K2 PRINCIPAL FUND, L.P. Q3 2017 Filing
Filed November 9, 2017
Portfolio Value
$1.5T
Holdings
262
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (262 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | —NOVELION THERAPEUTICS INC | 89,900 | $632.0M | 0.04% | Put |
| 202 | SHLDEURSEARS HLDGS CORP | 86,500 | $631.0M | 0.04% | Put |
| 203 | —GNC HLDGS INC | 70,128 | $620.0M | 0.04% | |
| 204 | —IXYS CORP | 26,013 | $617.0M | 0.04% | |
| 205 | —TPG PACE HLDGS CORP | 400,000 | $580.0M | 0.04% | |
| 206 | —GRAN TIERRA ENERGY INC | 236,100 | $538.0M | 0.04% | Put |
| 207 | LBTYBLIBERTY GLOBAL PLC | 16,205 | $530.0M | 0.04% | |
| 208 | —ASTORIA FINL CORP | 24,222 | $521.0M | 0.03% | |
| 209 | ODPEUROFFICE DEPOT INC | 113,600 | $515.0M | 0.03% | Put |
| 210 | —GREENHILL & CO INC | 30,000 | $498.0M | 0.03% | |
| 211 | —KAYNE ANDERSON ACQUISITION | 658,866 | $494.0M | 0.03% | |
| 212 | —ELLIE MAE INC | 6,000 | $493.0M | 0.03% | Put |
| 213 | —HENNESSY CAP ACQUSTON CORP I | 675,000 | $493.0M | 0.03% | |
| 214 | —EXA CORP | 20,316 | $491.0M | 0.03% | |
| 215 | XENEXENON PHARMACEUTICALS INC | 164,510 | $485.0M | 0.03% | |
| 216 | —HAWAIIAN TELCOM HOLDCO INC | 15,819 | $472.0M | 0.03% | |
| 217 | AXTAAXALTA COATING SYS LTD | 16,300 | $471.0M | 0.03% | |
| 218 | CLSEURCELESTICA INC | 36,000 | $446.0M | 0.03% | |
| 219 | —CF CORP | 210,500 | $444.0M | 0.03% | |
| 220 | SNAPSNAP INC | 30,000 | $436.0M | 0.03% | Call |
| 221 | SEASEABRIDGE GOLD INC | 34,200 | $417.0M | 0.03% | Put |
| 222 | —WEST CORP | 16,607 | $390.0M | 0.03% | |
| 223 | —HOSTESS BRANDS INC | 180,000 | $367.0M | 0.02% | |
| 224 | TXRHTEXAS ROADHOUSE INC | 7,000 | $344.0M | 0.02% | Put |
| 225 | TRCOTRIBUNE MEDIA CO | 8,324 | $340.0M | 0.02% | |
| 226 | —STELLAR ACQUISITION III INC | 32,000 | $325.0M | 0.02% | |
| 227 | DHRB & G FOODS INC NEW | 10,000 | $319.0M | 0.02% | Put |
| 228 | —FINTECH ACQUISITION CORP II | 250,000 | $310.0M | 0.02% | |
| 229 | —GORES HLDGS II INC | 216,666 | $308.0M | 0.02% | |
| 230 | —PENSARE ACQUISITION CORP | 611,900 | $306.0M | 0.02% | |
| 231 | —SILVER RUN ACQUISITION | 186,666 | $284.0M | 0.02% | |
| 232 | NAKNORTHERN DYNASTY MINERALS LT | 150,400 | $271.0M | 0.02% | Put |
| 233 | —SABAN CAP ACQUISITION CORP | 225,000 | $266.0M | 0.02% | |
| 234 | BYDBOYD GAMING CORP | 9,505 | $248.0M | 0.02% | |
| 235 | LBTYBLIBERTY GLOBAL PLC | 10,600 | $247.0M | 0.02% | |
| 236 | —ACTUA CORP | 15,760 | $241.0M | 0.02% | |
| 237 | —YUME INC | 50,000 | $232.0M | 0.02% | |
| 238 | AUPHAURINIA PHARMACEUTICALS INC | 36,900 | $231.0M | 0.02% | Put |
| 239 | —MODERN MEDIA ACQUISITION | 660,672 | $225.0M | 0.01% | |
| 240 | PANLPANGAEA LOGISTICS SOLUTION L | 91,075 | $224.0M | 0.01% | |
| 241 | BF/BBROWN FORMAN CORP | 4,065 | $221.0M | 0.01% | |
| 242 | BLBDBLUE BIRD CORP | 10,415 | $215.0M | 0.01% | |
| 243 | —DOUBLE EAGLE ACQUISITION COR | 295,700 | $204.0M | 0.01% | |
| 244 | PVG1EURPRETIUM RES INC | 21,922 | $203.0M | 0.01% | Call |
| 245 | —MODERN MEDIA ACQUISITION | 349,600 | $189.0M | 0.01% | |
| 246 | —LANDCADIA HLDGS INC | 250,000 | $178.0M | 0.01% | |
| 247 | —CONSTELLATION ALPHA CAP CORP | 675,000 | $155.0M | 0.01% | |
| 248 | —FORUM MERGER CORP | 492,900 | $153.0M | 0.01% | |
| 249 | —GTY TECHNOLOGY HOLDINGS INC | 125,753 | $147.0M | 0.01% | |
| 250 | —NEXTDECADE CORP | 158,592 | $147.0M | 0.01% | |
| 251 | —AVISTA HEALTHCARE PUB ACQ CO | 350,000 | $140.0M | 0.01% | |
| 252 | —M I ACQUISITIONS INC | 400,000 | $138.0M | 0.01% | |
| 253 | —SIMPLY GOOD FOODS CO | 50,000 | $119.0M | 0.01% | |
| 254 | —NEXEO SOLUTIONS INC | 248,817 | $109.0M | 0.01% | |
| 255 | —FORUM MERGER CORP | 390,600 | $105.0M | 0.01% | |
| 256 | —M III ACQUISITION CORP | 179,500 | $97.0M | 0.01% | |
| 257 | —KBL MERGER CORP IV | 508,600 | $87.0M | 0.01% | |
| 258 | —ATLANTIC ACQUISITION CORP | 141,950 | $78.0M | 0.01% | |
| 259 | —MATLIN & PARTNERS ACQUISITIO | 195,100 | $68.0M | 0.00% | |
| 260 | —ELECTRUM SPL ACQUISITION COR | 143,202 | $46.0M | 0.00% | |
| 261 | —BISON CAP ACQUISITION CORP | 92,200 | $31.0M | 0.00% | |
| 262 | —STELLAR ACQUISITION III INC | 32,000 | $12.0M | 0.00% |
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