K2 PRINCIPAL FUND, L.P. Q3 2020 Filing
Filed November 13, 2020
Portfolio Value
$668.9B
Holdings
227
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (227 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | —THUNDER BRDG ACQUISTION II L | 214,300 | $2.2B | 0.33% | |
| 102 | —MOUNTAIN CREST ACQUISITION C | 200,000 | $2.1B | 0.32% | |
| 103 | —GX ACQUISITION CORP | 200,000 | $2.1B | 0.31% | |
| 104 | —NORTHERN GENESIS ACQUISITION | 200,000 | $2.0B | 0.30% | |
| 105 | —CF FIN ACQUISITION CORP | 2,023,465 | $2.0B | 0.30% | Call |
| 106 | —LIONHEART ACQUISITION CORP I | 197,916 | $2.0B | 0.29% | |
| 107 | —PTK ACQUISITION CORP | 190,800 | $1.9B | 0.29% | |
| 108 | —ALBERTON ACQUISITION CORP | 176,736 | $1.9B | 0.28% | |
| 109 | CSIQCANADIAN SOLAR INC | 54,000 | $1.9B | 0.28% | |
| 110 | —JERNIGAN CAP INC | 109,549 | $1.9B | 0.28% | |
| 111 | EXREXTRA SPACE STORAGE INC | 17,500 | $1.9B | 0.28% | Put |
| 112 | —PROPERTY SOLUTIONS ACQUISITI | 184,100 | $1.9B | 0.28% | |
| 113 | UAUNDER ARMOUR INC | 180,000 | $1.8B | 0.26% | |
| 114 | NBL2EURNOBLE ENERGY INC | 199,112 | $1.7B | 0.25% | |
| 115 | MATMATTEL INC | 141,000 | $1.6B | 0.25% | Put |
| 116 | —HEALTH SCIENCES ACQ CORP 2 | 149,000 | $1.6B | 0.25% | |
| 117 | SLVISHARES SILVER TR | 75,000 | $1.6B | 0.24% | Call |
| 118 | PMTPENNYMAC MTG INVT TR | 100,232 | $1.6B | 0.24% | |
| 119 | 7HPHP INC | 84,800 | $1.6B | 0.24% | Call |
| 120 | PCGPG&E CORP | 166,932 | $1.6B | 0.23% | |
| 121 | SCHWSCHWAB CHARLES CORP | 43,152 | $1.6B | 0.23% | |
| 122 | —FALCON CAPITAL ACQUISITN COR | 150,000 | $1.5B | 0.23% | |
| 123 | —IMMUNOMEDICS INC | 17,582 | $1.5B | 0.22% | |
| 124 | —LF CAP ACQUISITION CORP | 826,703 | $1.5B | 0.22% | Call |
| 125 | ABEVAMBEV SA | 647,895 | $1.5B | 0.22% | |
| 126 | ACMAECOM | 35,000 | $1.5B | 0.22% | Call |
| 127 | —VIVINT SOLAR INC | 34,004 | $1.4B | 0.22% | |
| 128 | —JUST ENERGY GROUP INC | 197,092 | $1.4B | 0.20% | |
| 129 | CRMSALESFORCE COM INC | 5,000 | $1.3B | 0.19% | |
| 130 | WTWWILLIS TOWERS WATSON PLC LTD | 6,000 | $1.3B | 0.19% | |
| 131 | —ARCLIGHT CLEAN TRANSITION CO | 123,768 | $1.2B | 0.19% | |
| 132 | AAWWUSDATLAS AIR WORLDWIDE HLDGS IN | 20,000 | $1.2B | 0.18% | Put |
| 133 | AJRDEURAEROJET ROCKETDYNE HLDGS INC | 30,000 | $1.2B | 0.18% | Put |
| 134 | —MGM GROWTH PPTYS LLC | 40,008 | $1.1B | 0.17% | |
| 135 | —AKCEA THERAPEUTICS INC | 58,853 | $1.1B | 0.16% | |
| 136 | —CM LIFE SCIENCES INC | 100,000 | $1.0B | 0.16% | |
| 137 | —OAKTREE ACQUISITION CORP II | 100,000 | $1.0B | 0.15% | |
| 138 | —NEWHOLD INVESTMENT CORP | 102,093 | $1.0B | 0.15% | |
| 139 | —TUSCAN HLDGS CORP | 2,024,048 | $1.0B | 0.15% | Call |
| 140 | —VESPER HEALTHCARE ACQSTN COR | 100,000 | $1.0B | 0.15% | |
| 141 | CBBCINCINNATI BELL INC NEW | 66,158 | $992.0M | 0.15% | |
| 142 | SLABSILICON LABORATORIES INC | 10,000 | $979.0M | 0.15% | Call |
| 143 | GDXVANECK VECTORS ETF TR | 25,000 | $979.0M | 0.15% | Put |
| 144 | CAHCARDINAL HEALTH INC | 20,100 | $944.0M | 0.14% | Call |
| 145 | BGCPEURBGC PARTNERS INC | 389,773 | $935.0M | 0.14% | |
| 146 | —SCVX CORP | 83,716 | $900.0M | 0.13% | |
| 147 | PDEURPRECISION DRILLING CORP | 1,067,000 | $886.0M | 0.13% | |
| 148 | UUNITY SOFTWARE INC | 10,000 | $873.0M | 0.13% | |
| 149 | VAREURVARIAN MED SYS INC | 5,000 | $860.0M | 0.13% | |
| 150 | —MEDICENNA THERAPEUTICS CORP | 158,845 | $857.0M | 0.13% | |
| 151 | ANABANAPTYSBIO INC | 57,721 | $851.0M | 0.13% | |
| 152 | —HUDSON LTD | 111,857 | $850.0M | 0.13% | |
| 153 | JETSETF SER SOLUTIONS | 50,000 | $845.0M | 0.13% | Put |
| 154 | —8I ENTERPRISES ACQUISITION C | 93,343 | $840.0M | 0.13% | |
| 155 | —TORTOISE ACQUISITION CORP II | 75,000 | $816.0M | 0.12% | |
| 156 | —BARCLAYS BANK PLC | 32,750 | $815.0M | 0.12% | |
| 157 | —AMCI ACQUISITION CORP | 1,174,964 | $799.0M | 0.12% | Call |
| 158 | LEUCENTRUS ENERGY CORP | 95,139 | $796.0M | 0.12% | |
| 159 | DVNDEVON ENERGY CORP NEW | 81,008 | $766.0M | 0.11% | |
| 160 | ZBHZIMMER BIOMET HOLDINGS INC | 5,500 | $749.0M | 0.11% | |
| 161 | DSEURDRIVE SHACK INC | 631,691 | $707.0M | 0.11% | |
| 162 | MMSIMERIT MED SYS INC | 15,972 | $695.0M | 0.10% | |
| 163 | —ANDINA ACQUISITION CORP III | 66,666 | $683.0M | 0.10% | |
| 164 | HYGISHARES TR | 8,000 | $671.0M | 0.10% | Call |
| 165 | NMRKNEWMARK GROUP INC | 154,851 | $669.0M | 0.10% | |
| 166 | —MOMENTA PHARMACEUTICALS INC | 12,500 | $656.0M | 0.10% | |
| 167 | —FORTRESS VALUE ACQUISITION I | 63,132 | $650.0M | 0.10% | |
| 168 | GOTUGSX TECHEDU INC | 7,200 | $649.0M | 0.10% | Put |
| 169 | BWABORGWARNER INC | 16,713 | $647.0M | 0.10% | |
| 170 | —GORES HLDGS V INC | 60,000 | $621.0M | 0.09% | |
| 171 | —AIMMUNE THERAPEUTICS INC | 17,952 | $618.0M | 0.09% | |
| 172 | —THUNDER BRDG ACQUISTION II L | 58,201 | $617.0M | 0.09% | |
| 173 | —BROOGE ENERGY LTD | 1,234,189 | $617.0M | 0.09% | Call |
| 174 | —THUNDER BRDG ACQUISTION II L | 438,200 | $592.0M | 0.09% | Call |
| 175 | —ACON S2 ACQUISITION CORP | 58,933 | $591.0M | 0.09% | |
| 176 | —REINVENT TECHNOLOGY PARTNERS | 50,000 | $574.0M | 0.09% | |
| 177 | —TRIDENT ACQUISITIONS CORP | 51,703 | $565.0M | 0.08% | |
| 178 | ABXBARRICK GOLD CORP | 20,000 | $562.0M | 0.08% | Put |
| 179 | —SOUTH MTN MERGER CORP | 394,372 | $552.0M | 0.08% | Call |
| 180 | —US ECOLOGY INC | 111,720 | $544.0M | 0.08% | Call |
| 181 | —ROSETTA STONE INC | 17,971 | $539.0M | 0.08% | |
| 182 | —B RILEY PRIN MERGER CORP II | 382,068 | $516.0M | 0.08% | Call |
| 183 | —CITIC CAPITAL ACQUISITION CO | 46,130 | $472.0M | 0.07% | |
| 184 | BENFRANKLIN RESOURCES INC | 23,000 | $468.0M | 0.07% | Call |
| 185 | —HENNESSY CAP ACQUSTION CORP | 197,980 | $457.0M | 0.07% | Call |
| 186 | —CONDOR HOSPITALITY TR INC | 161,257 | $422.0M | 0.06% | |
| 187 | —GX ACQUISITION CORP | 261,200 | $418.0M | 0.06% | Call |
| 188 | CSVCARRIAGE SVCS INC | 18,147 | $405.0M | 0.06% | |
| 189 | —SC HEALTH CORP | 388,350 | $388.0M | 0.06% | Call |
| 190 | CCLCARNIVAL CORP | 25,000 | $380.0M | 0.06% | Call |
| 191 | —8I ENTERPRISES ACQUISITION C | 417,164 | $355.0M | 0.05% | Call |
| 192 | CNKCINEMARK HLDGS INC | 33,128 | $331.0M | 0.05% | |
| 193 | —SCVX CORP | 213,800 | $321.0M | 0.05% | Call |
| 194 | PHGEBIOMX INC | 429,156 | $305.0M | 0.05% | Call |
| 195 | —SC HEALTH CORP | 27,300 | $288.0M | 0.04% | |
| 196 | SWN1EURSOUTHWESTERN ENERGY CO | 122,157 | $287.0M | 0.04% | |
| 197 | BLUBELLUS HEALTH INC NEW | 116,470 | $264.0M | 0.04% | |
| 198 | —TUSCAN HLDGS CORP II | 584,556 | $263.0M | 0.04% | Call |
| 199 | —CHURCHILL CAP CORP II | 117,718 | $257.0M | 0.04% | Call |
| 200 | —NETFIN ACQUISITION CORP | 176,806 | $232.0M | 0.03% | Call |