K2 PRINCIPAL FUND, L.P. Q4 2017 Filing
Filed February 12, 2018
Portfolio Value
$1.4T
Holdings
253
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (253 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | —M III ACQUISITION CORP | 325,825 | $3.2B | 0.23% | |
| 102 | BF/ABROWN FORMAN CORP | 47,229 | $3.2B | 0.23% | |
| 103 | GECBLE 4.5 11/15/29GENERAL CABLE CORP DEL NEW | 3,000 | $3.2B | 0.23% | |
| 104 | —COMMERCEHUB INC | 152,009 | $3.1B | 0.23% | |
| 105 | MGMMGM RESORTS INTERNATIONAL | 93,473 | $3.1B | 0.23% | |
| 106 | MGPIMGP INGREDIENTS INC NEW | 40,000 | $3.1B | 0.22% | Put |
| 107 | FOXATWENTY FIRST CENTY FOX INC | 90,100 | $3.1B | 0.22% | |
| 108 | TNADIREXION SHS ETF TR | 42,100 | $3.0B | 0.21% | Put |
| 109 | —DRAPER OAKWOOD TECHNOLOGY | 300,000 | $2.9B | 0.21% | |
| 110 | —BARINGTON HILCO ACQUISITION | 269,836 | $2.8B | 0.20% | |
| 111 | DALDELTA AIR LINES INC DEL | 50,000 | $2.8B | 0.20% | Call |
| 112 | —HSN INC | 69,160 | $2.8B | 0.20% | |
| 113 | —CAPITOL INVT CORP IV | 276,000 | $2.8B | 0.20% | |
| 114 | HEIHEICO CORP NEW | 34,792 | $2.8B | 0.20% | |
| 115 | —AETNA INC NEW | 15,000 | $2.7B | 0.20% | |
| 116 | LBTYBLIBERTY GLOBAL PLC | 79,787 | $2.7B | 0.20% | |
| 117 | —SIGMA DESIGNS INC | 378,800 | $2.6B | 0.19% | |
| 118 | LM05LIBERTY MEDIA CORP DELAWARE | 80,000 | $2.6B | 0.19% | |
| 119 | —MALLINCKRODT PUB LTD CO | 113,600 | $2.6B | 0.19% | |
| 120 | —BIG ROCK PARTNERS ACQUISI CO | 250,000 | $2.6B | 0.19% | |
| 121 | TRCOTRIBUNE MEDIA CO | 58,752 | $2.5B | 0.18% | |
| 122 | —ANDINA ACQUISITION CORP II | 240,468 | $2.5B | 0.18% | |
| 123 | ADSKAUTODESK INC | 22,500 | $2.4B | 0.17% | Call |
| 124 | AMDADVANCED MICRO DEVICES INC | 225,000 | $2.3B | 0.17% | |
| 125 | —ORBITAL ATK INC | 17,200 | $2.3B | 0.16% | |
| 126 | CCLCARNIVAL CORP | 33,700 | $2.2B | 0.16% | Put |
| 127 | —CALATLANTIC GROUP INC | 39,651 | $2.2B | 0.16% | |
| 128 | LM03LIBERTY MEDIA CORP DELAWARE | 55,600 | $2.2B | 0.16% | |
| 129 | —MOSAIC ACQUISITION CORP | 217,300 | $2.2B | 0.16% | |
| 130 | —CSRA INC | 70,000 | $2.1B | 0.15% | |
| 131 | —LANDCADIA HLDGS INC | 208,609 | $2.1B | 0.15% | |
| 132 | ALLYALLY FINL INC | 71,000 | $2.1B | 0.15% | |
| 133 | —SUN BANCORP INC | 85,128 | $2.1B | 0.15% | |
| 134 | —MITEL NETWORKS CORP | 211,753 | $2.0B | 0.15% | |
| 135 | —GIGCAPITAL INC | 200,900 | $2.0B | 0.15% | |
| 136 | NWSNEWS CORP NEW | 116,981 | $1.9B | 0.14% | |
| 137 | —MCDERMOTT INTL INC | 294,781 | $1.9B | 0.14% | |
| 138 | —CM SEVEN STAR ACQUISITION CO | 200,000 | $1.9B | 0.14% | |
| 139 | —HAYMAKER ACQUISITION CORP | 200,000 | $1.9B | 0.14% | |
| 140 | GDXJVANECK VECTORS ETF TR | 55,091 | $1.9B | 0.14% | |
| 141 | EP3ORASURE TECHNOLOGIES INC | 99,248 | $1.9B | 0.14% | Put |
| 142 | —HORIZON PHARMA INVT LTD | 2,000 | $1.9B | 0.13% | |
| 143 | JPMJPMORGAN CHASE & CO | 17,000 | $1.8B | 0.13% | |
| 144 | CMCSACOMCAST CORP NEW | 45,000 | $1.8B | 0.13% | Call |
| 145 | TACTRANSALTA CORP | 240,050 | $1.8B | 0.13% | |
| 146 | —HRG GROUP INC | 102,141 | $1.7B | 0.13% | |
| 147 | —SPARTON CORP | 74,044 | $1.7B | 0.12% | |
| 148 | UTXZUNITED TECHNOLOGIES CORP | 12,900 | $1.6B | 0.12% | Put |
| 149 | MACMACERICH CO | 25,000 | $1.6B | 0.12% | Call |
| 150 | NESRNATIONAL ENERGY SERVICES REU | 2,000,000 | $1.6B | 0.12% | |
| 151 | —STELLAR ACQUISITION III INC | 157,511 | $1.6B | 0.12% | |
| 152 | VETVERMILION ENERGY INC | 35,000 | $1.6B | 0.12% | |
| 153 | —IXYS CORP | 66,251 | $1.6B | 0.11% | |
| 154 | PCHPOTLATCH CORP NEW | 31,468 | $1.6B | 0.11% | |
| 155 | SRGSERITAGE GROWTH PPTYS | 38,640 | $1.6B | 0.11% | Put |
| 156 | CAKECHEESECAKE FACTORY INC | 31,900 | $1.5B | 0.11% | Call |
| 157 | CTLEURCENTURYLINK INC | 91,900 | $1.5B | 0.11% | Call |
| 158 | —XENITH BANKSHARES INC NEW | 45,255 | $1.5B | 0.11% | |
| 159 | BMOBANK MONTREAL QUE | 15,000 | $1.5B | 0.11% | |
| 160 | —WGL HLDGS INC | 17,500 | $1.5B | 0.11% | Put |
| 161 | —BARRACUDA NETWORKS INC | 48,467 | $1.3B | 0.10% | |
| 162 | —PATTERN ENERGY GROUP INC | 62,000 | $1.3B | 0.10% | |
| 163 | I9DNARBUTUS BIOPHARMA CORP | 261,326 | $1.3B | 0.10% | |
| 164 | BRK/BBERKSHIRE HATHAWAY INC DEL | 6,638 | $1.3B | 0.10% | |
| 165 | TRITHOMSON REUTERS CORP | 25,000 | $1.3B | 0.10% | |
| 166 | THOTHOR INDS INC | 8,281 | $1.2B | 0.09% | |
| 167 | OVEROVERSTOCK COM INC DEL | 19,321 | $1.2B | 0.09% | |
| 168 | —EDGEWATER TECHNOLOGY INC | 213,424 | $1.2B | 0.09% | |
| 169 | BATRAUSDLIBERTY MEDIA CORP DELAWARE | 52,893 | $1.2B | 0.08% | |
| 170 | —MAGICJACK VOCALTEC LTD | 132,550 | $1.1B | 0.08% | |
| 171 | —BUFFALO WILD WINGS INC | 6,719 | $1.1B | 0.08% | |
| 172 | —ROSEHILL RES INC | 1,164,548 | $1.0B | 0.08% | |
| 173 | OIBR/USDOI S A | 182,797 | $1.0B | 0.07% | |
| 174 | LNWOSCIENTIFIC GAMES CORP | 20,000 | $1.0B | 0.07% | Put |
| 175 | —ATLANTIC COAST FINL CORP | 107,732 | $1.0B | 0.07% | |
| 176 | IYRISHARES TR | 12,000 | $972.0M | 0.07% | |
| 177 | CLGXCORELOGIC INC | 20,600 | $952.0M | 0.07% | Put |
| 178 | —VANTAGE ENERGY ACQUISITION | 833,333 | $917.0M | 0.07% | |
| 179 | —STRAIGHT PATH COMMUNICATNS I | 4,823 | $877.0M | 0.06% | |
| 180 | —ACTUA CORP | 54,906 | $857.0M | 0.06% | |
| 181 | —DYNEGY INC NEW DEL | 71,509 | $847.0M | 0.06% | |
| 182 | —SILVER SPRING NETWORKS INC | 50,492 | $820.0M | 0.06% | |
| 183 | AMZNAMAZON COM INC | 700 | $819.0M | 0.06% | |
| 184 | —ORIGO ACQUISITION CORP | 76,526 | $814.0M | 0.06% | |
| 185 | —GREAT PLAINS ENERGY INC | 25,080 | $809.0M | 0.06% | |
| 186 | HUNHUNTSMAN CORP | 24,200 | $806.0M | 0.06% | |
| 187 | —WILLSCOT CORP | 549,840 | $792.0M | 0.06% | |
| 188 | AVAAVISTA CORP | 14,900 | $767.0M | 0.06% | |
| 189 | —TPG PACE ENERGY HLDGS CORP | 583,333 | $758.0M | 0.05% | |
| 190 | —BIG ROCK PARTNERS ACQUISI CO | 75,176 | $728.0M | 0.05% | |
| 191 | BGCPEURBGC PARTNERS INC | 46,410 | $701.0M | 0.05% | |
| 192 | —BROOKFIELD PPTY PARTNERS L P | 25,000 | $696.0M | 0.05% | |
| 193 | BLKCHFBLACKROCK INC | 1,300 | $668.0M | 0.05% | Put |
| 194 | ENPHENPHASE ENERGY INC | 261,693 | $631.0M | 0.05% | |
| 195 | XENEXENON PHARMACEUTICALS INC | 219,543 | $620.0M | 0.04% | |
| 196 | PZZAPAPA JOHNS INTL INC | 11,000 | $617.0M | 0.04% | |
| 197 | —HENNESSY CAP ACQUSTON CORP I | 700,000 | $592.0M | 0.04% | |
| 198 | —WASHINGTONFIRST BANKSHARES I | 17,000 | $582.0M | 0.04% | |
| 199 | —MGC DIAGNOSTICS CORP | 52,416 | $578.0M | 0.04% | |
| 200 | —CAPELLA EDUCATION COMPANY | 7,400 | $573.0M | 0.04% |