K2 PRINCIPAL FUND, L.P. Q3 2021 Filing
Filed November 12, 2021
Portfolio Value
$1.2T
Holdings
297
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (297 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | —BANNIX ACQUISITION CORP | 300,000 | $3.1B | 0.25% | |
| 102 | —OXUS ACQUISITION CORP | 300,000 | $3.1B | 0.25% | |
| 103 | ADMARCHER DANIELS MIDLAND CO | 50,000 | $3.0B | 0.24% | Put |
| 104 | —GLADSTONE ACQUISITION CORP | 300,000 | $3.0B | 0.24% | |
| 105 | —GREENSKY INC | 264,621 | $3.0B | 0.24% | |
| 106 | —ESM ACQUISITION CORPORATION | 300,000 | $2.9B | 0.24% | |
| 107 | 2JEFOCUS FINL PARTNERS INC | 55,800 | $2.9B | 0.24% | Put |
| 108 | —890 5TH AVE PARTNERS INC | 293,992 | $2.9B | 0.24% | |
| 109 | —FINTECH ACQUISITION CORP VI | 292,200 | $2.9B | 0.23% | |
| 110 | —TRADEUP ACQUISITION CORP | 287,894 | $2.9B | 0.23% | |
| 111 | —INSU ACQUISITION CORP III | 287,167 | $2.8B | 0.23% | |
| 112 | —MALLARD ACQUISITION CORP | 281,220 | $2.8B | 0.23% | |
| 113 | —SPK AQUISITION CORP | 275,000 | $2.7B | 0.22% | |
| 114 | TSLATESLA INC | 3,500 | $2.7B | 0.22% | Call |
| 115 | SIISPROTT INC | 57,175 | $2.7B | 0.22% | |
| 116 | —TUSCAN HLDGS CORP II | 262,362 | $2.7B | 0.22% | |
| 117 | —NOVA VISION ACQUISITION CORP | 270,000 | $2.7B | 0.22% | |
| 118 | SJR/BEURSHAW COMMUNICATIONS INC | 71,300 | $2.6B | 0.21% | |
| 119 | —HORIZON ACQUISITION CORPORAT | 267,196 | $2.6B | 0.21% | |
| 120 | —AESTHER HEALTHCARE ACQSTN CO | 250,000 | $2.5B | 0.21% | |
| 121 | —COVA ACQUISITION CORP | 259,607 | $2.5B | 0.21% | |
| 122 | DSAQUDIRECT SELLING ACQUISITIN CO | 250,000 | $2.5B | 0.20% | |
| 123 | INN 1.5 02/15/26SUMMIT HOTEL PPTYS INC | 2,375 | $2.5B | 0.20% | |
| 124 | —FTAC PARNASSUS ACQUISITN COR | 250,000 | $2.4B | 0.20% | |
| 125 | PANWPALO ALTO NETWORKS INC | 5,000 | $2.4B | 0.19% | Call |
| 126 | VACMARRIOTT VACATIONS WORLDWIDE | 15,000 | $2.4B | 0.19% | Call |
| 127 | UAUNDER ARMOUR INC | 133,105 | $2.3B | 0.19% | |
| 128 | —CF ACQUISITION CORP V | 229,398 | $2.3B | 0.18% | |
| 129 | PBCTEURPEOPLES UNITED FINANCIAL INC | 128,290 | $2.2B | 0.18% | |
| 130 | GOGOGOGO INC | 129,116 | $2.2B | 0.18% | Call |
| 131 | XLRESELECT SECTOR SPDR TR | 50,000 | $2.2B | 0.18% | Put |
| 132 | MUMICRON TECHNOLOGY INC | 30,000 | $2.1B | 0.17% | Put |
| 133 | —FERRO CORP | 104,362 | $2.1B | 0.17% | |
| 134 | IAU*ISHARES GOLD TR | 62,500 | $2.1B | 0.17% | Call |
| 135 | —GIGCAPITAL 5 INC | 200,000 | $2.1B | 0.17% | |
| 136 | —PACIFICO ACQUISITION CORP | 200,000 | $2.0B | 0.16% | |
| 137 | CADEEURCADENCE BANCORPORATION | 90,659 | $2.0B | 0.16% | |
| 138 | —SCORPIO TANKERS INC | 2,000 | $2.0B | 0.16% | |
| 139 | —CEDAR REALTY TRUST INC | 88,754 | $1.9B | 0.16% | |
| 140 | —MISONIX INC | 74,552 | $1.9B | 0.15% | |
| 141 | CITUSDCIT GROUP INC | 34,281 | $1.8B | 0.14% | |
| 142 | ISBCUSDINVESTORS BANCORP INC NEW | 115,800 | $1.8B | 0.14% | |
| 143 | DISCKUSDDISCOVERY INC | 71,696 | $1.7B | 0.14% | |
| 144 | CLBTCELLEBRITE DI LTD | 178,301 | $1.7B | 0.13% | Call |
| 145 | ZBHZIMMER BIOMET HOLDINGS INC | 11,200 | $1.6B | 0.13% | |
| 146 | FIVNFIVE9 INC | 10,000 | $1.6B | 0.13% | Call |
| 147 | —BETTER WORLD ACQUISITION COR | 154,444 | $1.6B | 0.13% | |
| 148 | TSEMTOWER SEMICONDUCTOR LTD | 50,000 | $1.5B | 0.12% | Put |
| 149 | —GP STRATEGIES CORP | 72,050 | $1.5B | 0.12% | |
| 150 | —HEALTHCOR CATALIO ACQU CORP | 149,935 | $1.5B | 0.12% | |
| 151 | —CORVUS GOLD INC | 367,260 | $1.5B | 0.12% | |
| 152 | FCXFREEPORT-MCMORAN INC | 45,000 | $1.5B | 0.12% | Put |
| 153 | —ROMAN DBDR TECH ACQUISITION | 144,360 | $1.5B | 0.12% | |
| 154 | FMBIUSDFIRST MIDWEST BANCORP DEL | 76,036 | $1.4B | 0.12% | |
| 155 | —CF ACQUISITION CORP IV | 143,636 | $1.4B | 0.11% | |
| 156 | —SOCIAL CAP SUVRETTA HLD CRPI | 139,524 | $1.4B | 0.11% | |
| 157 | LYVLIVE NATION ENTERTAINMENT IN | 15,000 | $1.4B | 0.11% | Put |
| 158 | —ALBERTON ACQUISITION CORP | 116,483 | $1.3B | 0.11% | |
| 159 | —MERIDIAN BANCORP INC MD | 63,035 | $1.3B | 0.11% | |
| 160 | ATAIATAI LIFE SCIENCES NV | 106,672 | $1.3B | 0.10% | |
| 161 | —CC NEUBERGER PRIN HLDGS II | 1,246,050 | $1.3B | 0.10% | |
| 162 | ABEVAMBEV SA | 435,709 | $1.2B | 0.10% | |
| 163 | —PIVOTAL INVESTMENT CORP III | 120,660 | $1.2B | 0.10% | |
| 164 | —COREPOINT LODGING INC | 75,605 | $1.2B | 0.10% | |
| 165 | ATMPBARCLAYS BANK PLC | 41,337 | $1.1B | 0.09% | |
| 166 | CSVCARRIAGE SVCS INC | 25,624 | $1.1B | 0.09% | |
| 167 | —VEONEER INC | 33,355 | $1.1B | 0.09% | |
| 168 | USX1UNITED STATES STL CORP NEW | 50,000 | $1.1B | 0.09% | Put |
| 169 | —SOCIAL CAP SUVRETTA HLDS CRP | 100,041 | $995.0M | 0.08% | |
| 170 | —SOCIAL CAP SUVRETTA HLDS CRP | 100,300 | $991.0M | 0.08% | |
| 171 | NUENUCOR CORP | 10,000 | $985.0M | 0.08% | Put |
| 172 | —SOCIAL CAP SUVRETTA HLDS CP | 100,000 | $981.0M | 0.08% | |
| 173 | —SPARTACUS ACQUISITION CORP | 93,472 | $946.0M | 0.08% | |
| 174 | NMRKNEWMARK GROUP INC | 62,600 | $896.0M | 0.07% | Call |
| 175 | REAXTHE REAL BROKERAGE INC | 382,450 | $895.0M | 0.07% | |
| 176 | CWBSPDR SER TR | 10,000 | $853.0M | 0.07% | Put |
| 177 | —HORIZON ACQUISITION CORPORAT | 933,353 | $840.0M | 0.07% | |
| 178 | —GREAT WESTERN BANCORP INC | 25,611 | $839.0M | 0.07% | |
| 179 | BKOBLUEROCK RESIDENTIAL GWT REI | 65,100 | $829.0M | 0.07% | |
| 180 | EGLXENTHUSIAST GAMING HLDGS INC | 176,400 | $806.0M | 0.07% | |
| 181 | TREURTRILLIUM THERAPEUTICS INC | 45,000 | $790.0M | 0.06% | |
| 182 | OGNORGANON CO | 23,353 | $766.0M | 0.06% | |
| 183 | SSBUSDSOUTHSTATE CORPORATION | 9,816 | $733.0M | 0.06% | |
| 184 | —GLOBIS ACQUISITION CORP | 1,155,205 | $728.0M | 0.06% | |
| 185 | WGOWINNEBAGO INDS INC | 10,000 | $724.0M | 0.06% | Call |
| 186 | —STERLING BANCORP DEL | 28,533 | $712.0M | 0.06% | |
| 187 | MKSIMKS INSTRS INC | 4,618 | $697.0M | 0.06% | |
| 188 | GFLGFL ENVIRONMENTAL INC | 17,300 | $643.0M | 0.05% | Call |
| 189 | —OTONOMO TECHNOLOGIES LTD | 130,000 | $621.0M | 0.05% | |
| 190 | —CERBERUS TELECOM ACQUISITION | 75,969 | $593.0M | 0.05% | |
| 191 | —AUSTERLITZ ACQUISITION CORP | 528,916 | $555.0M | 0.05% | |
| 192 | —EAST STONE ACQUISITION CORP | 54,032 | $551.0M | 0.04% | |
| 193 | —AFRICAN GOLD ACQUISITION COR | 1,074,827 | $516.0M | 0.04% | |
| 194 | TIXTTELUS INTL CDA INC | 14,699 | $515.0M | 0.04% | |
| 195 | DISCAUSDDISCOVERY INC | 20,000 | $508.0M | 0.04% | Call |
| 196 | GENNORTONLIFELOCK INC | 20,000 | $506.0M | 0.04% | Put |
| 197 | —VINE ENERGY INC | 29,717 | $489.0M | 0.04% | |
| 198 | FBCUSDFLAGSTAR BANCORP INC | 9,514 | $483.0M | 0.04% | |
| 199 | —CLOVER LEAF CAPITAL CORP | 1,149,000 | $482.0M | 0.04% | |
| 200 | PUCKWGOAL ACQUISITIONS CORP | 819,807 | $478.0M | 0.04% |