS INC
2,800$448.0M0.04%
235
ALBERTON ACQUISITION CORP
39,920$436.0M0.03%
236
DEEP LAKE CAPITAL ACQUSTN CO
44,099$432.0M0.03%
237
GENNORTONLIFELOCK INC
20,000$425.0M0.03%Call
238
CONDOR HOSPITALITY TR INC
118,651$413.0M0.03%
239
SEVEN OAKS ACQUISITION CORP
444,103$404.0M0.03%
240
GORES HOLDINGS VII INC
39,479$393.0M0.03%
241
HPPHUDSON PAC PPTYS INC
13,500$366.0M0.03%Call
242
GLOBIS ACQUISITION CORP
650,000$358.0M0.03%
243
ANDINA ACQUISITION CORP III
517,950$358.0M0.03%
244
GREENVISION ACQUISITION CORP
594,364$345.0M0.03%
245
ALBERTON ACQUISITION CORP
646,340$323.0M0.03%
246
VIVEON HEALTH ACQUISITION CO
848,926$323.0M0.03%
247
WDRWADDELL & REED FINL INC
12,200$306.0M0.02%
248
SIRIEURSIRIUS XM HOLDINGS INC
50,000$305.0M0.02%Call
249
EXEELCHESAPEAKE ENERGY CORP
15,633$266.0M0.02%
250
PETRA ACQUISITION INC
26,583$266.0M0.02%
251
BENESSERE CAPITAL ACQUSTN CO
714,531$234.0M0.02%
252
HEALTHCARE CAPITAL CORP
23,284$225.0M0.02%
253
DISCAUSDDISCOVERY INC
5,000$217.0M0.02%
254
ALBERTON ACQUISITION CORP
463,516$209.0M0.02%
255
MALLARD ACQUISITION CORP
436,713$197.0M0.02%
256
KHOSLA VENTURES ACQUISITION
18,160$183.0M0.01%
257
VIVEON HEALTH ACQUISITION CO
983,100$177.0M0.01%
258
HORIZON ACQUISITION CORP
156,041$172.0M0.01%
259
YUNHONG INTL
388,435$170.0M0.01%
260
YUNHONG INTL
331,827$169.0M0.01%
261
CI FINL CORP
11,117$161.0M0.01%
262
CHARDAN HEALTHCR ACQSTN 2 CO
149,885$141.0M0.01%
263
TUSCAN HLDGS CORP II
173,406$139.0M0.01%
264
AGBA ACQUISITION LTD
10,672$113.0M0.01%
265
SCVX CORP
11,275$111.0M0.01%
266
REDBALL ACQUISITION CORP
10,000$101.0M0.01%
267
SENIOR CONNECT ACQUISITN COR
138,900$99.0M0.01%
268
NATURAL ORDER ACQUISITION CO
99,579$80.0M0.01%
269
HEALTHCARE SERVICES ACQU COR
127,681$80.0M0.01%
270
LIONHEART ACQUISITION CORP I
100,000$72.0M0.01%
271
UNION ACQUISITION CORP II
100,000$68.0M0.01%
272
EPIPHANY TECHNOLOGY ACQUISIT
72,559$60.0M0.00%
273
ACKRELL SPAC PARTNERS I CO
85,353$43.0M0.00%
274
PROGRESS ACQUISITION CORP
50,187$23.0M0.00%
275
EAST RES ACQUISITION CO
24,344$20.0M0.00%
276
ARES ACQUISITION CORPORATION
20,232$18.0M0.00%
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