K2 PRINCIPAL FUND, L.P. Q3 2018 Filing
Filed November 13, 2018
Portfolio Value
$1.0T
Holdings
296
Report Date
Q3 2018
Filing Type
13F-HR
All Holdings (296 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | GOOGLALPHABET INC | 45,400 | $54.8B | 5.26% | Put |
| 2 | NXPINXP SEMICONDUCTORS N V | 346,700 | $29.6B | 2.85% | Put |
| 3 | SMHVANECK VECTORS ETF TR | 235,000 | $25.0B | 2.40% | Put |
| 4 | —AETNA INC NEW | 113,549 | $23.0B | 2.21% | |
| 5 | XLKSELECT SECTOR SPDR TR | 300,000 | $22.6B | 2.17% | Put |
| 6 | —ROCKWELL COLLINS INC | 151,053 | $21.2B | 2.04% | Put |
| 7 | TLTISHARES TR | 178,700 | $21.0B | 2.01% | Call |
| 8 | —HENNESSY CAP ACQUSTON CORP I | 1,828,830 | $18.6B | 1.79% | |
| 9 | —EASTERLY ACQUISITION CORP | 1,571,018 | $16.3B | 1.57% | |
| 10 | —EXPRESS SCRIPTS HLDG CO | 160,000 | $15.2B | 1.46% | Put |
| 11 | —ATHENAHEALTH INC | 112,200 | $15.0B | 1.44% | Put |
| 12 | —ENERGEN CORP | 165,509 | $14.3B | 1.37% | Call |
| 13 | —ETF MANAGERS TR | 290,200 | $11.6B | 1.12% | Put |
| 14 | —CYPRESS SEMICONDUCTOR CORP | 781,400 | $11.3B | 1.09% | Call |
| 15 | —DOWDUPONT INC | 175,000 | $11.3B | 1.08% | Call |
| 16 | —AEROJET ROCKETDYNE HLDGS INC | 7,500 | $10.7B | 1.02% | |
| 17 | —INTEGRATED DEVICE TECHNOLOGY | 7,015 | $10.5B | 1.01% | |
| 18 | —SPARTAN ENERGY ACQUISITON CO | 1,031,500 | $10.5B | 1.00% | |
| 19 | —PURE ACQUISITION CORP | 1,003,746 | $10.4B | 1.00% | |
| 20 | BPYPNBROOKFIELD PROPERTY REIT INC | 488,906 | $10.2B | 0.98% | |
| 21 | AMZNAMAZON COM INC | 5,000 | $10.0B | 0.96% | Put |
| 22 | CLSCA INC | 221,800 | $9.8B | 0.94% | Put |
| 23 | AAPLAPPLE INC | 42,400 | $9.6B | 0.92% | Put |
| 24 | —MYLAN N V | 260,863 | $9.5B | 0.92% | Call |
| 25 | DELLDELL TECHNOLOGIES INC | 95,219 | $9.2B | 0.89% | |
| 26 | —FAR PT ACQUISITION CORP | 895,215 | $9.2B | 0.88% | |
| 27 | SPYSPDR S&P 500 ETF TR | 30,000 | $8.7B | 0.84% | Put |
| 28 | —VANTAGE ENERGY ACQUISITION | 870,755 | $8.7B | 0.83% | |
| 29 | —ZILLOW GROUP INC | 8,000 | $8.7B | 0.83% | |
| 30 | MCHPMICROCHIP TECHNOLOGY INC | 105,000 | $8.3B | 0.80% | Put |
| 31 | DWDMORGAN STANLEY | 175,000 | $8.2B | 0.78% | Put |
| 32 | —MITEL NETWORKS CORP | 733,124 | $8.1B | 0.78% | |
| 33 | —SILICON LABORATORIES INC | 7,000 | $8.0B | 0.77% | |
| 34 | MERCMERCER INTL INC | 475,000 | $8.0B | 0.77% | |
| 35 | —DFB HEALTHCARE ACQUISTION CO | 764,253 | $7.8B | 0.75% | |
| 36 | WTTRSELECT ENERGY SVCS INC | 638,180 | $7.6B | 0.73% | |
| 37 | AVAAVISTA CORP | 148,652 | $7.5B | 0.72% | |
| 38 | VALEVALE S A | 506,200 | $7.5B | 0.72% | Put |
| 39 | FOXATWENTY FIRST CENTY FOX INC | 161,107 | $7.4B | 0.71% | |
| 40 | —GORES HLDGS II INC | 678,517 | $7.2B | 0.69% | |
| 41 | —GRAMERCY PPTY TR | 261,389 | $7.2B | 0.69% | |
| 42 | —HAYMAKER ACQUISITION CORP | 677,310 | $7.0B | 0.67% | |
| 43 | ARNCCHFARCONIC INC | 310,000 | $6.8B | 0.65% | Call |
| 44 | FEZSPDR INDEX SHS FDS | 175,000 | $6.7B | 0.64% | Call |
| 45 | INTCINTEL CORP | 140,000 | $6.6B | 0.64% | Call |
| 46 | —SABAN CAP ACQUISITION CORP | 648,952 | $6.6B | 0.63% | |
| 47 | TRVCCITIGROUP INC | 90,000 | $6.5B | 0.62% | |
| 48 | —CONSTELLATION ALPHA CAP CORP | 637,903 | $6.5B | 0.62% | |
| 49 | —AVISTA HEALTHCARE PUB ACQ CO | 616,020 | $6.2B | 0.60% | |
| 50 | —CM SEVEN STAR ACQUISITION CO | 578,700 | $6.2B | 0.60% | |
| 51 | —KAYNE ANDERSON ACQUISITION | 604,603 | $6.1B | 0.59% | |
| 52 | —CONVERGYS CORP | 249,923 | $5.9B | 0.57% | |
| 53 | —OCEAN RIG UDW INC | 165,000 | $5.7B | 0.55% | |
| 54 | —PENSARE ACQUISITION CORP | 573,054 | $5.7B | 0.55% | |
| 55 | —BUNGE LIMITED | 83,000 | $5.7B | 0.55% | |
| 56 | —MAGNOLIA OIL & GAS CORP | 1,217,655 | $5.7B | 0.55% | |
| 57 | —DYCOM INDS INC | 5,130 | $5.7B | 0.54% | |
| 58 | —AV HOMES INC | 279,887 | $5.6B | 0.54% | |
| 59 | DISCKUSDDISCOVERY INC | 183,515 | $5.4B | 0.52% | |
| 60 | CSCOCISCO SYS INC | 110,000 | $5.4B | 0.51% | Call |
| 61 | SWCHFSIERRA WIRELESS INC | 258,900 | $5.2B | 0.50% | Put |
| 62 | LVLNSPDR SERIES TRUST | 85,000 | $5.1B | 0.48% | |
| 63 | —MEGALITH FINL ACQUISITION CO | 494,050 | $5.0B | 0.48% | |
| 64 | —LEGACY ACQUISITION CORP | 490,820 | $5.0B | 0.48% | |
| 65 | HEIHEICO CORP NEW | 64,925 | $4.9B | 0.47% | |
| 66 | MXMAGNACHIP SEMICONDUCTOR CORP | 493,766 | $4.9B | 0.47% | |
| 67 | —SOCIAL CAP HEDOSOPHIA HLDGS | 490,403 | $4.9B | 0.47% | |
| 68 | —GORES HOLDINGS III INC | 455,541 | $4.7B | 0.45% | |
| 69 | —TKK SYMPHONY ACQUISITION COR | 457,390 | $4.6B | 0.44% | |
| 70 | PVG1EURPRETIUM RES INC | 606,500 | $4.6B | 0.44% | Put |
| 71 | —CITRIX SYS INC | 3,000 | $4.6B | 0.44% | |
| 72 | —PURE ACQUISITION CORP | 473,661 | $4.6B | 0.44% | |
| 73 | —TIBERIUS ACQUISITION CORP | 446,820 | $4.6B | 0.44% | |
| 74 | ITA*ISHARES TR | 20,000 | $4.3B | 0.42% | Put |
| 75 | —KLX INC | 68,385 | $4.3B | 0.41% | |
| 76 | —DIREXION SHS ETF TR | 323,900 | $4.2B | 0.40% | Put |
| 77 | —OPES ACQUISITION CORP | 418,700 | $4.1B | 0.40% | |
| 78 | ABXBARRICK GOLD CORP | 368,241 | $4.1B | 0.39% | Call |
| 79 | —DUN & BRADSTREET CORP DEL NE | 28,600 | $4.1B | 0.39% | |
| 80 | —CHURCHILL CAP CORP | 400,000 | $4.1B | 0.39% | |
| 81 | —TRINITY MERGER CORP | 395,799 | $4.0B | 0.39% | |
| 82 | —FORUM MERGER II CORP | 400,000 | $4.0B | 0.39% | |
| 83 | —CM SEVEN STAR ACQUISITION CO | 400,000 | $4.0B | 0.39% | |
| 84 | —LANDCADIA HLDGS INC | 359,670 | $3.9B | 0.37% | |
| 85 | —UNION ACQUISITION CORP | 362,400 | $3.8B | 0.36% | |
| 86 | —TENZING ACQUISITION CORP | 375,000 | $3.8B | 0.36% | |
| 87 | DAYCERIDIAN HCM HLDG INC | 87,559 | $3.7B | 0.35% | |
| 88 | QCOMQUALCOMM INC | 50,000 | $3.6B | 0.35% | Call |
| 89 | —WILDHORSE RESOURCE DEV CORP | 151,667 | $3.6B | 0.34% | |
| 90 | —LEO HOLDINGS CORP | 348,704 | $3.6B | 0.34% | |
| 91 | —SHIRE PLC | 19,381 | $3.5B | 0.34% | |
| 92 | LM05LIBERTY MEDIA CORP DELAWARE | 98,298 | $3.5B | 0.34% | |
| 93 | —K2M GROUP HLDGS INC | 123,468 | $3.4B | 0.32% | |
| 94 | XRXCHFXEROX CORP | 125,000 | $3.4B | 0.32% | Call |
| 95 | BGCPEURBGC PARTNERS INC | 285,067 | $3.4B | 0.32% | |
| 96 | —MODERN MEDIA ACQUISITION | 332,415 | $3.4B | 0.32% | |
| 97 | —LF CAP ACQUISITION CORP | 331,300 | $3.3B | 0.32% | |
| 98 | —COBIZ FINANCIAL INC | 151,124 | $3.3B | 0.32% | |
| 99 | LM03LIBERTY MEDIA CORP DELAWARE | 75,458 | $3.3B | 0.31% | |
| 100 | —BLACKBERRY LTD | 2,500 | $3.2B | 0.31% |
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