K2 PRINCIPAL FUND, L.P. Q3 2017 Filing
Filed November 9, 2017
Portfolio Value
$1.5T
Holdings
262
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (262 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | TJXTJX COS INC NEW | 40,724 | $3.0B | 0.20% | Put |
| 102 | —TESCO CORP | 545,985 | $3.0B | 0.20% | |
| 103 | —ATLANTIC ACQUISITION CORP | 300,000 | $2.9B | 0.19% | |
| 104 | CAKECHEESECAKE FACTORY INC | 68,600 | $2.9B | 0.19% | Call |
| 105 | AANUSDAARONS INC | 65,900 | $2.9B | 0.19% | Put |
| 106 | MOSMOSAIC CO NEW | 132,900 | $2.9B | 0.19% | Put |
| 107 | —GP INVTS ACQUISITION COR | 299,200 | $2.8B | 0.19% | |
| 108 | —CAPITOL INVT CORP IV | 276,000 | $2.8B | 0.18% | |
| 109 | MGPIMGP INGREDIENTS INC NEW | 46,000 | $2.8B | 0.18% | Put |
| 110 | —BARINGTON HILCO ACQUISITION | 270,209 | $2.8B | 0.18% | |
| 111 | —CU BANCORP CALIF | 71,207 | $2.8B | 0.18% | |
| 112 | GNRCGENERAC HLDGS INC | 60,000 | $2.8B | 0.18% | Put |
| 113 | VVISA INC | 25,000 | $2.6B | 0.17% | Call |
| 114 | —VWR CORP | 79,201 | $2.6B | 0.17% | |
| 115 | —ANDINA ACQUISITION CORP II | 253,360 | $2.6B | 0.17% | |
| 116 | —LANDCADIA HLDGS INC | 250,000 | $2.5B | 0.17% | |
| 117 | EFXEQUIFAX INC | 23,600 | $2.5B | 0.17% | Put |
| 118 | LM03LIBERTY MEDIA CORP DELAWARE | 58,300 | $2.4B | 0.16% | |
| 119 | GMGENERAL MTRS CO | 60,000 | $2.4B | 0.16% | Put |
| 120 | AAVEURADVANTAGE OIL & GAS LTD | 372,662 | $2.3B | 0.16% | |
| 121 | NKENIKE INC | 45,000 | $2.3B | 0.15% | Call |
| 122 | MCKMCKESSON CORP | 15,000 | $2.3B | 0.15% | Call |
| 123 | DRIDARDEN RESTAURANTS INC | 29,000 | $2.3B | 0.15% | Call |
| 124 | EAELECTRONIC ARTS INC | 19,245 | $2.3B | 0.15% | |
| 125 | GPCGENUINE PARTS CO | 23,500 | $2.2B | 0.15% | Call |
| 126 | LM05LIBERTY MEDIA CORP DELAWARE | 60,000 | $2.2B | 0.14% | |
| 127 | —FORESTAR GROUP INC | 2,153 | $2.2B | 0.14% | |
| 128 | DISHDISH NETWORK CORP | 40,000 | $2.2B | 0.14% | Call |
| 129 | —PARSLEY ENERGY INC | 78,700 | $2.1B | 0.14% | Call |
| 130 | ORLYO REILLY AUTOMOTIVE INC NEW | 9,383 | $2.0B | 0.13% | Call |
| 131 | BDXBECTON DICKINSON & CO | 10,156 | $2.0B | 0.13% | |
| 132 | BXUSDBLACKSTONE GROUP L P | 59,600 | $2.0B | 0.13% | Call |
| 133 | SYFSYNCHRONY FINL | 62,600 | $1.9B | 0.13% | Call |
| 134 | ALLYALLY FINL INC | 80,000 | $1.9B | 0.13% | |
| 135 | CLRUSDCONTINENTAL RESOURCES INC | 50,000 | $1.9B | 0.13% | Call |
| 136 | THOTHOR INDS INC | 15,081 | $1.9B | 0.13% | |
| 137 | LGFEURLIONS GATE ENTMNT CORP | 55,698 | $1.9B | 0.12% | |
| 138 | —TURKISH INVT FD INC | 204,450 | $1.9B | 0.12% | |
| 139 | —HORIZON PHARMA INVT LTD | 2,000 | $1.8B | 0.12% | |
| 140 | WMTWAL-MART STORES INC | 23,200 | $1.8B | 0.12% | |
| 141 | —M III ACQUISITION CORP | 184,500 | $1.8B | 0.12% | |
| 142 | LTRPAUSDLIBERTY TRIPADVISOR HLDGS IN | 146,211 | $1.8B | 0.12% | |
| 143 | OIBR/USDOI S A | 230,856 | $1.8B | 0.12% | |
| 144 | —AKORN INC | 54,100 | $1.8B | 0.12% | Put |
| 145 | BBBLACKBERRY LTD | 159,400 | $1.8B | 0.12% | Put |
| 146 | CFCF INDS HLDGS INC | 50,000 | $1.8B | 0.12% | Put |
| 147 | TTWOTAKE-TWO INTERACTIVE SOFTWAR | 16,903 | $1.7B | 0.11% | |
| 148 | CLGXCORELOGIC INC | 37,200 | $1.7B | 0.11% | Put |
| 149 | —WGL HLDGS INC | 20,000 | $1.7B | 0.11% | Put |
| 150 | WFCWELLS FARGO CO NEW | 30,000 | $1.7B | 0.11% | |
| 151 | WRUSDWESTAR ENERGY INC | 32,676 | $1.6B | 0.11% | |
| 152 | —DOUBLE EAGLE ACQUISITION COR | 156,067 | $1.6B | 0.10% | |
| 153 | ENBENBRIDGE INC | 37,391 | $1.6B | 0.10% | |
| 154 | I9DNARBUTUS BIOPHARMA CORP | 250,015 | $1.6B | 0.10% | |
| 155 | —HRG GROUP INC | 99,224 | $1.5B | 0.10% | |
| 156 | —XL GROUP LTD | 38,000 | $1.5B | 0.10% | Put |
| 157 | UTXZUNITED TECHNOLOGIES CORP | 12,900 | $1.5B | 0.10% | Put |
| 158 | BRK/BBERKSHIRE HATHAWAY INC DEL | 8,138 | $1.5B | 0.10% | |
| 159 | MERCMERCER INTL INC | 125,268 | $1.5B | 0.10% | |
| 160 | EQTEQT CORP | 22,200 | $1.4B | 0.10% | Put |
| 161 | GSTEURGASTAR EXPL INC NEW | 1,642,717 | $1.4B | 0.10% | |
| 162 | ECECOPETROL S A | 145,700 | $1.4B | 0.09% | Put |
| 163 | AMZNAMAZON COM INC | 1,396 | $1.3B | 0.09% | |
| 164 | TRITHOMSON REUTERS CORP | 29,200 | $1.3B | 0.09% | |
| 165 | —NUMEREX CORP PA | 351,730 | $1.3B | 0.09% | |
| 166 | —ENTERCOM COMMUNICATIONS CORP | 116,116 | $1.3B | 0.09% | |
| 167 | —NEFF CORP | 52,600 | $1.3B | 0.09% | |
| 168 | —VECTREN CORP | 19,700 | $1.3B | 0.09% | Call |
| 169 | FOXATWENTY FIRST CENTY FOX INC | 50,000 | $1.3B | 0.09% | |
| 170 | —COLONY NORTHSTAR INC | 99,919 | $1.3B | 0.08% | |
| 171 | BATRAUSDLIBERTY MEDIA CORP DELAWARE | 49,480 | $1.3B | 0.08% | |
| 172 | BMTABRITISH AMERN TOB PLC | 20,000 | $1.2B | 0.08% | |
| 173 | SRGSERITAGE GROWTH PPTYS | 25,603 | $1.2B | 0.08% | Put |
| 174 | —SUN BANCORP INC | 47,325 | $1.2B | 0.08% | |
| 175 | UNPUNION PAC CORP | 10,000 | $1.2B | 0.08% | Put |
| 176 | WTTRSELECT ENERGY SVCS INC | 69,771 | $1.1B | 0.07% | |
| 177 | HRLHORMEL FOODS CORP | 33,701 | $1.1B | 0.07% | |
| 178 | —VANTAGE ENERGY ACQUISITION | 833,333 | $1.1B | 0.07% | |
| 179 | NWSNEWS CORP NEW | 76,981 | $1.1B | 0.07% | |
| 180 | —HORIZON PHARMA PLC | 82,500 | $1.0B | 0.07% | Put |
| 181 | —ROSEHILL RES INC | 1,164,548 | $1.0B | 0.07% | |
| 182 | AYXEURALTERYX INC | 50,000 | $1.0B | 0.07% | |
| 183 | CZREURCAESARS ENTMT CORP | 75,300 | $1.0B | 0.07% | Put |
| 184 | NESRNATIONAL ENERGY SERVICES REU | 2,000,000 | $1.0B | 0.07% | |
| 185 | VALEVALE S A | 106,846 | $999.0M | 0.07% | |
| 186 | —SOUTHWEST BANCORP INC OKLA | 35,000 | $964.0M | 0.06% | |
| 187 | —DIMENSION THERAPEUTICS INC | 160,000 | $960.0M | 0.06% | |
| 188 | —HSN INC | 23,617 | $922.0M | 0.06% | |
| 189 | RDNTRADNET INC | 78,000 | $901.0M | 0.06% | Put |
| 190 | —STRAIGHT PATH COMMUNICATNS I | 4,823 | $871.0M | 0.06% | |
| 191 | —CAPITAL BK FINL CORP | 21,142 | $868.0M | 0.06% | |
| 192 | BABAALIBABA GROUP HLDG LTD | 5,000 | $864.0M | 0.06% | Put |
| 193 | —ADVISORY BRD CO | 15,805 | $848.0M | 0.06% | |
| 194 | —FIRST SOUTH BANCORP INC VA | 42,966 | $796.0M | 0.05% | |
| 195 | —TPG PACE ENERGY HLDGS CORP | 583,333 | $776.0M | 0.05% | |
| 196 | ENPHENPHASE ENERGY INC | 506,570 | $770.0M | 0.05% | |
| 197 | HEIHEICO CORP NEW | 10,085 | $768.0M | 0.05% | |
| 198 | —YRC WORLDWIDE INC | 55,000 | $759.0M | 0.05% | Put |
| 199 | —EDGEWATER TECHNOLOGY INC | 106,427 | $694.0M | 0.05% | |
| 200 | —ORIGO ACQUISITION CORP | 62,108 | $658.0M | 0.04% |