K2 PRINCIPAL FUND, L.P. Q3 2018 Filing

Filed November 13, 2018

Portfolio Value

$1.0T

Holdings

296

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (296 positions)

#StockSharesValue% PortfolioType
201
EAELECTRONIC ARTS INC
8,000$964.0M0.09%
202
EASTERLY ACQUISITION CORP
868,203$955.0M0.09%
203
HYGISHARES TR
11,000$951.0M0.09%Put
204
AMDADVANCED MICRO DEVICES INC
30,000$927.0M0.09%Put
205
ROSEHILL RES INC
864,548$895.0M0.09%
206
HENNESSY CAP ACQUSTON CORP I
593,199$890.0M0.09%
207
CAPITOL INVT CORP IV
89,513$886.0M0.09%
208
MGAMAGNA INTL INC
16,875$886.0M0.09%
209
SODASTREAM INTERNATIONAL LTD
6,100$873.0M0.08%
210
FMCF M C CORP
10,000$872.0M0.08%Put
211
CUBECUBESMART
30,000$856.0M0.08%
212
TWTRUSDTWITTER INC
30,000$854.0M0.08%Put
213
SYNTEL INC
20,211$828.0M0.08%
214
U S G CORP
18,748$812.0M0.08%
215
KAYNE ANDERSON ACQUISITION
608,766$761.0M0.07%
216
LF CAP ACQUISITION CORP
75,000$717.0M0.07%
217
SOCIAL CAP HEDOSOPHIA HLDGS
664,590$711.0M0.07%
218
SIRIEURSIRIUS XM HLDGS INC
108,000$683.0M0.07%
219
STATE BK FINL CORP
22,152$669.0M0.06%
220
ZGZILLOW GROUP INC
14,930$660.0M0.06%
221
NWSANEWS CORP NEW
49,900$658.0M0.06%
222
AKORN INC
50,000$649.0M0.06%Call
223
GOOSCANADA GOOSE HOLDINGS INC
10,000$645.0M0.06%Put
224
REIS INC
27,866$641.0M0.06%
225
LILALIBERTY LATIN AMERICA LTD
30,755$634.0M0.06%
226
PAASPAN AMERICAN SILVER CORP
41,000$605.0M0.06%Put
227
ZOES KITCHEN INC
47,000$598.0M0.06%
228
MTECH ACQUISITION CORP
385,295$570.0M0.05%
229
SMTCSEMTECH CORP
10,000$556.0M0.05%
230
TPG PACE HLDGS CORP
300,000$525.0M0.05%
231
MUDRICK CAP ACQUISITION CORP
52,294$506.0M0.05%
232
ONE MADISON CORP
51,000$496.0M0.05%
233
BATRKUSDLIBERTY MEDIA CORP DELAWARE
17,678$482.0M0.05%
234
GTY TECHNOLOGY HOLDINGS INC
374,129$468.0M0.04%
235
CABOT MICROELECTRONICS CORP
4,316$445.0M0.04%
236
BWEURBABCOCK & WILCOX ENTERPRIS I
417,861$430.0M0.04%
237
FAR PT ACQUISITION CORP
259,634$428.0M0.04%
238
SABAN CAP ACQUISITION CORP
380,595$419.0M0.04%
239
MCDMCDONALDS CORP
2,500$418.0M0.04%
240
LBRDKLIBERTY BROADBAND CORP
4,900$413.0M0.04%
241
SIMPLY GOOD FOODS CO
50,200$397.0M0.04%
242
PLATINUM EAGLE ACQUISITIN CO
289,066$390.0M0.04%
243
NAVNAVISTAR INTL CORP NEW
10,000$385.0M0.04%Call
244
FEDERAL STR ACQUISITION CORP
268,542$376.0M0.04%
245
SL2SLEEP NUMBER CORP
10,000$368.0M0.04%Put
246
PENSARE ACQUISITION CORP
673,401$350.0M0.03%
247
SBUXSTARBUCKS CORP
6,000$341.0M0.03%Put
248
DFB HEALTHCARE ACQUISTION CO
35,000$340.0M0.03%
249
CXOEURCONCHO RES INC
2,200$336.0M0.03%
250
GORDON POINTE ACQUISITION CO
32,746$323.0M0.03%
251
MATLIN & PARTNERS ACQUISITIO
424,064$318.0M0.03%
252
I AM CAP ACQUISITION CO
819,954$287.0M0.03%
253
GOLDEN STAR RES LTD CDA
395,042$286.0M0.03%
254
CBS CORP NEW
4,818$277.0M0.03%
255
PRTHPRIORITY TECHNOLOGY HLDGS IN
27,800$270.0M0.03%
256
TWELVE SEAS INVESTMENT COMPA
28,200$270.0M0.03%
257
MAGICJACK VOCALTEC LTD
31,670$264.0M0.03%
258
PLATINUM EAGLE ACQUISITIN CO
26,855$264.0M0.03%
259
GIGCAPITAL INC
25,251$251.0M0.02%
260
CM SEVEN STAR ACQUISITION CO
509,534$239.0M0.02%
261
HOSTESS BRANDS INC
224,000$237.0M0.02%
262
CM SEVEN STAR ACQUISITION CO
471,954$236.0M0.02%
263
XO GROUP INC
6,530$225.0M0.02%
264
PEBPEBBLEBROOK HOTEL TR
6,141$223.0M0.02%
265
ONE MADISON CORP
188,959$219.0M0.02%
266
GUARANTY BANCORP DEL
7,229$215.0M0.02%
267
AVISTA HEALTHCARE PUB ACQ CO
1,071,935$214.0M0.02%
268
I AM CAP ACQUISITION CO
421,465$211.0M0.02%
269
VECTREN CORP
2,900$207.0M0.02%
270
HAYMAKER ACQUISITION CORP
151,600$183.0M0.02%
271
GS ACQUISITION HLDGS CORP
101,020$172.0M0.02%
272
TRINITY MERGER CORP
299,400$150.0M0.01%
273
BIG ROCK PARTNERS ACQUISI CO
340,332$146.0M0.01%
274
CAPITOL INVT CORP IV
92,000$135.0M0.01%
275
TIBERIUS ACQUISITION CORP
200,000$118.0M0.01%
276
I9DNARBUTUS BIOPHARMA CORP
11,884$112.0M0.01%
277
JEGBPJUST ENERGY GROUP INC
30,000$93.0M0.01%Put
278
GIGCAPITAL INC
159,200$84.0M0.01%
279
ALTA MESA RES INC
157,166$79.0M0.01%
280
PENSARE ACQUISITION CORP
173,586$78.0M0.01%
281
ESTRE AMBIENTAL INC
145,755$51.0M0.00%
282
TWELVE SEAS INVESTMENT COMPA
99,800$41.0M0.00%
283
LEISURE ACQUISITION CORP
40,400$38.0M0.00%
284
JENSYN ACQUISITION CORP
130,055$35.0M0.00%
285
TWELVE SEAS INVESTMENT COMPA
95,500$34.0M0.00%
286
NEBULA ACQUISITION CORP
27,849$33.0M0.00%
287
JENSYN ACQUISITION CORP
347,627$31.0M0.00%
288
BIG ROCK PARTNERS ACQUISI CO
101,200$31.0M0.00%
289
BLACK RIDGE ACQUISITION CORP
75,900$28.0M0.00%
290
DRAPER OAKWOOD TECHNOLOGY
48,400$25.0M0.00%
291
LEGACY ACQUISITION CORP
50,000$21.0M0.00%
292
UNION ACQUISITION CORP
55,445$18.0M0.00%
293
KBL MERGER CORP IV
73,777$15.0M0.00%
294
AKG1EURASANKO GOLD INC
15,000$12.0M0.00%Call
295
MUDRICK CAP ACQUISITION CORP
18,400$12.0M0.00%
296
SHLDEURSEARS HLDGS CORP
10,200$10.0M0.00%Put
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