LPL Financial LLC Q3 2020 Filing

Filed November 9, 2020

Portfolio Value

$64.0M

Holdings

3,525

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (3,525 positions)

#	Stock	Shares	Value	% Portfolio
1301	HYIWESTERN ASSET HIGH YIELD DEF	14,395	$202K	0.32%
1302	HGLBHIGHLAND GLOBAL ALLOCATION F	32,443	$201K	0.31%
1303	CRDFCARDIFF ONCOLOGY INC	14,150	$201K	0.31%
1304	FOURSHIFT4 PMTS INC	4,159	$201K	0.31%
1305	FCPTFOUR CORNERS PPTY TR INC	7,833	$200K	0.31%
1306	SHYLDBX ETF TR	4,356	$200K	0.31%
1307	ALGTALLEGIANT TRAVEL CO	1,673	$200K	0.31%
1308	—BLACKROCK MUN INCOME INVT TR	15,397	$200K	0.31%
1309	MTUMISHARES TR	1,355,639	$200K	0.31%
1310	JEFJEFFERIES FINL GROUP INC	11,073	$199K	0.31%
1311	FMYFIRST TRUST MORTGAGE INCM FD	14,614	$199K	0.31%
1312	CNHICNH INDL N V	25,370	$198K	0.31%
1313	MNRLUSDBRIGHAM MINERALS INC	22,162	$198K	0.31%
1314	RLJRLJ LODGING TR	22,802	$197K	0.31%
1315	CVM1EURCEL-SCI CORP	15,477	$197K	0.31%
1316	—VONAGE HLDGS CORP	19,262	$197K	0.31%
1317	XSHDINVESCO EXCH TRADED FD TR II	12,583	$197K	0.31%
1318	MYDBLACKROCK MUNIYIELD FD INC	14,610	$196K	0.31%
1319	BLNKBLINK CHARGING CO	18,972	$196K	0.31%
1320	WSCWILLSCOT MOBIL MINI HLDNG CO	11,680	$195K	0.30%
1321	PDXPIMCO ENRGY TACTICAL CR OPP	31,533	$195K	0.30%
1322	SFNCSIMMONS 1ST NATL CORP	12,325	$195K	0.30%
1323	—BLACKROCK MUN BD TR	12,845	$195K	0.30%
1324	PAGPPLAINS GP HLDGS L P	32,082	$195K	0.30%
1325	CRFCORNERSTONE TOTAL RETURN FD	17,669	$194K	0.30%
1326	CMRECOSTAMARE INC	31,900	$194K	0.30%
1327	DGROISHARES TR	4,852,718	$193K	0.30%
1328	CRSCARPENTER TECHNOLOGY CORP	10,565	$192K	0.30%
1329	HDHOME DEPOT INC	688,546	$191K	0.30%
1330	GVALCAMBRIA ETF TR	11,065	$191K	0.30%
1331	AEGNAEGION CORP	13,403	$189K	0.30%
1332	CLVSEURCLOVIS ONCOLOGY INC	32,253	$188K	0.29%
1333	GMEGAMESTOP CORP NEW	18,312	$187K	0.29%
1334	PNNTPENNANTPARK INVT CORP	58,507	$187K	0.29%
1335	PGPROCTER AND GAMBLE CO	1,342,383	$187K	0.29%
1336	TGNATEGNA INC	15,812	$186K	0.29%
1337	NMTNUVEEN MASSACHUSETS QLT MUN	13,239	$186K	0.29%
1338	UMHUMH PPTYS INC	13,744	$186K	0.29%
1339	HYGISHARES TR	2,213,694	$186K	0.29%
1340	IWDISHARES TR	1,568,096	$185K	0.29%
1341	SPABSPDR SER TR	5,977,047	$184K	0.29%
1342	—VOXX INTL CORP	23,825	$183K	0.29%
1343	—LANDMARK INFRASTRCTUR PARTR	20,216	$183K	0.29%
1344	—PACIFIC ETHANOL INC	24,803	$181K	0.28%
1345	DHCDIVERSIFIED HEALTHCARE TR	50,999	$180K	0.28%
1346	FFWMFIRST FNDTN INC	13,808	$180K	0.28%
1347	XBFZXBLACKROCK CALIF MUN INCOME T	13,594	$179K	0.28%
1348	RDNTRADNET INC	11,639	$179K	0.28%
1349	MUFGMITSUBISHI UFJ FINL GROUP IN	44,525	$179K	0.28%
1350	—ETF SER SOLUTIONS	11,547	$177K	0.28%
1351	PIMPUTNAM MASTER INTER INCOME T	42,767	$176K	0.27%
1352	—WPX ENERGY INC	35,991	$176K	0.27%
1353	UMPQUSDUMPQUA HLDGS CORP	16,582	$176K	0.27%
1354	CLBKCOLUMBIA FINL INC	15,850	$176K	0.27%
1355	SOYSUNOPTA INC	23,650	$175K	0.27%
1356	NAZNUVEEN ARIZONA QLTY MUN INC	11,819	$174K	0.27%
1357	MVTBLACKROCK MUNIVEST FD II INC	12,408	$173K	0.27%
1358	MQTBLACKROCK MUNIYIELD QUALITY	13,193	$173K	0.27%
1359	TAT&T INC	6,056,215	$173K	0.27%
1360	BACVERIZON COMMUNICATIONS INC	2,881,771	$171K	0.27%
1361	KYNKAYNE ANDERSON NEXTGEN ENRGY	42,513	$171K	0.27%
1362	ATDALLEGHENY TECHNOLOGIES INC	19,592	$171K	0.27%
1363	SOYBTEUCRIUM COMMODITY TR	10,652	$169K	0.26%
1364	SPLVINVESCO EXCH TRADED FD TR II	3,145,252	$169K	0.26%
1365	PFFISHARES TR	4,611,582	$168K	0.26%
1366	PBTPERMIAN BASIN RTY TR	67,758	$168K	0.26%
1367	FCGFIRST TR EXCHANGE-TRADED FD	27,626	$168K	0.26%
1368	ESGEISHARES INC	4,676,151	$167K	0.26%
1369	ITOTISHARES TR	2,203,884	$166K	0.26%
1370	—LIMELIGHT NETWORKS INC	28,567	$165K	0.26%
1371	PRDOPERDOCEO ED CORP	13,470	$165K	0.26%
1372	—CRESTWOOD EQUITY PARTNERS LP	13,239	$165K	0.26%
1373	XPMAXPIONEER MUN HIGH INCOME ADVA	15,029	$164K	0.26%
1374	IRTINDEPENDENCE RLTY TR INC	14,121	$164K	0.26%
1375	TLTISHARES TR	1,004,512	$164K	0.26%
1376	XSCDXLMP CAP & INCOME FD INC	15,973	$163K	0.25%
1377	AERIEURAERIE PHARMACEUTICALS INC	13,891	$163K	0.25%
1378	—FIRST TR / ABERDEEN EMERGING	13,497	$163K	0.25%
1379	XAGDXABERDEEN GLOBAL DYNAMIC DIVI	17,551	$162K	0.25%
1380	BGBBLACKSTONE GSO STRATEGIC CR	13,273	$162K	0.25%
1381	—SPRAGUE RES LP	10,675	$162K	0.25%
1382	AAOIAPPLIED OPTOELECTRONICS INC	14,225	$160K	0.25%
1383	FDNFIRST TR EXCHANGE-TRADED FD	845,147	$159K	0.25%
1384	AIOTPOWERFLEET INC	28,000	$158K	0.25%
1385	GSBDGOLDMAN SACHS BDC INC	10,411	$157K	0.25%
1386	GNWGENWORTH FINL INC	46,833	$157K	0.25%
1387	XLISELECT SECTOR SPDR TR	2,032,221	$156K	0.24%
1388	FTSMFIRST TR EXCHANGE-TRADED FD	2,600,329	$156K	0.24%
1389	HEPUSDHOLLY ENERGY PARTNERS L P	12,892	$156K	0.24%
1390	—ARCIMOTO INC	23,645	$156K	0.24%
1391	—ENABLE MIDSTREAM PARTNERS LP	37,757	$156K	0.24%
1392	EFAISHARES TR	2,443,141	$156K	0.24%
1393	HESMHESS MIDSTREAM LP	10,275	$155K	0.24%
1394	DISDISNEY WALT CO	1,243,420	$154K	0.24%
1395	JMIAJUMIA TECHNOLOGIES AG	19,300	$154K	0.24%
1396	PEBKPEOPLES BANCORP N C INC	10,000	$154K	0.24%
1397	LGF/BEURLIONS GATE ENTMNT CORP	17,709	$154K	0.24%
1398	—BLACKROCK MUNIYIELD INVT QUA	11,186	$153K	0.24%
1399	XFDEXFIRST TR DYNAMIC EUROPE EQUI	15,267	$153K	0.24%
1400	—FORTRESS VALUE ACQUISITION C	11,225	$152K	0.24%

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