K2 PRINCIPAL FUND, L.P. Q4 2016 Filing
Filed February 15, 2017
Portfolio Value
$1.1T
Holdings
216
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (216 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | —QUINPARIO ACQUISITION CORP 2 | 406,957 | $2.1B | 0.20% | |
| 102 | —DIREXION SHS ETF TR | 43,000 | $2.1B | 0.20% | Put |
| 103 | CDECOEUR MNG INC | 219,000 | $2.0B | 0.19% | Put |
| 104 | MXMAGNACHIP SEMICONDUCTOR CORP | 308,280 | $1.9B | 0.18% | |
| 105 | —HORIZON PHARMA INVT LTD | 2,000 | $1.9B | 0.18% | |
| 106 | RRCRANGE RES CORP | 55,000 | $1.9B | 0.18% | |
| 107 | —PATTERN ENERGY GROUP INC | 99,494 | $1.9B | 0.18% | Put |
| 108 | EWWISHARES | 42,000 | $1.8B | 0.17% | Put |
| 109 | OIBR/USDOI S A | 462,285 | $1.8B | 0.17% | |
| 110 | —M III ACQUISITION CORP | 359,000 | $1.8B | 0.17% | |
| 111 | TQQQPROSHARES TR | 14,000 | $1.8B | 0.17% | Put |
| 112 | —ISLE OF CAPRI CASINOS INC | 70,000 | $1.7B | 0.16% | |
| 113 | —CONYERS PK ACQUISITION | 200,000 | $1.6B | 0.15% | |
| 114 | VVISA INC | 20,700 | $1.6B | 0.15% | |
| 115 | DHID R HORTON INC | 57,200 | $1.6B | 0.15% | Put |
| 116 | PCHPOTLATCH CORP NEW | 37,463 | $1.6B | 0.15% | |
| 117 | GISGENERAL MLS INC | 25,146 | $1.6B | 0.15% | Call |
| 118 | VMWEURVMWARE INC | 19,460 | $1.5B | 0.14% | |
| 119 | SWN1EURSOUTHWESTERN ENERGY CO | 140,000 | $1.5B | 0.14% | |
| 120 | ARCCARES CAP CORP | 89,500 | $1.5B | 0.14% | Put |
| 121 | LLYLILLY ELI AND CO | 20,000 | $1.5B | 0.14% | |
| 122 | —EXPRESS SCRIPTS HLDG CO | 20,879 | $1.4B | 0.14% | Call |
| 123 | HRLHORMEL FOODS CORP | 40,000 | $1.4B | 0.13% | |
| 124 | XEMDXWESTERN ASSET EMRG MKT DEBT | 89,663 | $1.3B | 0.12% | |
| 125 | BGCPEURBGC PARTNERS INC | 127,219 | $1.3B | 0.12% | Call |
| 126 | PANLPANGAEA LOGISTICS SOLUTION L | 363,129 | $1.2B | 0.12% | |
| 127 | —DELPHI AUTOMOTIVE PLC | 17,000 | $1.1B | 0.11% | Put |
| 128 | —HENNESSY CAP ACQUISITION COR | 113,172 | $1.1B | 0.11% | |
| 129 | IGTINTERNATIONAL GAME TECHNOLOG | 44,300 | $1.1B | 0.11% | Put |
| 130 | BALLBALL CORP | 14,800 | $1.1B | 0.10% | Call |
| 131 | I9DNARBUTUS BIOPHARMA CORP | 443,887 | $1.1B | 0.10% | |
| 132 | GSTEURGASTAR EXPL INC NEW | 700,000 | $1.1B | 0.10% | |
| 133 | CSXCSX CORP | 30,000 | $1.1B | 0.10% | Put |
| 134 | —SYNGENTA AG | 13,600 | $1.1B | 0.10% | |
| 135 | —PACIFIC SPL ACQUISITION CORP | 102,680 | $1.1B | 0.10% | |
| 136 | —PACE HLDGS CORP | 101,500 | $1.0B | 0.10% | |
| 137 | MORNMORNINGSTAR INC | 13,900 | $1.0B | 0.10% | Call |
| 138 | NKENIKE INC | 19,900 | $1.0B | 0.10% | |
| 139 | —HORIZON PHARMA PLC | 62,000 | $1.0B | 0.09% | Call |
| 140 | MSIMOTOROLA SOLUTIONS INC | 12,000 | $995.0M | 0.09% | Call |
| 141 | —CABELAS INC | 16,958 | $993.0M | 0.09% | |
| 142 | CBOECBOE HLDGS INC | 12,804 | $946.0M | 0.09% | |
| 143 | AMTTD AMERITRADE HLDG CORP | 21,000 | $916.0M | 0.09% | Call |
| 144 | CELGCELGENE CORP | 7,800 | $903.0M | 0.09% | |
| 145 | JPMJPMORGAN CHASE AND CO | 10,167 | $877.0M | 0.08% | |
| 146 | —YRC WORLDWIDE INC | 66,000 | $876.0M | 0.08% | Put |
| 147 | AXTAAXALTA COATING SYS LTD | 32,103 | $873.0M | 0.08% | |
| 148 | QSRRESTAURANT BRANDS INTL INC | 18,000 | $858.0M | 0.08% | Call |
| 149 | PFEPFIZER INC | 24,200 | $786.0M | 0.07% | Call |
| 150 | HLTHILTON WORLDWIDE HLDGS INC | 28,800 | $783.0M | 0.07% | |
| 151 | BRK/BBERKSHIRE HATHAWAY INC DEL | 4,738 | $772.0M | 0.07% | |
| 152 | —LEVEL 3 COMMUNICATIONS INC | 13,358 | $753.0M | 0.07% | |
| 153 | —RPX CORP | 69,152 | $747.0M | 0.07% | |
| 154 | —WCI CMNTYS INC | 30,500 | $715.0M | 0.07% | |
| 155 | MRKMERCK AND CO INC | 12,000 | $706.0M | 0.07% | |
| 156 | BIIBBIOGEN INC | 2,400 | $681.0M | 0.06% | |
| 157 | —VERIFONE SYS INC | 38,300 | $679.0M | 0.06% | Call |
| 158 | —MEDIA GEN INC NEW | 34,400 | $648.0M | 0.06% | |
| 159 | CAKECHEESECAKE FACTORY INC | 10,500 | $629.0M | 0.06% | Put |
| 160 | —FELCOR LODGING TR INC | 78,119 | $626.0M | 0.06% | |
| 161 | PSXPHILLIPS 66 | 7,000 | $605.0M | 0.06% | |
| 162 | —STAPLES INC | 66,000 | $597.0M | 0.06% | Call |
| 163 | PYPLPAYPAL HLDGS INC | 15,000 | $592.0M | 0.06% | |
| 164 | LKQ1LKQ CORP | 19,200 | $588.0M | 0.06% | Put |
| 165 | AANUSDAARONS INC | 18,000 | $576.0M | 0.05% | Put |
| 166 | BIDSOTHEBYS | 14,000 | $558.0M | 0.05% | Put |
| 167 | OSVEURVANECK VECTORS ETF TR | 15,000 | $500.0M | 0.05% | Put |
| 168 | ECECOPETROL S A | 53,000 | $480.0M | 0.05% | Put |
| 169 | TRIPTRIPADVISOR INC | 10,000 | $464.0M | 0.04% | Call |
| 170 | XENEXENON PHARMACEUTICALS INC | 57,228 | $441.0M | 0.04% | |
| 171 | —ARALEZ PHARMACEUTICALS INC | 98,578 | $435.0M | 0.04% | |
| 172 | —KNIGHT TRANSN INC | 13,000 | $430.0M | 0.04% | Put |
| 173 | AUPHAURINIA PHARMACEUTICALS INC | 201,522 | $423.0M | 0.04% | |
| 174 | —ANDINA ACQUISITION CORP II | 41,901 | $416.0M | 0.04% | |
| 175 | FORFORESTAR GROUP INC | 31,170 | $415.0M | 0.04% | |
| 176 | AXASEURABRAXAS PETE CORP | 150,000 | $386.0M | 0.04% | |
| 177 | —WESTERN REFNG INC | 10,000 | $379.0M | 0.04% | |
| 178 | —KEYCORP NEW | 2,726 | $368.0M | 0.03% | |
| 179 | —MONSANTO CO NEW | 3,400 | $358.0M | 0.03% | |
| 180 | ENBENBRIDGE INC | 8,448 | $356.0M | 0.03% | |
| 181 | IMGIAMGOLD CORP | 90,346 | $348.0M | 0.03% | Put |
| 182 | XLRESELECT SECTOR SPDR TR | 10,825 | $333.0M | 0.03% | |
| 183 | BYDBOYD GAMING CORP | 16,300 | $329.0M | 0.03% | |
| 184 | —BLUE NILE INC | 8,065 | $328.0M | 0.03% | |
| 185 | —STELLAR ACQUISITION III INC | 32,000 | $320.0M | 0.03% | |
| 186 | —APOLLO ED GROUP INC | 31,882 | $316.0M | 0.03% | |
| 187 | TWNKEURHOSTESS BRANDS INC | 180,000 | $315.0M | 0.03% | |
| 188 | —HARMONY MERGER CORP | 890,270 | $311.0M | 0.03% | |
| 189 | KHCKRAFT HEINZ CO | 3,306 | $289.0M | 0.03% | |
| 190 | —TURKISH INVT FD INC | 42,014 | $285.0M | 0.03% | |
| 191 | GCI1EURGANNETT CO INC | 29,186 | $283.0M | 0.03% | |
| 192 | QUADQUAD / GRAPHICS INC | 10,300 | $277.0M | 0.03% | Call |
| 193 | BCSBARCLAYS PLC | 25,000 | $275.0M | 0.03% | Call |
| 194 | —DEPOMED INC | 14,500 | $261.0M | 0.02% | |
| 195 | —CF CORP | 200,000 | $248.0M | 0.02% | |
| 196 | —G AND K SVCS INC | 2,554 | $246.0M | 0.02% | |
| 197 | RNGRINGCENTRAL INC | 11,100 | $229.0M | 0.02% | Put |
| 198 | —CF CORP | 21,000 | $220.0M | 0.02% | |
| 199 | ILFISHARES TR | 7,500 | $207.0M | 0.02% | Put |
| 200 | GU9GUESS INC | 16,400 | $198.0M | 0.02% |