LPL Financial LLC Q1 2021 Filing
Filed May 14, 2021
Portfolio Value
$87.0M
Holdings
4,045
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (4,045 positions)
| Stock | Value |
|---|---|
ABEVAMBEV SA | $81K |
—AKERNA CORP | $80K |
SIDCOMPANHIA SIDERURGICA NACION | $80K |
EFRENERGY FUELS INC | $78K |
DHCDIVERSIFIED HEALTHCARE TR | $78K |
OXSQOXFORD SQUARE CAP CORP | $77K |
—ORGANIGRAM HLDGS INC | $77K |
JMMNUVEEN MULTI-MKT INCOME FD | $77K |
SENS1GBPSENSEONICS HLDGS INC | $76K |
SNDLEURSUNDIAL GROWERS INC | $75K |
RIBTEURRICEBRAN TECHNOLOGIES | $74K |
LPZBLIGHTPATH TECHNOLOGIES INC | $73K |
NGDNEW GOLD INC CDA | $72K |
SPMEURAMERICAS GOLD AND SILVER COR | $70K |
ICMBINVESTCORP CR MGMT BDC INC | $69K |
PMDUSDPSYCHEMEDICS CORP | $68K |
—IDEANOMICS INC | $67K |
KNDIKANDI TECHNOLOGIES GROUP INC | $66K |
—LIPOCINE INC NEW | $65K |
SHOPSHOPIFY INC | $65K |
WTIW & T OFFSHORE INC | $64K |
—REWALK ROBOTICS LTD | $63K |
—BELLICUM PHARMACEUTICALS INC | $63K |
—MARRIOTT VACTINS WORLDWID CO | $62K |
—ANTARES PHARMA INC | $60K |
—PALATIN TECHNOLOGIES INC | $59K |
GLYCEURGLYCOMIMETICS INC | $59K |
KWE1RING ENERGY INC | $59K |
CRNTCERAGON NETWORKS LTD | $59K |
—COHEN & STEERS MLP INCOME & | $57K |
NOWSERVICENOW INC | $56K |
MHLAMAIDEN HOLDINGS LTD | $56K |
HAMHARMONY GOLD MINING CO LTD | $56K |
CTVHELIX ENERGY SOLUTIONS GRP I | $55K |
USOUNITED STATES ANTIMONY CORP | $55K |
ELPCCOMPANHIA PARANAENSE ENERG C | $54K |
—KADMON HLDGS INC | $53K |
—AGILE THERAPEUTICS INC | $52K |
—LM FDG AMER INC | $52K |
IPHAINNATE PHARMA S A | $52K |
—CINEDIGM CORP | $51K |
BXMT 4.75 03/15/23BLACKSTONE MTG TR INC | $51K |
—9 METERS BIOPHARMA INC | $51K |
IDIEURFLUENT INC | $51K |
PSEC 6.375 03/01/25PROSPECT CAP CORP | $50K |
SESNSESEN BIO INC | $48K |
ONCONCOLYTICS BIOTECH INC | $48K |
FET 9 08/04/25FORUM ENERGY TECHNOLOGIES IN | $47K |
—THERAPEUTICSMD INC | $45K |
BLKCHFBLACKROCK INC | $44K |
—RH | $43K |
GIGMGIGAMEDIA LTD | $43K |
—MCEWEN MNG INC | $42K |
—POLARITYTE INC | $42K |
—SQUARE INC | $41K |
NXENEXGEN ENERGY LTD | $40K |
SCTLRECRO PHARMA INC | $40K |
—COOTEK CAYMAN INC | $40K |
TRXCEURASENSUS SURGICAL INC | $39K |
9KGNEXTIER OILFIELD SOLUTIONS | $38K |
LUV 1.25 05/01/25SOUTHWEST AIRLS CO | $38K |
FRBKQREPUBLIC FIRST BANCORP INC | $38K |
CIGCIA ENERGETICA DE MINAS GERA | $38K |
—DIGITAL ALLY INC | $38K |
DSXDIANA SHIPPING INC | $38K |
HEBCHFAIM IMMUNOTECH INC | $37K |
ZSANEURZOSANO PHARMA CORP | $37K |
—T2 BIOSYSTEMS INC | $36K |
U6ZURANIUM ENERGY CORP | $36K |
—TANZANIAN GOLD CORP | $35K |
—ALLENA PHARMACEUTICALS | $35K |
PHPNGALECTIN THERAPEUTICS INC | $35K |
I9DNARBUTUS BIOPHARMA CORP | $35K |
LRCXEURLAM RESEARCH CORP | $34K |
ZOMDFZOMEDICA PHARMACEUTICALS COR | $33K |
LINTA 4 11/15/29LIBERTY MEDIA CORP DEL | $33K |
MMLPMARTIN MIDSTREAM PRTNRS L P | $32K |
—BLACKROCK TCP CAPITAL CORP | $31K |
TTDTHE TRADE DESK INC | $31K |
—AGROFRESH SOLUTIONS INC | $30K |
MLB1MERCADOLIBRE INC | $30K |
TMDEURTITAN MED INC | $29K |
ISRGINTUITIVE SURGICAL INC | $28K |
AMPYAMPLIFY ENERGY CORP NEW | $28K |
—CAESARS ENTERTAINMENT CORP | $28K |
—GENIUS BRANDS INTL INC | $28K |
—EASTSIDE DISTILLING INC | $28K |
TRVITREVI THERAPEUTICS INC | $27K |
BRK-BBERKSHIRE HATHAWAY INC DEL | $26K |
—SOCIAL CAPITAL HEDOSOPHA HLD | $26K |
—PRICELINE GRP INC | $25K |
NGLNGL ENERGY PARTNERS LP | $25K |
NAKNORTHERN DYNASTY MINERALS LT | $24K |
BKNGBOOKING HOLDINGS INC | $23K |
ONEQFIDELITY COMWLTH TR | $23K |
NINEQNINE ENERGY SERVICE INC | $23K |
—PENNSYLVANIA REAL ESTATE INV | $23K |
—ASSERTIO HOLDINGS INC | $23K |
MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC. | $23K |
ARCC 4.625 03/01/24ARES CAPITAL CORP | $22K |