K2 PRINCIPAL FUND, L.P. Q3 2018 Filing

Filed November 13, 2018

Portfolio Value

$1.0T

Holdings

296

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (296 positions)

#StockSharesValue% PortfolioType
101
SENS 5.25 02/01/23SENSEONICS HLDGS INC
2,000$3.2B0.31%
102
XCERRA CORP
217,870$3.1B0.30%
103
NEW FRONTIER CORP
300,000$3.1B0.29%
104
LEISURE ACQUISITION CORP
294,007$3.0B0.29%
105
FEDERAL STR ACQUISITION CORP
296,285$3.0B0.29%
106
PATTERN ENERGY GROUP INC
3,015$3.0B0.29%
107
ONE MADISON CORP
281,866$2.9B0.28%
108
HAYMAKER ACQUISITION CORP
295,000$2.9B0.28%
109
DRAPER OAKWOOD TECHNOLOGY
283,093$2.9B0.28%
110
THUNDER BRIDGE ACQUISITION L
281,700$2.9B0.27%
111
LTRPAUSDLIBERTY TRIPADVISOR HLDGS IN
190,662$2.8B0.27%
112
JPMJPMORGAN CHASE & CO
25,000$2.8B0.27%
113
SENTINEL ENERGY SVCS INC
270,870$2.8B0.27%
114
VNOMVIPER ENERGY PARTNERS LP
65,000$2.7B0.26%Call
115
ELLIS PERRY INTL INC
99,943$2.7B0.26%Put
116
PLATINUM EAGLE ACQUISITIN CO
262,335$2.7B0.26%
117
LIBERTY EXPEDIA HOLDINGS
55,900$2.6B0.25%
118
CECOCECO ENVIRONMENTAL CORP
331,035$2.6B0.25%
119
TPG PACE HLDGS CORP
259,000$2.6B0.25%
120
BIG ROCK PARTNERS ACQUISI CO
250,000$2.6B0.25%
121
GS ACQUISITION HLDGS CORP
261,314$2.5B0.24%
122
7SUSUMMIT MATLS INC
140,000$2.5B0.24%Call
123
KBL MERGER CORP IV
249,788$2.5B0.24%
124
WEB COM GROUP INC
88,195$2.5B0.24%
125
MSFTMICROSOFT CORP
21,000$2.4B0.23%Put
126
BAKBRASKEM S A
80,774$2.3B0.22%Put
127
CENTACENTRAL GARDEN & PET CO
69,668$2.3B0.22%
128
CARSCARS COM INC
82,000$2.3B0.22%
129
VMCVULCAN MATLS CO
20,000$2.2B0.21%Put
130
FOREST CITY RLTY TR INC
88,533$2.2B0.21%
131
MOSAIC ACQUISITION CORP
217,300$2.2B0.21%
132
FAR PT ACQUISITION CORP
226,269$2.2B0.21%
133
ORBOTECH LTD
36,039$2.1B0.21%
134
I AM CAP ACQUISITION CO
210,769$2.1B0.21%
135
REGALWOOD GLOBAL ENERGY LTD
207,842$2.1B0.21%
136
TSLATESLA INC
7,952$2.1B0.20%
137
BROOKFIELD PPTY PARTNERS L P
100,000$2.1B0.20%Put
138
GREENLAND ACQUISITIN CORPORA
200,000$2.1B0.20%
139
LYBLYONDELLBASELL INDUSTRIES N
20,000$2.1B0.20%Put
140
LONGEVITY ACQUISITION CORP
200,000$2.0B0.20%
141
TRIPTRIPADVISOR INC
40,000$2.0B0.20%Call
142
RTI INTL METALS INC
2,000$2.0B0.20%
143
LEISURE ACQUISITION CORP
210,000$2.0B0.20%
144
MAZOR ROBOTICS LTD
34,515$2.0B0.19%
145
GIGCAPITAL INC
181,539$1.9B0.19%
146
SAICSCIENCE APPLICATNS INTL CP N
24,089$1.9B0.19%
147
AMTRUST FINL SVCS INC
133,400$1.9B0.19%
148
CUKCARNIVAL PLC
30,000$1.9B0.18%
149
MATLIN & PARTNERS ACQUISITIO
185,630$1.9B0.18%
150
MUMICRON TECHNOLOGY INC
40,100$1.8B0.17%Put
151
JENSYN ACQUISITION CORP
165,790$1.8B0.17%
152
EXREXTRA SPACE STORAGE INC
20,000$1.7B0.17%Call
153
FGL HLDGS
862,123$1.7B0.16%
154
PINNACLE FOODS INC DEL
25,889$1.7B0.16%
155
VACMARRIOTT VACATIONS WRLDWDE C
15,000$1.7B0.16%Put
156
NAVIGATORS GROUP INC
24,264$1.7B0.16%
157
NESRNATIONAL ENERGY SERVICES REU
879,086$1.7B0.16%
158
SYU1SYNOVUS FINL CORP
35,222$1.6B0.15%
159
TXNTEXAS INSTRS INC
15,000$1.6B0.15%Put
160
FITBFIFTH THIRD BANCORP
56,285$1.6B0.15%
161
EDGEWATER TECHNOLOGY INC
353,200$1.5B0.14%
162
LENLENNAR CORP
31,277$1.5B0.14%
163
STELLAR ACQUISITION III INC
138,028$1.5B0.14%
164
LTHLIFEPOINT HEALTH INC
22,473$1.4B0.14%
165
SENOMYX INC
970,968$1.4B0.14%
166
PURE ACQUISITION CORP
1,057,600$1.4B0.14%
167
TWELVE SEAS INVESTMENT COMPA
138,700$1.4B0.14%
168
HUNTER MARITIME ACQUISITION
137,213$1.4B0.13%
169
BIG ROCK PARTNERS ACQUISI CO
134,191$1.3B0.13%
170
BISON CAP ACQUISITION CORP
131,426$1.3B0.13%
171
LPXLOUISIANA PAC CORP
50,000$1.3B0.13%Call
172
CLWCLEARWATER PAPER CORP
44,300$1.3B0.13%Put
173
SUXSYNNEX CORP
15,000$1.3B0.12%Put
174
ASHRDBX ETF TR
50,000$1.3B0.12%Call
175
PXGBXPRAXAIR INC
7,700$1.2B0.12%
176
LSCCLATTICE SEMICONDUCTOR CORP
153,000$1.2B0.12%
177
LANDCADIA HLDGS INC
1,024,149$1.2B0.12%
178
UPBDRENT A CTR INC NEW
83,211$1.2B0.11%Put
179
WCNWASTE CONNECTIONS INC
14,553$1.2B0.11%
180
SPARTON CORP
78,546$1.1B0.11%
181
VANTAGE ENERGY ACQUISITION
833,333$1.1B0.11%
182
PRIORITY TECHNOLOGY HLDGS IN
797,219$1.1B0.11%
183
GORES HLDGS II INC
518,284$1.1B0.11%
184
USOUNITED STATES OIL FUND LP
70,000$1.1B0.10%Put
185
XOPUSDSPDR SERIES TRUST
25,000$1.1B0.10%Put
186
KAPSTONE PAPER & PACKAGING C
31,900$1.1B0.10%Put
187
TEVATEVA PHARMACEUTICAL INDS LTD
50,000$1.1B0.10%Call
188
BF/ABROWN FORMAN CORP
21,164$1.1B0.10%
189
ROSEHILL RES INC
195,714$1.1B0.10%
190
INTERNATIONAL MNY EXPRESS IN
456,784$1.1B0.10%
191
AALAMERICAN AIRLS GROUP INC
25,900$1.1B0.10%Call
192
BARINGTON HILCO ACQUISITION
97,892$1.1B0.10%
193
LGF/BEURLIONS GATE ENTMNT CORP
45,500$1.1B0.10%
194
MTECH ACQUISITION CORP
102,870$1.0B0.10%
195
NWLNEWELL BRANDS INC
50,000$1.0B0.10%Call
196
INVUITY INC
135,734$1.0B0.10%
197
NEVSUN RES LTD
225,544$999.0M0.10%
198
UNVREURUNIVAR INC
32,165$986.0M0.09%
199
TRINITY MERGER CORP
100,000$983.0M0.09%
200
MPCMARATHON PETE CORP
12,201$976.0M0.09%
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