K2 PRINCIPAL FUND, L.P. Q2 2020 Filing

Filed August 13, 2020

Portfolio Value

$629.2B

Holdings

226

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (226 positions)

#StockSharesValue% PortfolioType
101
AEMAGNICO EAGLE MINES LTD
25,000$1.6B0.25%Call
102
JCIJOHNSON CTLS INTL PLC
46,800$1.6B0.25%Call
103
ALIO GOLD INC
925,200$1.6B0.25%
104
MMM3M CO
10,119$1.6B0.25%Put
105
HHC*HOWARD HUGHES CORP
29,600$1.5B0.24%
106
THUNDER BRDG ACQUISTION II L
150,800$1.5B0.24%
107
SHAKSHAKE SHACK INC
28,000$1.5B0.24%Put
108
MSFTMICROSOFT CORP
7,265$1.5B0.24%
109
UFSDOMTAR CORP
70,000$1.5B0.23%Put
110
IGVISHARES TR
5,000$1.4B0.23%Put
111
USOUNITED STS OIL FD LP
50,000$1.4B0.22%Call
112
TORTOISE ACQUISITION CORP
128,354$1.4B0.22%Call
113
MGM GROWTH PPTYS LLC
50,601$1.4B0.22%
114
METAFACEBOOK INC
6,000$1.4B0.22%Call
115
BKIEURBLACK KNIGHT INC
18,500$1.3B0.21%Put
116
MEET GROUP INC
212,419$1.3B0.21%
117
SIL1EURSILVERCREST METALS INC
100,000$1.2B0.20%
118
NOCNORTHROP GRUMMAN CORP
4,000$1.2B0.20%Call
119
SEACOR HOLDINGS INC
1,425$1.2B0.19%
120
FRONT YD RESIDENTIAL CORP
138,826$1.2B0.19%Call
121
BRILLIANT ACQUISITION CORP
120,100$1.2B0.19%
122
INGING GROEP N.V.
164,700$1.1B0.18%Call
123
TUSCAN HOLDINGS CORP
1,803,555$1.1B0.17%Call
124
NETFIN ACQUISITION CORP
635,914$1.1B0.17%Call
125
GORES METROPOULOS INC
97,573$1.0B0.17%
126
SPARTAN ENERGY ACQUISITION C
93,947$1.0B0.16%
127
ADMARCHER DANIELS MIDLAND CO
25,000$998.0M0.16%Put
128
PCGPG&E CORP
110,000$976.0M0.16%
129
B RILEY PRIN MERGER CORP II
548,005$959.0M0.15%Call
130
BWABORGWARNER INC
26,918$950.0M0.15%
131
LMEURLEGG MASON INC
18,677$929.0M0.15%
132
CAHCARDINAL HEALTH INC
17,757$927.0M0.15%
133
NEWBORN ACQUISITION CORP
90,095$915.0M0.15%
134
PDEURPRECISION DRILLING CORP
867,000$893.0M0.14%
135
NMRKNEWMARK GROUP INC
182,602$887.0M0.14%
136
SCVX CORP
83,716$867.0M0.14%
137
JETSETF SER SOLUTIONS
50,000$833.0M0.13%Put
138
MMSIMERIT MED SYS INC
17,100$781.0M0.12%
139
FINTECH ACQUISITION CORP III
329,586$758.0M0.12%Call
140
BENFRANKLIN RESOURCES INC
36,000$755.0M0.12%Call
141
AMCI ACQUISITION CORP
1,260,749$690.0M0.11%Call
142
ANDINA ACQUISITION CORP III
66,666$684.0M0.11%
143
INSURANCE ACQUISITION CORP
187,605$683.0M0.11%Call
144
RIORIO TINTO PLC
12,000$674.0M0.11%Call
145
WGOWINNEBAGO INDS INC
10,000$666.0M0.11%Put
146
MTAMETALLA RTY & STREAMING LTD
90,000$650.0M0.10%
147
MUMICRON TECHNOLOGY INC
12,500$644.0M0.10%
148
HENNESSY CAP ACQUSTION CORP
584,780$643.0M0.10%Call
149
MISTMILESTONE PHARMACEUTICALS IN
169,730$642.0M0.10%
150
STNGSCORPIO TANKERS INC
50,000$641.0M0.10%Put
151
THUNDER BRDG ACQUISTION II L
58,201$611.0M0.10%
152
BROOGE ENERGY LTD
1,246,024$611.0M0.10%Call
153
THUNDER BRDG ACQUISTION II L
421,900$608.0M0.10%Call
154
SSRMSSR MNG INC
20,000$579.0M0.09%Call
155
SPMEURAMERICAS GOLD AND SILVER COR
160,000$566.0M0.09%
156
HBMHUDBAY MINERALS INC
135,600$557.0M0.09%
157
SOCIAL CAP HEDSPIA HLDG CO I
184,328$553.0M0.09%Call
158
HUDSON EXECUTIVE INVT CORP
53,041$544.0M0.09%
159
GOTUGSX TECHEDU INC
9,000$540.0M0.09%Put
160
TRIDENT ACQUISITIONS CORP
49,048$537.0M0.09%
161
US ECOLOGY INC
111,720$531.0M0.08%Call
162
ARYA SCIENCES ACQUISTION CO
45,000$522.0M0.08%
163
AGFIRST MAJESTIC SILVER CORP
50,000$498.0M0.08%Call
164
PIVOTAL INVT CORP II
630,531$498.0M0.08%Call
165
BRK/BBERKSHIRE HATHAWAY INC DEL
2,700$482.0M0.08%
166
CITIC CAPITAL ACQUISITION CO
46,130$464.0M0.07%
167
SIRIUS INTERNATIONAL INSURAN
60,205$418.0M0.07%
168
SC HEALTH CORP
386,650$418.0M0.07%Call
169
KNXKNIGHT SWIFT TRANSN HLDGS IN
10,000$417.0M0.07%
170
VACMARRIOTT VACTINS WORLDWID CO
5,000$411.0M0.07%Call
171
CCLCARNIVAL CORP
25,000$411.0M0.07%Call
172
BARCLAYS BK PLC
12,000$407.0M0.06%
173
SPARTAN ENERGY ACQUISITION C
224,382$404.0M0.06%Call
174
GOOSCANADA GOOSE HLDGS INC
17,000$394.0M0.06%Call
175
WTWWILLIS TOWERS WATSON PLC LTD
2,000$394.0M0.06%
176
GX ACQUISITION CORP
350,000$385.0M0.06%Call
177
CBBCINCINNATI BELL INC NEW
25,134$373.0M0.06%
178
CHURCHILL CAP CORP III
119,569$359.0M0.06%Call
179
NESRNATIONAL ENERGY SERVICES REU
649,181$357.0M0.06%Call
180
BROOKFIELD PROPERTY PARTRS L
34,600$342.0M0.05%Call
181
PLAYDAVE & BUSTERS ENTMT INC
25,000$333.0M0.05%Call
182
TUSCAN HLDGS CORP II
584,556$316.0M0.05%Call
183
LBRDKLIBERTY BROADBAND CORP
2,471$306.0M0.05%
184
TJXTJX COS INC NEW
42,618$304.0M0.05%
185
SC HEALTH CORP
27,300$284.0M0.05%
186
BTCTMETEN EDTECHX ED GROUP LTD
473,053$265.0M0.04%Call
187
PURE ACQUISITION CORP
25,184$265.0M0.04%
188
LPZBLIGHTPATH TECHNOLOGIES INC
78,396$262.0M0.04%
189
LF CAP ACQUISITION CORP
277,305$250.0M0.04%Call
190
SCVX CORP
213,800$222.0M0.04%Call
191
PHGEBIOMX INC
455,167$218.0M0.03%Call
192
ALBERTON ACQUISITION CORP
768,739$200.0M0.03%Call
193
GIGCAPITAL2 INC
400,000$198.0M0.03%Call
194
APEX TECHNOLOGY ACQUISITION
114,000$194.0M0.03%Call
195
TRINE ACQUISITION CORP
119,550$185.0M0.03%Call
196
BMY-RBRISTOL-MYERS SQUIBB CO
50,300$180.0M0.03%
197
BIG ROCK PARTNERS ACQUISI CO
632,995$177.0M0.03%Call
198
LONGEVITY ACQUISITION CORP
833,746$167.0M0.03%Call
199
GOGOGOGO INC
51,500$163.0M0.03%Put
200
8I ENTERPRISES ACQUISITION C
492,715$161.0M0.03%Call
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