K2 PRINCIPAL FUND, L.P. Q3 2016 Filing
Filed November 15, 2016
Portfolio Value
$35.2B
Holdings
214
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (214 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | —AMERICAN FARMLAND CO | 552 | $70.0B | 199.11% | |
| 102 | —BANK AMER CORP | 1,080 | $69.0B | 196.27% | Call |
| 103 | TNADIREXION SHS ETF TR | 5,477 | $68.6B | 195.13% | Put |
| 104 | —SOLARCITY CORP | 1,341 | $68.5B | 194.94% | |
| 105 | DELLDELL TECHNOLOGIES INC | 3,183 | $66.6B | 189.40% | |
| 106 | —STAPLES INC | 564 | $66.0B | 187.73% | Call |
| 107 | —SUNEDISON SEMICONDUCTOR LTD | 740 | $65.0B | 184.89% | |
| 108 | —LINKEDIN CORP | 12,372 | $64.7B | 184.13% | |
| 109 | ITBISHARES TR | 1,714 | $62.2B | 176.92% | Put |
| 110 | —PATRIOT NATL INC | 546 | $60.7B | 172.52% | |
| 111 | —IHS MARKIT LTD | 2,260 | $60.2B | 171.17% | |
| 112 | —CARMIKE CINEMAS INC | 1,962 | $60.0B | 170.69% | |
| 113 | —INFOBLOX INC | 1,582 | $60.0B | 170.67% | |
| 114 | MSFTMICROSOFT CORP | 3,259 | $56.6B | 160.94% | |
| 115 | CSXCSX CORP | 1,678 | $55.0B | 156.44% | Call |
| 116 | PRGOPERRIGO CO PLC | 5,078 | $55.0B | 156.44% | Call |
| 117 | SESPECTRA ENERGY CORP | 2,259 | $52.9B | 150.33% | |
| 118 | —RACKSPACE HOSTING INC | 1,648 | $52.0B | 147.91% | |
| 119 | MSIMOTOROLA SOLUTIONS INC | 3,570 | $46.8B | 133.12% | Put |
| 120 | KHCKRAFT HEINZ CO | 4,063 | $45.4B | 129.14% | Put |
| 121 | TQQQPROSHARES TR | 5,813 | $45.2B | 128.57% | Put |
| 122 | —ALLIANCE DATA SYSTEMS CORP | 9,654 | $45.0B | 128.00% | Call |
| 123 | —AGRIUM INC | 4,054 | $44.7B | 127.15% | |
| 124 | DLTRDOLLAR TREE INC | 3,422 | $43.3B | 123.30% | Call |
| 125 | —ALLERGAN PLC | 9,975 | $43.3B | 123.20% | Call |
| 126 | TJXTJX COS INC NEW | 3,221 | $43.1B | 122.53% | Call |
| 127 | PFEPFIZER INC | 1,453 | $42.9B | 122.03% | Call |
| 128 | —EXPRESS SCRIPTS HLDG CO | 2,976 | $42.2B | 120.04% | Call |
| 129 | —ANDINA ACQUISITION CORP II | 414 | $41.9B | 119.18% | |
| 130 | —EMERGENT CAP INC | 121 | $41.3B | 117.42% | |
| 131 | IMGIAMGOLD CORP | 166 | $41.0B | 116.62% | Put |
| 132 | —DIREXION SHS ETF TR | 1,360 | $40.4B | 114.92% | Put |
| 133 | RIORIO TINTO PLC | 1,336 | $40.0B | 113.78% | Put |
| 134 | —SILVER WHEATON CORP | 1,081 | $40.0B | 113.78% | Put |
| 135 | GIBGROUPE CGI INC | 1,805 | $37.9B | 107.80% | Put |
| 136 | —ORIGO ACQUISITION CORP | 366 | $35.5B | 100.96% | |
| 137 | AKG1EURASANKO GOLD INC | 149 | $35.3B | 100.41% | Put |
| 138 | XEMDXWESTERN ASSET EMRG MKT DEBT | 555 | $34.1B | 97.14% | |
| 139 | —NETSUITE INC | 3,763 | $34.0B | 96.71% | Put |
| 140 | CHKPCHECK POINT SOFTWARE TECH LT | 2,600 | $33.5B | 95.29% | Call |
| 141 | —STELLAR ACQUISITION III INC | 319 | $32.0B | 91.02% | |
| 142 | —PROSHARES TR | 428 | $32.0B | 91.02% | Put |
| 143 | —ITC HLDGS CORP | 1,394 | $30.0B | 85.33% | |
| 144 | COSTCOSTCO WHSL CORP NEW | 4,575 | $30.0B | 85.33% | Put |
| 145 | PANWPALO ALTO NETWORKS INC | 4,780 | $30.0B | 85.33% | Call |
| 146 | —HYDRA INDS ACQUISITION CORP | 291 | $29.2B | 83.08% | |
| 147 | WMWASTE MGMT INC DEL | 1,786 | $28.0B | 79.64% | Put |
| 148 | —BALL CORP | 2,279 | $27.8B | 79.08% | Put |
| 149 | TRIPTRIPADVISOR INC | 1,737 | $27.5B | 78.22% | Call |
| 150 | —AROWANA INC | 274 | $26.9B | 76.47% | |
| 151 | —HUTCHINSON TECHNOLOGY INC | 106 | $26.6B | 75.74% | |
| 152 | XLNXEURXILINX INC | 1,359 | $25.0B | 71.11% | Call |
| 153 | GCI1EURGANNETT CO INC | 291 | $25.0B | 71.11% | |
| 154 | —FEDERAL MOGUL HOLDINGS CORP | 240 | $25.0B | 71.11% | |
| 155 | LRCXEURLAM RESEARCH CORP | 2,368 | $25.0B | 71.11% | Call |
| 156 | TLNTALEN ENERGY CORP | 341 | $24.6B | 70.04% | |
| 157 | —CF CORP | 214 | $21.0B | 59.73% | |
| 158 | XLRESELECT SECTOR SPDR TR | 682 | $20.8B | 59.16% | |
| 159 | —RITE AID CORP | 159 | $20.7B | 58.87% | |
| 160 | GOOGALPHABET INC | 15,959 | $20.5B | 58.40% | |
| 161 | GILDGILEAD SCIENCES INC | 1,599 | $20.2B | 57.46% | Put |
| 162 | WGOWINNEBAGO INDS INC | 471 | $20.0B | 56.89% | |
| 163 | AALAMERICAN AIRLS GROUP INC | 729 | $19.9B | 56.60% | Call |
| 164 | —TERRAPIN 3 ACQUISITION CORP | 191 | $19.0B | 54.04% | |
| 165 | —FLEETMATICS GROUP PLC | 1,132 | $18.9B | 53.69% | |
| 166 | —ARALEZ PHARMACEUTICALS INC | 90 | $18.5B | 52.72% | |
| 167 | JPMJPMORGAN CHASE and CO | 1,210 | $18.2B | 51.67% | Put |
| 168 | FFORD MTR CO DEL | 217 | $18.0B | 51.20% | Call |
| 169 | MGAMAGNA INTL INC | 773 | $18.0B | 51.20% | Put |
| 170 | DEDEERE and CO | 1,451 | $17.0B | 48.36% | Put |
| 171 | GSATUSDGLOBALSTAR INC | 20 | $16.9B | 47.95% | |
| 172 | XENEXENON PHARMACEUTICALS INC | 122 | $15.0B | 42.67% | |
| 173 | NFLXNETFLIX INC | 1,478 | $15.0B | 42.67% | Put |
| 174 | QSRRESTAURANT BRANDS INTL INC | 669 | $15.0B | 42.67% | Call |
| 175 | TXNTEXAS INSTRS INC | 1,053 | $15.0B | 42.67% | Put |
| 176 | —MONSANTO CO NEW | 1,482 | $14.5B | 41.24% | |
| 177 | UALUNITED CONTL HLDGS INC | 740 | $14.1B | 40.11% | Call |
| 178 | SLVISHARES SILVER TRUST | 255 | $14.0B | 39.82% | |
| 179 | —DIREXION SHS ETF TR | 357 | $13.3B | 37.83% | Put |
| 180 | RSGREPUBLIC SVCS INC | 661 | $13.1B | 37.26% | Put |
| 181 | IBBISHARES TR | 3,763 | $13.0B | 36.98% | Put |
| 182 | GQ9SPDR GOLD TRUST | 1,596 | $12.7B | 36.12% | |
| 183 | ILFISHARES TR | 338 | $12.1B | 34.32% | |
| 184 | ORCLORACLE CORP | 471 | $12.0B | 34.13% | Call |
| 185 | DRHDIAMONDROCK HOSPITALITY CO | 109 | $12.0B | 34.13% | |
| 186 | —MEDIA GEN INC NEW | 184 | $10.0B | 28.44% | |
| 187 | —GORES HLDGS INC | 108 | $10.0B | 28.44% | |
| 188 | MOSMOSAIC CO NEW | 245 | $10.0B | 28.44% | |
| 189 | VIABVIACOM INC NEW | 381 | $10.0B | 28.44% | Call |
| 190 | RNGRINGCENTRAL INC | 237 | $10.0B | 28.44% | Put |
| 191 | —RAPTOR PHARMACEUTICAL CORP | 90 | $10.0B | 28.44% | |
| 192 | AXTAAXALTA COATING SYS LTD | 283 | $10.0B | 28.44% | |
| 193 | —AVG TECHNOLOGIES N V | 235 | $9.4B | 26.75% | |
| 194 | —DELPHI AUTOMOTIVE PLC | 642 | $9.0B | 25.60% | Put |
| 195 | GOOGLALPHABET INC | 6,432 | $8.0B | 22.76% | Put |
| 196 | PSXPHILLIPS 66 | 564 | $7.0B | 19.91% | |
| 197 | JXC1J2 GLOBAL INC | 466 | $7.0B | 19.91% | Put |
| 198 | BLKCHFBLACKROCK INC | 2,526 | $7.0B | 19.83% | |
| 199 | —BERKSHIRE HATHAWAY INC DEL | 887 | $6.1B | 17.46% | |
| 200 | CAKECHEESECAKE FACTORY INC | 300 | $6.0B | 17.07% |