K2 PRINCIPAL FUND, L.P. Q3 2020 Filing
Filed November 13, 2020
Portfolio Value
$668.9B
Holdings
227
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (227 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | PFSIPENNYMAC FINL SVCS INC NEW | 570,844 | $33.2B | 4.96% | Put |
| 2 | —BUNGE LIMITED | 360,000 | $16.5B | 2.46% | Call |
| 3 | IGVISHARES TR | 52,000 | $16.2B | 2.42% | Put |
| 4 | PFPTPROOFPOINT INC | 136,500 | $14.4B | 2.15% | Put |
| 5 | SMHVANECK VECTORS ETF TR | 70,000 | $12.2B | 1.82% | Put |
| 6 | —ZILLOW GROUP INC | 6,234 | $12.1B | 1.80% | |
| 7 | ITBISHARES TR | 210,000 | $11.9B | 1.78% | Put |
| 8 | QCOMQUALCOMM INC | 100,000 | $11.8B | 1.76% | Call |
| 9 | WYWEYERHAEUSER CO MTN BE | 400,100 | $11.4B | 1.71% | Call |
| 10 | INTCINTEL CORP | 200,000 | $10.4B | 1.55% | Call |
| 11 | —CHURCHILL CAP CORP II | 968,896 | $10.2B | 1.53% | |
| 12 | —TUSCAN HLDGS CORP | 998,608 | $10.2B | 1.52% | |
| 13 | —CC NEUBERGER PRIN HLDGS II | 976,880 | $10.1B | 1.51% | |
| 14 | —COLONY STARWOOD HOMES | 7,500 | $9.7B | 1.45% | |
| 15 | —APEX TECHNOLOGY ACQUISITION | 777,410 | $9.0B | 1.35% | |
| 16 | BKIEURBLACK KNIGHT INC | 103,000 | $9.0B | 1.34% | Put |
| 17 | OSBCADNORBORD INC | 222,800 | $8.8B | 1.31% | |
| 18 | —FG NEW AMER ACQUISITION CORP | 832,770 | $8.3B | 1.25% | |
| 19 | —B RILEY PRIN MERGER CORP II | 778,600 | $7.8B | 1.17% | |
| 20 | —TUSCAN HLDGS CORP II | 774,411 | $7.7B | 1.16% | |
| 21 | —NUVASIVE INC | 7,164 | $7.4B | 1.10% | |
| 22 | —FOLEY TRASIMENE ACQUISTN COR | 700,616 | $7.3B | 1.09% | |
| 23 | —WRIGHT MED GROUP N V | 5,000 | $7.2B | 1.08% | |
| 24 | MXMAGNACHIP SEMICONDUCTOR CORP | 524,753 | $7.2B | 1.07% | |
| 25 | —CHURCHILL CAPITAL CORP IV | 705,708 | $7.1B | 1.06% | |
| 26 | —SILICON LABORATORIES INC | 5,651 | $6.8B | 1.01% | |
| 27 | AYXEURALTERYX INC | 58,500 | $6.6B | 0.99% | Call |
| 28 | AVYA 2.25 06/15/23AVAYA HLDGS CORP | 6,950 | $6.6B | 0.98% | |
| 29 | GOOSCANADA GOOSE HLDGS INC | 202,900 | $6.5B | 0.98% | Put |
| 30 | —CF FIN ACQUISITION CORP | 625,864 | $6.5B | 0.97% | |
| 31 | —PRICELINE GRP INC | 6,000 | $6.4B | 0.96% | |
| 32 | —CREE INC | 5,150 | $6.4B | 0.96% | |
| 33 | MTSIMACOM TECH SOLUTIONS HLDGS I | 185,000 | $6.3B | 0.94% | Call |
| 34 | —CONYERS PK II ACQUISITION CO | 600,000 | $6.1B | 0.91% | |
| 35 | —ACAMAR PARTNERS ACQSITION CO | 586,379 | $6.0B | 0.90% | |
| 36 | —STABLE RD ACQUISITION CORP | 561,120 | $5.9B | 0.88% | |
| 37 | ETRAE TRADE FINANCIAL CORP | 111,645 | $5.6B | 0.84% | |
| 38 | —RMG ACQUISITION CORP | 502,340 | $5.4B | 0.80% | |
| 39 | —QELL ACQUISITION CORP | 500,000 | $5.1B | 0.76% | |
| 40 | —VECTOR ACQUISITION CORP | 500,000 | $5.1B | 0.76% | |
| 41 | —EQUITY DISTR ACQUISITION COR | 489,354 | $5.0B | 0.75% | |
| 42 | —AEROJET ROCKETDYNE HLDGS INC | 3,062 | $4.9B | 0.73% | |
| 43 | —CC NEUBERGER PRINCIPAL HLDNG | 443,349 | $4.8B | 0.72% | |
| 44 | —GS ACQUISITION HLDGS CORP II | 423,144 | $4.8B | 0.71% | |
| 45 | —CF FINANCE ACQUISITION CORP | 468,745 | $4.7B | 0.70% | |
| 46 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 4,041 | $4.6B | 0.68% | |
| 47 | —MARRIOTT VACTINS WORLDWID CO | 4,522 | $4.5B | 0.67% | |
| 48 | —OAKTREE ACQUISITION CORP | 378,503 | $4.4B | 0.66% | |
| 49 | IIPRINNOVATIVE INDL PPTYS INC | 35,000 | $4.3B | 0.65% | Put |
| 50 | —SOUTH MTN MERGER CORP | 414,310 | $4.3B | 0.65% | |
| 51 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 3,500 | $4.2B | 0.63% | |
| 52 | —SOCIAL CAP HEDSPIA HLDG CO I | 336,850 | $4.2B | 0.63% | |
| 53 | —GORES METROPOULOS INC | 365,749 | $4.2B | 0.62% | |
| 54 | —ETF MANAGERS TR | 400,000 | $4.2B | 0.62% | Put |
| 55 | —CHP MERGER CORP | 400,000 | $4.1B | 0.61% | |
| 56 | —STARBOARD VALUE ACQUISITN CO | 400,000 | $4.0B | 0.60% | |
| 57 | —COHN ROBBINS HOLDINGS CORP | 400,000 | $4.0B | 0.60% | |
| 58 | —ASPIRATIONAL CONSUMER LIFEST | 400,000 | $4.0B | 0.60% | |
| 59 | LUV 1.25 05/01/25SOUTHWEST AIRLS CO | 3,000 | $3.9B | 0.59% | |
| 60 | MGMMGM RESORTS INTERNATIONAL | 175,000 | $3.8B | 0.57% | Call |
| 61 | —FRONT YD RESIDENTIAL CORP | 432,488 | $3.8B | 0.57% | |
| 62 | —FOLEY TRASIMENE ACQUISITION | 368,019 | $3.8B | 0.56% | |
| 63 | —COLLECTIVE GROWTH CORP | 373,830 | $3.7B | 0.55% | |
| 64 | —JUNIPER INDL HLDGS INC | 331,236 | $3.5B | 0.52% | |
| 65 | —ATLAS AIR WORLDWIDE HLDGS IN | 3,151 | $3.4B | 0.51% | |
| 66 | —LONGVIEW ACQUISITION CORP | 338,100 | $3.4B | 0.51% | |
| 67 | MTNVAIL RESORTS INC | 16,000 | $3.4B | 0.51% | Call |
| 68 | —SCORPIO TANKERS INC | 3,650 | $3.3B | 0.50% | |
| 69 | SPLKCHFSPLUNK INC | 17,500 | $3.3B | 0.49% | Call |
| 70 | TDWDTAILWIND ACQUISITION CORP | 315,861 | $3.2B | 0.47% | |
| 71 | —GO ACQUISITION CORP | 307,100 | $3.1B | 0.46% | |
| 72 | BHCBAUSCH HEALTH COS INC | 193,271 | $3.0B | 0.45% | Call |
| 73 | —FTAC OLYMPUS ACQUISITION COR | 300,000 | $3.0B | 0.45% | |
| 74 | AEMAGNICO EAGLE MINES LTD | 37,500 | $3.0B | 0.45% | Call |
| 75 | —SOFTWARE ACQUISITN GRUP INC | 300,000 | $3.0B | 0.45% | |
| 76 | —CHARDAN HEALTHCR ACQSTN 2 CO | 285,599 | $2.9B | 0.44% | |
| 77 | —EAGLE BULK SHIPPING INC | 4,000 | $2.9B | 0.43% | |
| 78 | APH1EURAPHRIA INC | 640,900 | $2.8B | 0.42% | Call |
| 79 | TACTRANSALTA CORP | 336,600 | $2.8B | 0.41% | |
| 80 | LVGOLIVONGO HEALTH INC | 19,618 | $2.7B | 0.41% | |
| 81 | —SOFTWARE ACQUISITION GROUP I | 263,962 | $2.6B | 0.39% | |
| 82 | —NORTH MOUNTAIN MERGER CORP | 250,969 | $2.6B | 0.38% | |
| 83 | —TWC TECH HLDGS II CORP | 248,399 | $2.5B | 0.38% | |
| 84 | LPXLOUISIANA PAC CORP | 85,000 | $2.5B | 0.37% | Call |
| 85 | AYX 0.5 08/01/24ALTERYX INC | 2,500 | $2.5B | 0.37% | |
| 86 | HHC*HOWARD HUGHES CORP | 43,507 | $2.5B | 0.37% | |
| 87 | CNPCENTERPOINT ENERGY INC | 128,901 | $2.5B | 0.37% | Call |
| 88 | SMTCSEMTECH CORP | 46,000 | $2.4B | 0.36% | Call |
| 89 | —AMCI ACQUISITION CORP | 234,416 | $2.4B | 0.36% | |
| 90 | —OSPREY TECHNLGY AQUISTION CO | 220,360 | $2.4B | 0.36% | |
| 91 | —GCI LIBERTY INC | 29,290 | $2.4B | 0.36% | |
| 92 | —ACACIA COMMUNICATIONS INC | 35,000 | $2.4B | 0.35% | |
| 93 | —PIVOTAL INVT CORP II | 201,730 | $2.3B | 0.35% | |
| 94 | ADMARCHER DANIELS MIDLAND CO | 50,000 | $2.3B | 0.35% | Put |
| 95 | CLDRCLOUDERA INC | 209,892 | $2.3B | 0.34% | |
| 96 | —PIVOTAL INVT CORP II | 601,961 | $2.2B | 0.33% | Call |
| 97 | —NAVSIGHT HLDGS INC | 220,600 | $2.2B | 0.33% | |
| 98 | GDXJVANECK VECTORS ETF TR | 40,000 | $2.2B | 0.33% | Put |
| 99 | MXIMMAXIM INTEGRATED PRODS INC | 32,431 | $2.2B | 0.33% | |
| 100 | ABBVABBVIE INC | 25,000 | $2.2B | 0.33% | Call |
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