LPL Financial LLC Q3 2016 Filing
Filed November 16, 2016
Portfolio Value
$10.5B
Holdings
2,631
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (2,631 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 601 | PTBPOTBELLY CORP | 34,938 | $455.0M | 4.32% | |
| 602 | —ISHARES MSCI | 42,500 | $455.0M | 4.32% | |
| 603 | —ADVISORSHARES GARTMAN | 34,832 | $455.0M | 4.32% | |
| 604 | SPYSPDR S&P | 2,118,098 | $454.7M | 4.32% | |
| 605 | FDISFIDELITY MSCI | 14,464 | $454.0M | 4.31% | |
| 606 | LEMBISHARES EMERGING | 9,939 | $454.0M | 4.31% | |
| 607 | GBABGUGGENHEIM TAXABLE | 19,658 | $453.0M | 4.30% | |
| 608 | —CLAYMORE GUGGENHEIM | 18,474 | $452.0M | 4.29% | |
| 609 | CLRUSDCONTINENTAL RESOURCES | 8,718 | $452.0M | 4.29% | |
| 610 | CARZFIRST TRUST | 13,519 | $452.0M | 4.29% | |
| 611 | NIMNUVEEN SELECT MAT MUNI | 42,463 | $451.0M | 4.28% | |
| 612 | HCQAMN HEALTHCARE SERVICES | 14,729 | $451.0M | 4.28% | |
| 613 | GUNRFLEXSHARES MORNINGSTAR | 16,633 | $450.0M | 4.28% | |
| 614 | COPCONOCOPHILLIPS | 10,450 | $449.0M | 4.27% | |
| 615 | TWTRUSDTWITTER INC | 19,032 | $448.0M | 4.26% | |
| 616 | ALBALBEMARLE CORP | 5,375 | $448.0M | 4.26% | |
| 617 | ENVUSDENVESTNET INC | 12,136 | $448.0M | 4.26% | |
| 618 | NOKNOKIA CORP | 77,395 | $447.0M | 4.25% | |
| 619 | FTHIFIRST TRUST | 21,965 | $447.0M | 4.25% | |
| 620 | MDUMDU RESOURCES GROUP | 18,056 | $446.0M | 4.24% | |
| 621 | —APPLIED MICRO | 63,842 | $446.0M | 4.24% | |
| 622 | WSTWEST PHARMA SVCS INC | 6,085 | $446.0M | 4.24% | |
| 623 | —POWERSHARES GLOBAL | 18,356 | $446.0M | 4.24% | |
| 624 | STLAFIAT CHRYSLER | 69,380 | $445.0M | 4.23% | |
| 625 | —BEMIS COMPANY | 8,970 | $445.0M | 4.23% | |
| 626 | ELDWISDOMTREE TRUST | 11,693 | $444.0M | 4.22% | |
| 627 | HHC*HOWARD HUGHES | 3,926 | $443.0M | 4.21% | |
| 628 | BNYBLACKROCK NEW YORK MUNI | 27,965 | $443.0M | 4.21% | |
| 629 | —TORTOISE ENERGY | 28,115 | $443.0M | 4.21% | |
| 630 | —CLAYMORE GUGGENHEIM | 38,607 | $442.0M | 4.20% | |
| 631 | —PINNACLE FOODS | 8,756 | $442.0M | 4.20% | |
| 632 | EWHISHARES MSCI | 19,942 | $438.0M | 4.16% | |
| 633 | ZTRVIRTUS GLOBAL | 36,147 | $437.0M | 4.15% | |
| 634 | —VOYA RISK | 67,505 | $436.0M | 4.14% | |
| 635 | CMCANADIAN IMPERIAL | 5,743 | $436.0M | 4.14% | |
| 636 | DDOMINION MIDSTREAM | 18,060 | $436.0M | 4.14% | |
| 637 | —POWERSHARES DWA | 10,329 | $435.0M | 4.13% | |
| 638 | —MACQUARIE GLOBAL | 20,337 | $435.0M | 4.13% | |
| 639 | OGEOGE ENERGY CORP | 14,232 | $434.0M | 4.12% | |
| 640 | —MFS CALIFORNIA | 30,932 | $434.0M | 4.12% | |
| 641 | —SPDR S&P | 8,797 | $433.0M | 4.11% | |
| 642 | ROBOEXCHANGE TRADED | 15,364 | $432.0M | 4.10% | |
| 643 | XVMMXDELAWARE INVESTMENTS | 29,266 | $431.0M | 4.09% | |
| 644 | HEHAWAIIAN ELEC INDS INC | 14,888 | $431.0M | 4.09% | |
| 645 | TWOTWO HARBORS | 53,139 | $431.0M | 4.09% | |
| 646 | CBSHCOMMERCE BANCSHARES | 8,794 | $430.0M | 4.09% | |
| 647 | DNKNDUNKIN BRANDS | 8,364 | $430.0M | 4.09% | |
| 648 | FNDBSCHWAB FUNDAMENTAL | 14,026 | $429.0M | 4.08% | |
| 649 | —EGSHARES EMERGING | 17,230 | $429.0M | 4.08% | |
| 650 | ACICUNITED INSURANCE | 26,343 | $428.0M | 4.07% | |
| 651 | AMRNAMARIN CORP | 133,024 | $426.0M | 4.05% | |
| 652 | POWRISHARES MSCI | 22,145 | $425.0M | 4.04% | |
| 653 | MLMMARTIN MARIETTA | 2,420 | $425.0M | 4.04% | |
| 654 | BBCETFIS BIOSHARES | 18,948 | $425.0M | 4.04% | |
| 655 | COOCOOPER COS | 2,377 | $425.0M | 4.04% | |
| 656 | —TECH DATA | 5,048 | $424.0M | 4.03% | |
| 657 | BKFISHARES MSCI | 12,326 | $424.0M | 4.03% | |
| 658 | KIOKKR INCOME | 26,496 | $423.0M | 4.02% | |
| 659 | —CVR PARTNERS | 79,752 | $423.0M | 4.02% | |
| 660 | OSKOSHKOSH CORP | 7,628 | $422.0M | 4.01% | |
| 661 | —NUVEEN TEXAS QUAL MUN IN | 27,703 | $422.0M | 4.01% | |
| 662 | CMICUMMINS INC | 3,318 | $422.0M | 4.01% | |
| 663 | CTSHCOGNIZANT TECH | 8,434 | $422.0M | 4.01% | |
| 664 | ELVANTHEM INC | 3,440 | $421.0M | 4.00% | |
| 665 | BFORALPS BARRON | 13,121 | $421.0M | 4.00% | |
| 666 | PFPTPROOFPOINT INC | 5,677 | $421.0M | 4.00% | |
| 667 | ASAASA GOLD | 32,339 | $420.0M | 3.99% | |
| 668 | DPGDUFF & PHELPS UTILITY | 43,476 | $420.0M | 3.99% | |
| 669 | —RPX CORP | 39,446 | $420.0M | 3.99% | |
| 670 | —SPDR MFS | 6,790 | $419.0M | 3.98% | |
| 671 | —CELADON GROUP INC | 48,615 | $419.0M | 3.98% | |
| 672 | PUKNPRUDENTIAL PLC | 11,618 | $418.0M | 3.97% | |
| 673 | TRUTRANSUNION | 12,308 | $417.0M | 3.96% | |
| 674 | RFDIFIRST TRUST | 7,902 | $416.0M | 3.95% | |
| 675 | —NUVEEN SELECT TAX-FREE | 28,882 | $416.0M | 3.95% | |
| 676 | —SOURCE CAPITAL INC | 11,403 | $416.0M | 3.95% | |
| 677 | —BLDRS EMERGING | 11,928 | $416.0M | 3.95% | |
| 678 | SSPSCRIPPS E W | 25,788 | $415.0M | 3.94% | |
| 679 | —BARCLAYS BANK | 14,699 | $415.0M | 3.94% | |
| 680 | CLWCLEARWATER PAPER | 6,402 | $415.0M | 3.94% | |
| 681 | MEDPMEDPACE HOLDINGS | 13,808 | $414.0M | 3.93% | |
| 682 | BAMBROOKFIELD ASSET | 11,710 | $413.0M | 3.92% | |
| 683 | BCVBANCROFT FUND | 20,016 | $413.0M | 3.92% | |
| 684 | —CAMBREX CORP | 9,160 | $413.0M | 3.92% | |
| 685 | —FIRST TRUST | 27,559 | $413.0M | 3.92% | |
| 686 | BKFIDREYFUS MUNICIPAL | 29,219 | $413.0M | 3.92% | |
| 687 | GIIIG-III APPAREL GROUP LTD | 13,960 | $412.0M | 3.91% | |
| 688 | XFEBFIRST TRUST | 59,353 | $412.0M | 3.91% | |
| 689 | PSMTPRICESMART INC | 5,032 | $412.0M | 3.91% | |
| 690 | CIR2USDCIRCOR INTERNATIONAL INC | 6,964 | $411.0M | 3.90% | |
| 691 | THCTENET HEALTHCARE | 19,094 | $411.0M | 3.90% | |
| 692 | DIMWISDOMTREE INTL | 7,357 | $411.0M | 3.90% | |
| 693 | —POWERSHARES DWA | 5,402 | $411.0M | 3.90% | |
| 694 | —POWERSHARES ZACKS | 24,424 | $411.0M | 3.90% | |
| 695 | —XENITH BANKSHARES | 182,203 | $410.0M | 3.90% | |
| 696 | T77LENDINGTREE INC | 4,197 | $410.0M | 3.90% | |
| 697 | XRAYDENTSPLY SIRONA | 6,947 | $410.0M | 3.90% | |
| 698 | EEMSISHARES MSCI | 9,289 | $409.0M | 3.89% | |
| 699 | —ALPS SPROTT | 11,224 | $409.0M | 3.89% | |
| 700 | AQLTISHARES IBONDS | 16,320 | $409.0M | 3.89% |