Kovack Advisors, Inc. Q3 2021 Filing
Filed November 3, 2021
Portfolio Value
$920.1B
Holdings
682
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (682 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 601 | LUVSOUTHWEST AIRLINES ORD | 4,704 | $242.0M | 0.03% | |
| 602 | LYBLYONDELLBASELL INDUSTRIES CL A ORD | 2,582 | $242.0M | 0.03% | |
| 603 | GLADUSDGLADSTONE CAPITAL ORD | 21,338 | $241.0M | 0.03% | |
| 604 | MVTBLACKROCK MUNIVEST II CF | 15,820 | $241.0M | 0.03% | |
| 605 | WYNNWYNN RESORTS ORD | 2,821 | $239.0M | 0.03% | |
| 606 | HBANHUNTINGTON BANCSHARES ORD | 15,236 | $236.0M | 0.03% | |
| 607 | YUMCYUM CHINA ORD | 4,045 | $235.0M | 0.03% | |
| 608 | HYMBSPDR NUVEEN BLMBRG BRCLYS HG ETF | 3,917 | $235.0M | 0.03% | |
| 609 | FTAFIRST TR LRG CP VAL ALPHADEX ETF | 3,645 | $235.0M | 0.03% | |
| 610 | VBFINVESCO BOND CF | 11,500 | $234.0M | 0.03% | |
| 611 | DMTKQDERMTECH ORD | 7,300 | $234.0M | 0.03% | |
| 612 | —INVESCO CREDIT DYNAMIC OPP CF | 19,938 | $233.0M | 0.03% | |
| 613 | UUPINVSC DB US DOLLAR INDEX BULLISH ETF | 9,134 | $231.0M | 0.03% | |
| 614 | CHTRCHARTER COMMUNICATIONS CL A ORD | 316 | $230.0M | 0.02% | |
| 615 | BIPBROOKFIELD INFRASTRUCTUR PARTNER UNT | 4,094 | $230.0M | 0.02% | |
| 616 | PDCOEURPATTERSON COMPANIES ORD | 7,608 | $229.0M | 0.02% | |
| 617 | IXGISHARES GLOBAL FINANCIALS ETF | 2,914 | $229.0M | 0.02% | |
| 618 | VFHVANGUARD FINANCIALS ETF | 2,468 | $229.0M | 0.02% | |
| 619 | ETOEATON VANCE TX ADVNT GLBL DVD OPP CF | 7,566 | $228.0M | 0.02% | |
| 620 | FTCFIRST TR LRG CP GRW ALPHADEX ETF | 2,042 | $227.0M | 0.02% | |
| 621 | FADFIRST TR MULTI CP GRWTH ALPHADEX ETF | 1,923 | $227.0M | 0.02% | |
| 622 | TFCTRUIST FINANCIAL ORD | 3,859 | $226.0M | 0.02% | |
| 623 | —MANNING AND NAPIER CL A ORD | 24,704 | $226.0M | 0.02% | |
| 624 | XARSPDR S&P AEROSPACE DEFENSE ETF | 1,880 | $224.0M | 0.02% | |
| 625 | HZNPHORIZON THERAPEUTICS PUBLIC ORD | 2,040 | $223.0M | 0.02% | |
| 626 | RCLROYAL CARIBBEAN GROUP ORD | 2,505 | $223.0M | 0.02% | |
| 627 | NSCNORFOLK SOUTHERN ORD | 931 | $223.0M | 0.02% | |
| 628 | DDDUPONT DE NEMOURS ORD | 3,268 | $222.0M | 0.02% | |
| 629 | GSBDGOLDMAN SACHS BDC ORD | 12,100 | $222.0M | 0.02% | |
| 630 | SPHBINVSC S P 500 HIGH BETA ETF | 3,035 | $222.0M | 0.02% | |
| 631 | FXHFIRST TRUST HEALTH CARE ALPHADEX ETF | 1,854 | $221.0M | 0.02% | |
| 632 | CTVACORTEVA ORD | 5,238 | $220.0M | 0.02% | |
| 633 | DSLDOUBLELINE INCOME SOLUTIONS CF | 12,330 | $219.0M | 0.02% | |
| 634 | KBWDINVSC KBW HIGH DVD YLD FNL ETF | 10,730 | $218.0M | 0.02% | |
| 635 | BONDPIMCO ACTIVE BOND ETF | 1,963 | $217.0M | 0.02% | |
| 636 | NGVTINGEVITY ORD | 3,035 | $217.0M | 0.02% | |
| 637 | VENVENTAS REIT ORD | 3,876 | $214.0M | 0.02% | |
| 638 | PHPARKER HANNIFIN ORD | 766 | $214.0M | 0.02% | |
| 639 | AWCAMERICAN WATER WORKS ORD | 1,257 | $213.0M | 0.02% | |
| 640 | UUNITY SOFTWARE ORD | 1,681 | $212.0M | 0.02% | |
| 641 | MDLZMONDELEZ INTERNATIONAL CL A ORD | 3,621 | $211.0M | 0.02% | |
| 642 | OTISOTIS WORLDWIDE ORD | 2,554 | $210.0M | 0.02% | |
| 643 | GPIGROUP 1 AUTOMOTIVE ORD | 1,113 | $209.0M | 0.02% | |
| 644 | VRSNVERISIGN ORD | 1,018 | $209.0M | 0.02% | |
| 645 | IEFISHARES 7-10 YEAR TRSURY BOND ETF | 1,802 | $208.0M | 0.02% | |
| 646 | LBRDKLIBERTY BROADBAND SRS C ORD | 1,200 | $207.0M | 0.02% | |
| 647 | KMIKINDER MORGAN CL P ORD | 12,358 | $207.0M | 0.02% | |
| 648 | LVLNSPDR S&P REGIONAL BANKING ETF | 3,020 | $205.0M | 0.02% | |
| 649 | JGHNUVEEN GLOBAL HIGH INCOME CF | 12,700 | $204.0M | 0.02% | |
| 650 | NAZNUVEEN ARIZONA QLTY MNCPL INCM CF | 13,008 | $204.0M | 0.02% | |
| 651 | CSGPCOSTAR GROUP ORD | 2,348 | $202.0M | 0.02% | |
| 652 | MARMARRIOTT INTERNATIONAL CL A ORD | 1,365 | $202.0M | 0.02% | |
| 653 | CSXCSX ORD | 6,726 | $200.0M | 0.02% | |
| 654 | ELESTEE LAUDER CL A ORD | 667 | $200.0M | 0.02% | |
| 655 | GUTGABELLI UTILITY CF | 24,154 | $190.0M | 0.02% | |
| 656 | —GRIFFIN AMERICAN HEALTHCARE REIT ORD | 32,842 | $184.0M | 0.02% | |
| 657 | ZNGAEURZYNGA CL A ORD | 23,420 | $176.0M | 0.02% | |
| 658 | —ORCHID ISLAND CAPITAL ORD | 33,591 | $164.0M | 0.02% | |
| 659 | PNNTPENNANTPARK INVESTMENT ORD | 25,300 | $164.0M | 0.02% | |
| 660 | NEANUVEEN SENIOR INCOME CF | 27,400 | $160.0M | 0.02% | |
| 661 | PBIPITNEY BOWES ORD | 21,272 | $153.0M | 0.02% | |
| 662 | PBTPERMIAN BASIN ROYALTY UNT | 25,750 | $148.0M | 0.02% | |
| 663 | XIGDXVOYA GLOBAL EQUITY DVD PRM OPPORT CF | 24,643 | $145.0M | 0.02% | |
| 664 | —HEALTHCARE ORD | 26,196 | $126.0M | 0.01% | |
| 665 | ANFABERCROMBIE NOV 19, 2021 CALL 50 | 162 | $98.0M | 0.01% | Call |
| 666 | NCMIEURNATIONAL CINEMEDIA ORD | 23,237 | $83.0M | 0.01% | |
| 667 | SANBANCO SANTANDER ADR REP 1 ORD | 20,478 | $74.0M | 0.01% | |
| 668 | CSCOCISCO SYSTEMS JUN 17, 2022 PUT 55 | 91 | $50.0M | 0.01% | Put |
| 669 | CSCOCISCO SYSTEMS JUN 17, 2022 CALL 55 | 117 | $48.0M | 0.01% | Call |
| 670 | AMZNAMAZON.COM NOV 19, 2021 PUT 2950 | 10 | $48.0M | 0.01% | Put |
| 671 | —ACELRX PHARMACEUTICALS ORD | 46,000 | $47.0M | 0.01% | |
| 672 | —WESTERN MAGNESIUM ORD | 57,882 | $21.0M | 0.00% | |
| 673 | FFORD MOTOR JAN 20, 2023 CALL 10 | 66 | $19.0M | 0.00% | Call |
| 674 | —GRILLED CHEESE TRUCK ORD | 40,000 | $17.0M | 0.00% | |
| 675 | METAFACEBOOK NOV 19, 2021 PUT 300 | 20 | $13.0M | 0.00% | Put |
| 676 | HHDSHIGHLANDS REIT ORD | 75,075 | $11.0M | 0.00% | |
| 677 | FSSLFS ENERGY AND POWER CF | 59,264 | $8.0M | 0.00% | |
| 678 | PFEPFIZER DEC 17, 2021 CALL 43 | 39 | $7.0M | 0.00% | Call |
| 679 | GU9GUESS JAN 21, 2022 CALL 15 | 18 | $6.0M | 0.00% | Call |
| 680 | CCLCARNIVL JAN 21, 2022 CALL 20 | 10 | $6.0M | 0.00% | Call |
| 681 | —BIOTECH MEDICS ORD | 80,000 | $5.0M | 0.00% | |
| 682 | DOWDOW DEC 17, 2021 CALL 65 | 35 | $4.0M | 0.00% | Call |
| 683 | AAPLAPPLE JAN 21, 2022 CALL 250 | 15 | $4.0M | 0.00% | Call |
| 684 | MCDMCDONALD'S CORP JAN 21, 2022 CALL 200 | 1 | $4.0M | 0.00% | Call |
| 685 | AAPLAPPLE JAN 21, 2022 PUT 125 | 8 | $3.0M | 0.00% | Put |
| 686 | AALAMERICAN AIRLINE JAN 21, 2022 CALL 15 | 5 | $3.0M | 0.00% | Call |
| 687 | ANFABERCROMBIE NOV 19, 2021 PUT 38 | 10 | $3.0M | 0.00% | Put |
| 688 | DOCUDOCUSIGN NOV 19, 2021 PUT 280 | 1 | $3.0M | 0.00% | Put |
| 689 | MATMATTEL JAN 21, 2022 CALL 20 | 41 | $2.0M | 0.00% | Call |
| 690 | DBDEURDIEBOLD JAN 21, 2022 CALL 22.5 | 48 | $2.0M | 0.00% | Call |
| 691 | CLFCLEVELAND-CLIFFS NOV 19, 2021 PUT 18 | 15 | $2.0M | 0.00% | |
| 692 | PBIPITNEY BOWES JAN 20, 2023 CALL 10 | 20 | $2.0M | 0.00% | Call |
| 693 | CRWDCROWDSTRIKE HLDG OCT 15, 2021 PUT 260 | 1 | $2.0M | 0.00% | Put |
| 694 | —BUSINESS DEVELOPMENT ORD | 73,792 | $1.0M | 0.00% | |
| 695 | —PPJ HEALTHCARE ENTERPRISES ORD | 500,000 | $1.0M | 0.00% | |
| 696 | BPBP JAN 21, 2022 CALL 28 | 7 | $1.0M | 0.00% | Call |
| 697 | BABOEING JAN 21, 2022 PUT 170 | 3 | $1.0M | 0.00% | Put |
| 698 | KOCOCA-COLA NOV 19, 2021 PUT 50 | 10 | $1.0M | 0.00% | Put |
| 699 | AZNASTRAZENECA OCT 15, 2021 CALL 57.5 | 3 | $1.0M | 0.00% | Call |
| 700 | JNJJOHNSON&JOHNSON JAN 21, 2022 CALL 160 | 2 | $1.0M | 0.00% |