LPL Financial LLC Q2 2021 Filing

Filed August 13, 2021

Portfolio Value

$98.9M

Holdings

4,196

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (4,196 positions)

StockValue
SMFGSUMITOMO MITSUI FINL GROUP I
$111K
BURGERFI INTERNATIONAL INC
$110K
NYMTEURNEW YORK MTG TR INC
$110K
PTMPLATINUM GROUP METALS LTD
$110K
GNTGAMCO NAT RES GOLD & INCOME
$110K
KPTIEURKARYOPHARM THERAPEUTICS INC
$109K
FUNDSPROTT FOCUS TR INC
$106K
FEIMFREQUENCY ELECTRS INC
$106K
O2MICRO INTERNATIONAL LIMITE
$105K
GILTGILAT SATELLITE NETWORKS LTD
$103K
SEVEN OAKS ACQUISITION CORP
$103K
FALCON CAPITAL ACQUISITN COR
$101K
MHFWESTERN ASSET MUN HIGH INCOM
$101K
GEVOGEVO INC
$101K
SALIENT MIDSTREAM & MLP FD
$99K
MESOMESOBLAST LTD
$99K
AAOIAPPLIED OPTOELECTRONICS INC
$98K
BELLICUM PHARMACEUTICALS INC
$97K
HLITHARMONIC INC
$97K
SENS1GBPSENSEONICS HLDGS INC
$96K
VTGNUSDVISTAGEN THERAPEUTICS INC
$95K
WEATUSDTEUCRIUM COMMODITY TR
$94K
VETVERMILION ENERGY INC
$94K
TENTSAKOS ENERGY NAVIGATION LTD
$94K
HTLDEXPRESS INC
$93K
BOXLIGHT CORP
$92K
BTOB2GOLD CORP
$91K
ARCOARCOS DORADOS HOLDINGS INC
$91K
NGDNEW GOLD INC CDA
$90K
SHOPSHOPIFY INC
$90K
EFRENERGY FUELS INC
$89K
ATHERSYS INC NEW
$89K
LIPOCINE INC NEW
$88K
RYAMRAYONIER ADVANCED MATLS INC
$87K
RIBTEURRICEBRAN TECHNOLOGIES
$87K
FEGEFIRST EAGLE ALTR CAP BDC INC
$86K
CERSCERUS CORP
$86K
ARLOARLO TECHNOLOGIES INC
$84K
N1KNEWAGE INC
$83K
AMUBCREDIT SUISSE AG NASSAU BRH
$82K
UBFOUNITED SEC BANCSHARES CALIF
$82K
TELFYTELEFONICA S A
$81K
TCRTZIOPHARM ONCOLOGY INC
$80K
AKERNA CORP
$79K
JMMNUVEEN MULTI-MKT INCOME FD
$79K
ICMBINVESTCORP CR MGMT BDC INC
$78K
XNETXUNLEI LTD
$77K
COHEN & STEERS MLP INCOME &
$77K
PMDUSDPSYCHEMEDICS CORP
$77K
NAKED BRAND GROUP LIMITED
$76K
KWE1RING ENERGY INC
$76K
TMOTHERMO FISHER SCIENTIFIC INC
$75K
ELECTRAMECCANICA VEHS CORP
$75K
WPRTWESTPORT FUEL SYSTEMS INC
$75K
OXSQOXFORD SQUARE CAP CORP
$74K
MNTXMANITEX INTL INC
$74K
ZIX CORP
$73K
WTIW & T OFFSHORE INC
$73K
9KGNEXTIER OILFIELD SOLUTIONS
$72K
UAVSAGEAGLE AERIAL SYS INC NEW
$71K
RIGLUSDRIGEL PHARMACEUTICALS INC
$70K
NOWSERVICENOW INC
$70K
NXENEXGEN ENERGY LTD
$69K
TPHSTRINITY PL HLDGS INC
$68K
ASCARDMORE SHIPPING CORP
$68K
XPROFRANKS INTL N V
$68K
IDEANOMICS INC
$67K
USIOUSIO INC
$64K
CEMIUSDCHEMBIO DIAGNOSTICS INC
$62K
MCEWEN MNG INC
$62K
BLKCHFBLACKROCK INC
$62K
CTVHELIX ENERGY SOLUTIONS GRP I
$61K
SECOND SIGHT MED PRODS INC
$61K
DHCDIVERSIFIED HEALTHCARE TR
$61K
LPZBLIGHTPATH TECHNOLOGIES INC
$60K
OPAGBPVERSUS SYSTEMS INC
$60K
DMLDENISON MINES CORP
$57K
IMGIAMGOLD CORP
$57K
MHLAMAIDEN HOLDINGS LTD
$57K
MARRIOTT VACATIONS WORLDWIDE
$56K
ORGANIGRAM HLDGS INC
$56K
CRNTCERAGON NETWORKS LTD
$56K
U6ZURANIUM ENERGY CORP
$55K
NMRNOMURA HLDGS INC
$54K
MNLOUSDVYNE THERAPEUTICS INC
$54K
KULRKULR TECHNOLOGY GROUP INC
$53K
AMPYAMPLIFY ENERGY CORP NEW
$53K
KADMON HLDGS INC
$53K
BBDBANCO BRADESCO S A
$53K
PUCKWGOAL ACQUISITIONS CORP
$52K
BXMT 4.75 03/15/23BLACKSTONE MTG TR INC
$52K
PALATIN TECHNOLOGIES INC
$52K
AYRO INC
$50K
FET 9 08/04/25FORUM ENERGY TECHNOLOGIES IN
$50K
WWRWESTWATER RES INC
$50K
PSEC 6.375 03/01/25PROSPECT CAP CORP
$50K
CASTOR MARITIME INC
$49K
COOTEK CAYMAN INC
$49K
9 METERS BIOPHARMA INC
$49K
MEDIWOUND LTD
$47K
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