K2 PRINCIPAL FUND, L.P. Q3 2020 Filing

Filed November 13, 2020

Portfolio Value

$668.9B

Holdings

227

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (227 positions)

#StockSharesValue% PortfolioType
201
TRIDENT ACQUISITIONS CORP
587,205$216.0M0.03%Call
202
LONGEVITY ACQUISITION CORP
833,746$208.0M0.03%Call
203
APEX TECHNOLOGY ACQUISITION
97,701$190.0M0.03%Call
204
AGFIRST MAJESTIC SILVER CORP
20,000$190.0M0.03%Put
205
ALBERTON ACQUISITION CORP
768,739$154.0M0.02%Call
206
GIGCAPITAL2 INC
161,566$147.0M0.02%Call
207
UNION ACQUISITION CORP II
172,900$130.0M0.02%Call
208
BIG ROCK PARTNERS ACQUISI CO
632,995$130.0M0.02%Call
209
SIYATA MOBILE INC
24,137$128.0M0.02%
210
CITIC CAPITAL ACQUISITION CO
99,911$125.0M0.02%Call
211
BMY-RBRISTOL-MYERS SQUIBB CO
50,300$113.0M0.02%
212
ANDINA ACQUISITION CORP III
303,515$97.0M0.01%Call
213
CHARDAN HEALTHCR ACQSTN 2 CO
131,668$95.0M0.01%Call
214
ALBERTON ACQUISITION CORP
450,727$94.0M0.01%Call
215
REPLAY ACQUISITION CORP
99,302$94.0M0.01%Call
216
FINSERV ACQUISITION CORP
85,300$78.0M0.01%Call
217
BTCTMETEN EDTECHX ED GROUP LTD
378,216$78.0M0.01%Call
218
GREENVISION ACQUISITION CORP
163,043$76.0M0.01%Call
219
BIG ROCK PARTNERS ACQUISI CO
278,011$72.0M0.01%Call
220
ALUBALUSSA ENERGY ACQUISITION CO
106,695$69.0M0.01%Call
221
GNFTYGENFIT S A
12,545$66.0M0.01%
222
PBIPITNEY BOWES INC
10,479$56.0M0.01%
223
OSPREY TECHNLGY AQUISTION CO
31,700$44.0M0.01%Call
224
LONGEVITY ACQUISITION CORP
200,000$42.0M0.01%Call
225
GREENVISION ACQUISITION CORP
63,161$33.0M0.00%Call
226
COLLECTIVE GROWTH CORP
49,700$30.0M0.00%Call
227
GREENLAND TECHNOLOGIES HLDG
10,000$12.0M0.00%
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