LPL Financial LLC Q3 2016 Filing
Filed November 16, 2016
Portfolio Value
$10.5B
Holdings
2,631
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (2,631 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 701 | —ALPS SPROTT | 11,224 | $409.0M | 3.89% | |
| 702 | —TRIANGLE CAPITAL | 20,628 | $408.0M | 3.88% | |
| 703 | EWDISHARES MSCI | 13,908 | $405.0M | 3.85% | |
| 704 | RJFRAYMOND JAMES | 6,937 | $405.0M | 3.85% | |
| 705 | —MALLINCKRODT PUBLIC | 5,715 | $404.0M | 3.84% | |
| 706 | CHDCHURCH & DWIGHT | 8,552 | $403.0M | 3.83% | |
| 707 | —FIRST TRUST | 18,576 | $403.0M | 3.83% | |
| 708 | —PARATEK PHARMACEUTICALS | 29,450 | $403.0M | 3.83% | |
| 709 | IPGPIPG PHOTONICS | 4,904 | $402.0M | 3.82% | |
| 710 | IDAIDACORP INC | 5,396 | $402.0M | 3.82% | |
| 711 | MVFBLACKROCK MUNIVEST | 38,037 | $401.0M | 3.81% | |
| 712 | TSITCW STRATEGIC | 74,931 | $401.0M | 3.81% | |
| 713 | —VIACOM INC | 9,429 | $401.0M | 3.81% | |
| 714 | ETSYETSY INC | 25,937 | $399.0M | 3.79% | |
| 715 | PIIPOLARIS INDS INC | 5,369 | $398.0M | 3.78% | |
| 716 | —POWERSHARES S&P | 8,233 | $397.0M | 3.77% | |
| 717 | —BLACKROCK MUNI 2018 TERM | 26,080 | $397.0M | 3.77% | |
| 718 | —ORGANOVO HOLDINGS | 104,956 | $397.0M | 3.77% | |
| 719 | SPEMSPDR S&P | 6,539 | $396.0M | 3.76% | |
| 720 | TDFTEMPLETON DRAGON FD INC | 22,611 | $396.0M | 3.76% | |
| 721 | ANETEURARISTA NETWORKS | 4,618 | $394.0M | 3.74% | |
| 722 | NINISOURCE INC | 17,135 | $394.0M | 3.74% | |
| 723 | —RADIUS HEALTH | 7,502 | $394.0M | 3.74% | |
| 724 | —MORGAN STANLEY | 27,183 | $394.0M | 3.74% | |
| 725 | DBDEURDIEBOLD INC | 15,771 | $393.0M | 3.73% | |
| 726 | —OPPENHEIMER REV | 8,170 | $393.0M | 3.73% | |
| 727 | —JOHN HANCOCK | 12,941 | $393.0M | 3.73% | |
| 728 | OCOWENS CORNING | 7,406 | $393.0M | 3.73% | |
| 729 | SNEURSANCHEZ ENERGY | 45,944 | $392.0M | 3.72% | |
| 730 | SPTSSPDR BARCLAYS | 12,881 | $392.0M | 3.72% | |
| 731 | SMLFISHARES EDGE | 12,402 | $392.0M | 3.72% | |
| 732 | ACGPASSOCIATED CAPITAL | 11,198 | $391.0M | 3.71% | |
| 733 | —TESSERA TECHNOLOGIES INC | 10,016 | $390.0M | 3.71% | |
| 734 | TOLTOLL BROTHERS | 13,289 | $390.0M | 3.71% | |
| 735 | GCOGENESCO INC | 7,100 | $389.0M | 3.70% | |
| 736 | MOHMOLINA HEALTHCARE | 6,880 | $389.0M | 3.70% | |
| 737 | —ACADEMY INNOVATOR | 16,556 | $386.0M | 3.67% | |
| 738 | —BARCLAYS BANK | 65,199 | $386.0M | 3.67% | |
| 739 | NWBINORTHWEST BANCSHARES | 24,700 | $385.0M | 3.66% | |
| 740 | LGNDLIGAND PHARMACEUTICALS | 3,822 | $384.0M | 3.65% | |
| 741 | YLDPRINCIPAL EDGE | 9,469 | $383.0M | 3.64% | |
| 742 | JSMLJANUS DETROIT | 12,978 | $383.0M | 3.64% | |
| 743 | TLIWESTERN ASSET | 35,967 | $383.0M | 3.64% | |
| 744 | —CYS INVESTMENTS | 45,540 | $382.0M | 3.63% | |
| 745 | PCARPACCAR INC | 6,461 | $382.0M | 3.63% | |
| 746 | —DELAWARE INVESTMENT | 39,010 | $382.0M | 3.63% | |
| 747 | —CORENERGY INFRA | 15,420 | $382.0M | 3.63% | |
| 748 | —PROSPECT CAP 5.75%18 | 370,000 | $381.0M | 3.62% | |
| 749 | TMHCTAYLOR MORRISON | 21,824 | $381.0M | 3.62% | |
| 750 | XPROFRANKS INTERNATIONAL | 29,282 | $381.0M | 3.62% | |
| 751 | SPEUSPDR STOXX | 12,623 | $381.0M | 3.62% | |
| 752 | ASBASSOCIATED BANC | 19,546 | $380.0M | 3.61% | |
| 753 | CEVEATON VANCE | 27,592 | $379.0M | 3.60% | |
| 754 | SYNASYNAPTICS INC | 6,440 | $379.0M | 3.60% | |
| 755 | —PROSHARES VIX | 13,492 | $379.0M | 3.60% | |
| 756 | CLCOLGATE-PALMOLIVE | 5,152 | $378.0M | 3.59% | |
| 757 | MCRM F S CHARTER INCOME TR | 44,070 | $377.0M | 3.58% | |
| 758 | —INC RESEARCH | 8,338 | $377.0M | 3.58% | |
| 759 | —MTS SYS CORP | 8,310 | $376.0M | 3.57% | |
| 760 | NANNUVEEN NY | 25,082 | $375.0M | 3.56% | |
| 761 | —ENCANA CORP | 35,664 | $375.0M | 3.56% | |
| 762 | MTUSTIMKENSTEEL CORP | 37,416 | $375.0M | 3.56% | |
| 763 | SCHCSCHWAB INTL | 12,200 | $373.0M | 3.54% | |
| 764 | —GENERAL MOTORS | 26,115 | $372.0M | 3.53% | |
| 765 | —RITE AID | 48,975 | $372.0M | 3.53% | |
| 766 | MAMASTERCARD INC | 3,676 | $372.0M | 3.53% | |
| 767 | VOTVANGUARD MID | 3,518 | $371.0M | 3.52% | |
| 768 | LXPUSDLEXINGTON REALTY TRUST | 37,240 | $371.0M | 3.52% | |
| 769 | PEBKPEOPLES BANCORP OF N C | 17,713 | $368.0M | 3.50% | |
| 770 | —WASHINGTON PRIME | 30,848 | $367.0M | 3.49% | |
| 771 | WRKUSDWESTROCK COMPANY | 7,662 | $367.0M | 3.49% | |
| 772 | AMXNAMERICA MOVIL | 31,960 | $367.0M | 3.49% | |
| 773 | BUIBLACKROCK UTILITY | 18,854 | $366.0M | 3.48% | |
| 774 | —BLACKROCK INC 5.5%18 | 355,000 | $366.0M | 3.48% | |
| 775 | —ULTRATECH | 15,850 | $365.0M | 3.47% | |
| 776 | RSRELIANCE STEEL | 5,258 | $365.0M | 3.47% | |
| 777 | MLB1MERCADOLIBRE INC | 1,971 | $364.0M | 3.46% | |
| 778 | GURUGLOBAL X | 15,602 | $364.0M | 3.46% | |
| 779 | WBC1EURWABCO HOLDINGS | 3,218 | $364.0M | 3.46% | |
| 780 | MFMMFS MUNICIPAL | 49,451 | $363.0M | 3.45% | |
| 781 | DPZDOMINOS PIZZA INC | 2,396 | $363.0M | 3.45% | |
| 782 | BUSDBARNES GROUP INC | 9,116 | $362.0M | 3.44% | |
| 783 | GEGGEO GROUP | 15,193 | $362.0M | 3.44% | |
| 784 | RIORIO TINTO | 10,930 | $362.0M | 3.44% | |
| 785 | GIBGROUPE CGI INC | 7,557 | $361.0M | 3.43% | |
| 786 | —NUVEEN INTERMEDIATE | 25,935 | $360.0M | 3.42% | |
| 787 | —RSP PERMIAN | 9,333 | $360.0M | 3.42% | |
| 788 | WF2WINTRUST FINANCIAL CORP | 6,510 | $360.0M | 3.42% | |
| 789 | —UBS AG | 18,160 | $359.0M | 3.41% | |
| 790 | —POWERSHARES S&P | 17,648 | $359.0M | 3.41% | |
| 791 | —FLEETMATICS GROUP | 5,960 | $358.0M | 3.40% | |
| 792 | GWRUSDGENESEE & WYO | 5,340 | $358.0M | 3.40% | |
| 793 | HSIC9SCHEIN HENRY | 2,213 | $358.0M | 3.40% | |
| 794 | TFXTELEFLEX INC | 2,161 | $357.0M | 3.39% | |
| 795 | WPPWPP PLC | 3,040 | $357.0M | 3.39% | |
| 796 | GRXGABELLI HEALTHCARE | 34,296 | $357.0M | 3.39% | |
| 797 | VEEVVEEVA SYSTEMS | 8,776 | $356.0M | 3.38% | |
| 798 | —WESTERN ASSET | 14,412 | $356.0M | 3.38% | |
| 799 | GLNGGOLAR LNG LTD | 16,835 | $356.0M | 3.38% | |
| 800 | UWMPROSHARES ULTRA | 3,806 | $355.0M | 3.37% |