LPL Financial LLC Q3 2020 Filing

Filed November 9, 2020

Portfolio Value

$64.0M

Holdings

3,525

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (3,525 positions)

#	Stock	Shares	Value	% Portfolio
1201	DONSPDR DOW JONES INDL AVERAGE	821,295	$228K	0.36%
1202	1S4HARBORONE BANCORP INC NEW	28,139	$227K	0.35%
1203	BNTXBIONTECH SE	3,272	$227K	0.35%
1204	FLMBFRANKLIN TEMPLETON ETF TR	8,461	$227K	0.35%
1205	PORPORTLAND GEN ELEC CO	6,389	$227K	0.35%
1206	—BLACKROCK MUNIENHANCED FD IN	20,007	$226K	0.35%
1207	NRKNUVEEN NEW YORK AMT QLT MUNI	17,539	$226K	0.35%
1208	IOVAIOVANCE BIOTHERAPEUTICS INC	6,869	$226K	0.35%
1209	BSCRINVESCO EXCH TRD SLF IDX FD	10,304	$226K	0.35%
1210	EFCELLINGTON FINANCIAL INC	18,448	$226K	0.35%
1211	FRPTFRESHPET INC	2,022	$226K	0.35%
1212	KEMQKRANESHARES TR	8,000	$226K	0.35%
1213	—MFS SPL VALUE TR	42,415	$225K	0.35%
1214	—PROSPECT CAP CORP	225,000	$225K	0.35%
1215	VRAIETFIS SER TR I	11,925	$225K	0.35%
1216	RWTREDWOOD TR INC	29,934	$225K	0.35%
1217	BGRBLACKROCK ENERGY & RES TR	37,683	$225K	0.35%
1218	PACBPACIFIC BIOSCIENCES CALIF IN	22,710	$224K	0.35%
1219	MMUWESTERN ASSET MANAGED MUNS F	18,415	$224K	0.35%
1220	RSPGINVESCO EXCHANGE TRADED FD T	9,966	$224K	0.35%
1221	SG7SAGE THERAPEUTICS INC	3,658	$224K	0.35%
1222	ETRNUSDEQUITRANS MIDSTREAM CORP	26,357	$223K	0.35%
1223	—BANK COMM HLDGS	32,007	$223K	0.35%
1224	LYGLLOYDS BANKING GROUP PLC	171,365	$223K	0.35%
1225	FFBWFFBW INC MD	23,708	$222K	0.35%
1226	—UNITY BIOTECHNOLOGY INC	64,075	$222K	0.35%
1227	ANAUTONATION INC	4,200	$222K	0.35%
1228	TBCHTURTLE BEACH CORP	12,170	$221K	0.35%
1229	—TEEKAY LNG PARTNERS L P	21,024	$221K	0.35%
1230	SHYISHARES TR	2,545,013	$220K	0.34%
1231	DBBINVESCO DB MULTI-SECTOR COMM	14,514	$220K	0.34%
1232	—INVESCO ACTIVELY MANAGED ETF	15,481	$220K	0.34%
1233	SEMSELECT MED HLDGS CORP	10,564	$220K	0.34%
1234	HUYAHUYA INC	9,126	$219K	0.34%
1235	BFKBLACKROCK MUN INCOME TR	15,947	$219K	0.34%
1236	OPLNKAR AUCTION SVCS INC	15,195	$219K	0.34%
1237	—BLACKROCK MUNIYIELD INVT FD	16,400	$219K	0.34%
1238	SWXSOUTHWEST GAS HOLDINGS INC	3,468	$219K	0.34%
1239	—GUGGENHEIM CR ALLOCATION FD	12,278	$218K	0.34%
1240	CCORLISTED FD TR	7,871	$218K	0.34%
1241	ARKKARK ETF TR	2,361,405	$217K	0.34%
1242	CADEEURCADENCE BANCORPORATION	25,285	$217K	0.34%
1243	CMUMFS HIGH YIELD MUN TR	51,551	$217K	0.34%
1244	QARPDBX ETF TR	7,192	$216K	0.34%
1245	EVFEATON VANCE SR INCOME TR	36,743	$216K	0.34%
1246	GDSGDS HLDGS LTD	2,644	$216K	0.34%
1247	—JOHN HANCOCK EXCHANGE TRADED	19,067	$216K	0.34%
1248	JBTJOHN BEAN TECHNOLOGIES CORP	2,346	$216K	0.34%
1249	TRIPTRIPADVISOR INC	10,970	$215K	0.34%
1250	IHIISHARES TR	716,097	$215K	0.34%
1251	RRXREGAL BELOIT CORP	2,276	$214K	0.33%
1252	PGNYPROGYNY INC	7,274	$214K	0.33%
1253	—HANCOCK JOHN INVT TR	42,052	$214K	0.33%
1254	MURMURPHY OIL CORP	23,855	$213K	0.33%
1255	RYNRAYONIER INC	8,051	$213K	0.33%
1256	IHGINTERCONTINENTAL HOTELS GROU	4,059	$213K	0.33%
1257	JBLJABIL INC	6,218	$213K	0.33%
1258	GBYSANGAMO THERAPEUTICS INC	22,405	$212K	0.33%
1259	EFZPROSHARES TR	8,871	$211K	0.33%
1260	FCBCFIRST CMNTY BANKSHARES INC V	11,670	$211K	0.33%
1261	QA4AGENTHERM INC	5,147	$211K	0.33%
1262	HWCHANCOCK WHITNEY CORPORATION	11,148	$210K	0.33%
1263	LMBSFIRST TR EXCHANGE-TRADED FD	4,062,542	$210K	0.33%
1264	BRK/BBERKSHIRE HATHAWAY INC DEL	983,411	$209K	0.33%
1265	SL2SLEEP NUMBER CORP	4,250	$208K	0.32%
1266	—BLACKROCK CAP INVT CORP	210,000	$208K	0.32%
1267	—NUVEEN SELECT TAX FREE INCOM	13,877	$208K	0.32%
1268	—INVESCO EXCH TRD SLF IDX FD	8,203	$208K	0.32%
1269	ERIIENERGY RECOVERY INC	25,241	$207K	0.32%
1270	WGOWINNEBAGO INDS INC	3,997	$207K	0.32%
1271	NVDANVIDIA CORPORATION	381,125	$206K	0.32%
1272	FMFFORMFACTOR INC	8,262	$206K	0.32%
1273	VSHVISHAY INTERTECHNOLOGY INC	13,256	$206K	0.32%
1274	SHOOMADDEN STEVEN LTD	10,589	$206K	0.32%
1275	—LUMINEX CORP DEL	7,855	$206K	0.32%
1276	XMUIXBLACKROCK MUNI INTER DR FD I	14,699	$206K	0.32%
1277	MANMANPOWERGROUP INC	2,811	$206K	0.32%
1278	BIVVANGUARD BD INDEX FDS	2,195,630	$205K	0.32%
1279	BSMYINVESCO EXCH TRD SLF IDX FD	8,011	$205K	0.32%
1280	XHITXINVESCO HIGH INCOME 2023 TAR	25,848	$205K	0.32%
1281	IBNICICI BANK LIMITED	20,847	$205K	0.32%
1282	CXHMFS INVT GRADE MUN TR	21,810	$205K	0.32%
1283	PMAYINNOVATOR ETFS TR	7,485	$205K	0.32%
1284	VSECVSE CORP	6,695	$205K	0.32%
1285	FNDBSCHWAB STRATEGIC TR	5,372	$205K	0.32%
1286	ETBEATON VANCE TAX MNGED BUY WR	15,015	$205K	0.32%
1287	DIVBISHARES TR	7,105	$204K	0.32%
1288	—CENTURY BANCORP INC MASS	3,100	$204K	0.32%
1289	NIJNELNET INC	3,393	$204K	0.32%
1290	RDYDR REDDYS LABS LTD	2,931	$204K	0.32%
1291	JNJJOHNSON & JOHNSON	1,368,598	$204K	0.32%
1292	RUBYUSDRUBIUS THERAPEUTICS INC	40,600	$203K	0.32%
1293	PRAHPRA HEALTH SCIENCES INC	2,001	$203K	0.32%
1294	TOWNTOWNEBANK PORTSMOUTH VA	12,361	$203K	0.32%
1295	SNDRSCHNEIDER NATIONAL INC	8,210	$203K	0.32%
1296	HYIWESTERN ASSET HIGH YIELD DEF	14,395	$202K	0.32%
1297	BSMQINVESCO EXCH TRD SLF IDX FD	7,905	$202K	0.32%
1298	SONOSONOS INC	13,284	$202K	0.32%
1299	MTARCELORMITTAL SA LUXEMBOURG	15,211	$202K	0.32%
1300	VRNSVARONIS SYS INC	1,746	$202K	0.32%

PreviousPage 13 of 36Next