LPL Financial LLC Q2 2018 Filing

Filed August 14, 2018

Portfolio Value

$38.1B

Holdings

3,186

Report Date

Q2 2018

Filing Type

13F-HR

All Holdings (3,186 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IWMISHARES TR	3,212,352	$1.3B	3.36%	Put
2	AAPLAPPLE INC	2,092,286	$1.1B	3.01%	Put
3	BABOEING CO	393,181	$1.1B	2.90%	Put
4	—MOBILE MINI INC	21,301	$999.0M	2.62%
5	—ETFS SILVER TR	63,712	$998.0M	2.62%
6	DIAXNUVEEN DOW 30 DYN OVERWRITE	53,995	$998.0M	2.62%
7	KLMNINVESCO EXCHNG TRADED FD TR	31,321	$996.0M	2.61%
8	PHMPULTE GROUP INC	34,653	$996.0M	2.61%
9	WEXWEX INC	5,229	$996.0M	2.61%
10	VVRINVESCO SR INCOME TR	231,678	$992.0M	2.60%
11	—ALLIANZGI CONV & INCOME FD	141,939	$992.0M	2.60%
12	AMHAMERICAN HOMES 4 RENT	44,531	$988.0M	2.59%
13	ITUBITAU UNIBANCO HLDG SA	95,144	$988.0M	2.59%
14	VRSKVERISK ANALYTICS INC	9,173	$987.0M	2.59%
15	PMMPUTNAM MANAGED MUN INCOM TR	139,385	$987.0M	2.59%
16	NADNUVEEN QUALITY MUNCP INCOME	74,037	$985.0M	2.59%
17	COHREURCOHERENT INC	6,284	$983.0M	2.58%
18	OGEOGE ENERGY CORP	27,930	$983.0M	2.58%
19	BNDVANGUARD BD INDEX FD INC	12,375,866	$980.0M	2.57%
20	EDUNEW ORIENTAL ED & TECH GRP I	10,349	$980.0M	2.57%
21	—NEWFIELD EXPL CO	32,293	$977.0M	2.57%
22	NUANEURNUANCE COMMUNICATIONS INC	70,127	$974.0M	2.56%
23	WPPWPP PLC NEW	12,391	$974.0M	2.56%
24	CRCCANADIAN NAT RES LTD	26,725	$964.0M	2.53%
25	HYHGPROSHARES TR	14,388	$961.0M	2.52%
26	EHCENCOMPASS HEALTH CORP	14,187	$961.0M	2.52%
27	MTNVAIL RESORTS INC	3,505	$961.0M	2.52%
28	RHCRH PLC	27,152	$960.0M	2.52%
29	CVGWCALAVO GROWERS INC	9,986	$960.0M	2.52%
30	UNGUSDUNITED STATES NATL GAS FUND	40,468	$959.0M	2.52%
31	EFTEATON VANCE FLTING RATE INC	66,068	$958.0M	2.52%
32	RPDRAPID7 INC	33,962	$958.0M	2.52%
33	AMCAMC ENTMT HLDGS INC	60,183	$957.0M	2.51%
34	BFORALPS ETF TR	22,002	$956.0M	2.51%
35	—LABORATORY CORP AMER HLDGS	5,317	$955.0M	2.51%
36	UPGDINVESCO EXCHANGE TRADED FD T	20,366	$953.0M	2.50%
37	PTFINVESCO EXCHANGE TRADED FD T	15,908	$953.0M	2.50%
38	PYZINVESCO EXCHANGE TRADED FD T	13,997	$952.0M	2.50%
39	MUSAMURPHY USA INC	12,804	$951.0M	2.50%
40	—INVESTMENT TECHNOLOGY GRP NE	45,310	$948.0M	2.49%
41	QQQXNUVEEN NASDAQ 100 DYNAMIC OV	36,117	$946.0M	2.48%
42	—KINDER MORGAN INC DEL	27,272	$946.0M	2.48%
43	GRMNGARMIN LTD	15,441	$942.0M	2.47%
44	WENWENDYS CO	54,802	$941.0M	2.47%
45	QCLNFIRST TR EXCHANGE TRADED FD	48,299	$941.0M	2.47%
46	SNAPSNAP INC	71,599	$937.0M	2.46%
47	YUSDALLEGHANY CORP DEL	1,628	$936.0M	2.46%
48	STSENSATA TECHNOLOGIES HLDNG P	19,659	$935.0M	2.45%
49	—CHINA UNICOM (HONG KONG) LTD	74,464	$932.0M	2.45%
50	GFLWVICTORY PORTFOLIOS II	19,092	$932.0M	2.45%
51	CCDCALAMOS DYNAMIC CONV & INCOM	43,172	$931.0M	2.44%
52	JECUSDJACOBS ENGR GROUP INC DEL	14,653	$930.0M	2.44%
53	—WILLIAMS PARTNERS L P NEW	22,873	$928.0M	2.44%
54	TTWOTAKE-TWO INTERACTIVE SOFTWAR	7,833	$927.0M	2.43%
55	MNROMONRO INC	15,921	$925.0M	2.43%
56	XECEURCIMAREX ENERGY CO	9,071	$923.0M	2.42%
57	SMLFISHARES TR	22,067	$923.0M	2.42%
58	CBSHCOMMERCE BANCSHARES INC	14,264	$923.0M	2.42%
59	MKC/VMCCORMICK & CO INC	7,964	$922.0M	2.42%
60	CFCF INDS HLDGS INC	20,751	$921.0M	2.42%
61	OUNZVANECK MERK GOLD TRUST	74,474	$917.0M	2.41%
62	IQVIQVIA HLDGS INC	9,172	$916.0M	2.40%
63	ACHOWENS & MINOR INC NEW	54,767	$915.0M	2.40%
64	PXIINVESCO EXCHANGE TRADED FD T	21,178	$914.0M	2.40%
65	RINGISHARES INC	51,957	$910.0M	2.39%
66	ERTHINVESCO EXCHANGE TRADED FD T	21,570	$909.0M	2.39%
67	AAVMALPHA ARCHITECT ETF TR	31,497	$908.0M	2.38%
68	NFGNATIONAL FUEL GAS CO N J	17,053	$903.0M	2.37%
69	WCNWASTE CONNECTIONS INC	11,995	$903.0M	2.37%
70	CRUSCIRRUS LOGIC INC	23,546	$903.0M	2.37%
71	CITUSDCIT GROUP INC	17,889	$902.0M	2.37%
72	BCSBARCLAYS PLC	89,936	$902.0M	2.37%
73	XHITXINVESCO HIGH INCOME 2023 TAR	91,067	$902.0M	2.37%
74	ABLGTRIMTABS ETF TR	33,800	$899.0M	2.36%
75	EXIISHARES TR	10,227	$899.0M	2.36%
76	SJBPROSHARES TR	38,482	$892.0M	2.34%
77	—WGL HLDGS INC	10,044	$891.0M	2.34%
78	AOSSMITH A O	15,065	$891.0M	2.34%
79	—MCDERMOTT INTL INC	45,314	$890.0M	2.34%
80	—TRANSENTERIX INC	203,700	$888.0M	2.33%
81	EOSEATON VANCE ENH EQTY INC FD	52,693	$887.0M	2.33%
82	SKTTANGER FACTORY OUTLET CTRS I	37,672	$885.0M	2.32%
83	—ULTIMATE SOFTWARE GROUP INC	3,436	$884.0M	2.32%
84	YLDPRINCIPAL EXCHANGE TRADED FD	21,958	$884.0M	2.32%
85	GSIEGOLDMAN SACHS ETF TR	30,038	$883.0M	2.32%
86	WABWABTEC CORP	8,950	$882.0M	2.32%
87	HOUSREALOGY HLDGS CORP	38,685	$882.0M	2.32%
88	IRBTQIROBOT CORP	11,606	$879.0M	2.31%
89	SPOTSPOTIFY TECHNOLOGY S A	5,222	$879.0M	2.31%
90	EHIWESTERN ASSET GLB HI INCOME	96,110	$877.0M	2.30%
91	EPUISHARES TR	22,355	$877.0M	2.30%
92	USCIUNITED STS COMMODITY INDEX F	20,005	$875.0M	2.30%
93	MFCMANULIFE FINL CORP	48,700	$875.0M	2.30%
94	UMHUMH PPTYS INC	56,847	$873.0M	2.29%
95	MTCHEURMATCH GROUP INC	22,500	$872.0M	2.29%
96	FMBIUSDFIRST MIDWEST BANCORP DEL	34,220	$872.0M	2.29%
97	MHKMOHAWK INDS INC	4,065	$871.0M	2.29%
98	AWIARMSTRONG WORLD INDS INC NEW	13,733	$868.0M	2.28%
99	—INVESCO EXCHANGE TRADED FD T	14,548	$864.0M	2.27%
100	—UNION BANKSHARES CORP NEW	22,194	$863.0M	2.27%

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