K2 PRINCIPAL FUND, L.P. Q3 2021 Filing

Filed November 12, 2021

Portfolio Value

$1.2T

Holdings

297

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (297 positions)

#	Stock	Shares	Value	% Portfolio	Type
201	—HEALTHCARE SERVICES ACQU COR	705,612	$466.0M	0.04%
202	EXEELCHESAPEAKE ENERGY CORP	15,633	$457.0M	0.04%
203	—B RILEY PRINCIPAL 150 MERGER	582,692	$450.0M	0.04%
204	—FTAC HERA ACQUISITION CORP	421,018	$434.0M	0.04%
205	—SEAPORT GLOBAL ACQUISITN COR	448,047	$421.0M	0.03%
206	—CC NEUBERGER PRINCIPAL HOLDN	418,946	$419.0M	0.03%
207	BGCPEURBGC PARTNERS INC	80,246	$418.0M	0.03%
208	GRT-UCADGRANITE REAL ESTATE INVT TR	4,500	$405.0M	0.03%	Call
209	SNAXWSTRYVE FOODS INC	509,585	$397.0M	0.03%
210	VLNPTK ACQUISITION CORP	648,414	$376.0M	0.03%
211	—MONTES ARCHIMEDES ACQUISITIO	40,000	$374.0M	0.03%
212	—SEVEN OAKS ACQUISITION CORP	444,103	$355.0M	0.03%
213	—NOCTURNE ACQUISITION CORP	802,226	$337.0M	0.03%
214	—BENESSERE CAPITAL ACQUSTN CO	989,681	$318.0M	0.03%
215	—ALBERTON ACQUISITION CORP	646,340	$307.0M	0.02%
216	—BROOGE ENERGY LTD	609,091	$305.0M	0.02%
217	—CF ACQUISITION CORP IV	350,000	$301.0M	0.02%
218	—B RILEY PRIN 250 MERGER CORP	414,264	$290.0M	0.02%
219	—STRYVE FOODS INC	51,795	$277.0M	0.02%
220	—VIVEON HEALTH ACQUISITION CO	1,363,656	$273.0M	0.02%
221	—VIVEON HEALTH ACQUISITION CO	1,075,779	$269.0M	0.02%
222	KGCKINROSS GOLD CORP	50,000	$268.0M	0.02%	Call
223	—HORIZON ACQUISITION CORP	155,329	$264.0M	0.02%
224	—IGNYTE ACQUISITION CORP	412,409	$264.0M	0.02%
225	—KLUDEIN I ACQUISITION CORP	405,789	$263.0M	0.02%
226	—COVA ACQUISITION CORP	445,482	$258.0M	0.02%
227	—GOOD WKS II ACQUISITION CORP	386,292	$247.0M	0.02%
228	APOEURAPOLLO GLOBAL MGMT INC	3,855	$237.0M	0.02%
229	—SPK AQUISITION CORP	617,088	$216.0M	0.02%
230	—ACE GLOBAL BUSINESS ACQU LTD	441,786	$216.0M	0.02%
231	—GLADSTONE ACQUISITION CORP	437,700	$210.0M	0.02%
232	AVYAUSDAVAYA HLDGS CORP	10,000	$198.0M	0.02%	Call
233	—ALBERTON ACQUISITION CORP	516,772	$196.0M	0.02%
234	MSOXADVISORSHARES TR	20,000	$182.0M	0.01%
235	—GLOBAL SYNERGY ACQUISIT CORP	315,360	$178.0M	0.01%
236	—KERNEL GROUP HOLDINGS INC	299,613	$177.0M	0.01%
237	MAQCWMAQUIA CAPITAL ACQUISITION C	315,000	$173.0M	0.01%
238	—NATURAL ORDER ACQUISITION CO	327,648	$167.0M	0.01%
239	—MDH ACQUISITION CORP	290,427	$160.0M	0.01%
240	—BENESSERE CAPITAL ACQUSTN CO	364,643	$160.0M	0.01%
241	—SENIOR CONNECT ACQUISITN COR	225,885	$160.0M	0.01%
242	—RETAIL PPTYS AMER INC	12,425	$160.0M	0.01%
243	—D AND Z MEDIA ACQUISITION CO	249,980	$157.0M	0.01%
244	—ABRI SPAC I INC	350,000	$151.0M	0.01%
245	—MALLARD ACQUISITION CORP	486,063	$148.0M	0.01%
246	—MOUNTAIN CREST ACQUSTN CORP	194,170	$146.0M	0.01%
247	—MOUNTAIN CREST ACQUSITN CRP	344,766	$138.0M	0.01%
248	—DATA KNIGHTS ACQUISITION COR	335,408	$131.0M	0.01%
249	IMAQWINTERNATIONAL MEDIA ACQUISIT	475,000	$131.0M	0.01%
250	RMCOWAMERICAN ACQUISITION OPPT IN	238,000	$130.0M	0.01%
251	—TEKKORP DIGITAL ACQUISITN CO	145,000	$129.0M	0.01%
252	—MODEL PERFORMANCE ACQU CORP	300,000	$126.0M	0.01%
253	—CHARDAN NEXTECH ACQUISITION	243,750	$120.0M	0.01%
254	—CLARIM ACQUISITION CORP	193,018	$120.0M	0.01%
255	—TUSCAN HLDGS CORP II	172,012	$117.0M	0.01%
256	—ROTH CH ACQUISITION IV CO	206,250	$113.0M	0.01%
257	—MAGNUM OPUS ACQUISITION LTD	93,772	$109.0M	0.01%
258	—LAKESHORE ACQUISITION I CORP	211,275	$107.0M	0.01%
259	—POEMA GLOBAL HOLDINGS CORP	117,658	$105.0M	0.01%
260	—YUNHONG INTL	551,721	$105.0M	0.01%
261	—ARIES I ACQUISITION CORP	188,384	$104.0M	0.01%
262	—GLOBAL CONSUMER ACQUISITN CO	219,793	$103.0M	0.01%
263	—BLUESCAPE OPPORTUNITIES ACQU	100,000	$101.0M	0.01%
264	—REDBALL ACQUISITION CORP	10,000	$101.0M	0.01%
265	—MOUNTAIN CREST ACQSTN CORP I	223,355	$101.0M	0.01%
266	—CLEANTECH ACQUISITION CORP	210,550	$97.0M	0.01%
267	—GLOBAL SPAC PARTNERS CO	220,477	$95.0M	0.01%
268	—NOVA VISION ACQUISITION CORP	270,000	$94.0M	0.01%
269	—GORES HOLDINGS VII INC	77,067	$91.0M	0.01%
270	—CLASS ACCELERATION CORP	150,633	$88.0M	0.01%
271	—BROOKLINE CAP ACQUISITION CO	127,682	$84.0M	0.01%
272	IMAQRINTERNATIONAL MEDIA ACQUISIT	400,000	$84.0M	0.01%
273	—RENOVACOR INC	128,379	$82.0M	0.01%
274	—FINTECH ACQUISITION CORP VI	75,000	$80.0M	0.01%
275	—YUNHONG INTL	476,255	$76.0M	0.01%
276	—CF ACQUISITION CORP V	74,785	$73.0M	0.01%
277	—CLEANTECH ACQUISITION CORP	301,100	$72.0M	0.01%
278	—FTAC PARNASSUS ACQUISITN COR	71,116	$68.0M	0.01%
279	—ESM ACQUISITION CORPORATION	100,000	$66.0M	0.01%
280	—EPIPHANY TECHNOLOGY ACQUISIT	72,559	$64.0M	0.01%
281	—QUANTUM FINTECH ACQUISTIN CO	226,093	$61.0M	0.00%
282	—TRADEUP ACQUISITION CORP	143,947	$59.0M	0.00%
283	—AF ACQUISITION CORP	100,000	$56.0M	0.00%
284	—CHAVANT CAPITAL ACQUISITN CO	112,500	$54.0M	0.00%
285	—MODEL PERFORMANCE ACQU CORP	104,187	$49.0M	0.00%
286	—NOVA VISION ACQUISITION CORP	270,000	$49.0M	0.00%
287	—GORES HLDGS VIII INC	43,346	$48.0M	0.00%
288	—CF ACQUISITION CORP VI	60,310	$48.0M	0.00%
289	—ACKRELL SPAC PARTNERS I CO	85,353	$40.0M	0.00%
290	—CF ACQUISITION CORP VIII	29,617	$33.0M	0.00%
291	—GAMING HOSPITALITY ACQU CO	43,906	$31.0M	0.00%
292	—GREENCITY ACQUISITION CORP	123,945	$29.0M	0.00%
293	—PROGRESS ACQUISITION CORP	50,187	$28.0M	0.00%
294	—PIVOTAL INVESTMENT CORP III	29,132	$26.0M	0.00%
295	—AGBA ACQUISITION LTD	35,620	$9.0M	0.00%
296	BRZHRBREEZE HOLDINGS ACQUISITN CO	41,236	$8.0M	0.00%
297	—GOLDEN PATH ACQUISITION CORP	19,500	$8.0M	0.00%

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