LPL Financial LLC Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$119.2M

Holdings

4,323

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (4,323 positions)

#	Stock	Shares	Value	% Portfolio	Type
901	ARLPALLIANCE RESOURCE PARTNERS L	30,171	$381K	0.32%
902	XSCDXLMP CAP & INCOME FD INC	25,074	$381K	0.32%
903	CMRECOSTAMARE INC	30,052	$380K	0.32%
904	JPXAEROVIRONMENT INC	6,110	$379K	0.32%
905	FTFFRANKLIN LTD DURATION INCOME	41,724	$379K	0.32%
906	—NATUS MED INC DEL	15,922	$378K	0.32%
907	ONONON HLDG AG	9,993	$378K	0.32%
908	CLHCLEAN HARBORS INC	3,787	$378K	0.32%
909	HEPUSDHOLLY ENERGY PARTNERS L P	22,858	$377K	0.32%
910	—INVESCO EXCH TRADED FD TR II	9,653	$376K	0.32%
911	AZULQAZUL S A	28,491	$376K	0.32%
912	KNOPKNOT OFFSHORE PARTNERS LP	28,115	$376K	0.32%
913	AVTAVNET INC	9,071	$374K	0.31%
914	MBBISHARES TR	3,479,417	$374K	0.31%
915	UMHUMH PPTYS INC	13,661	$373K	0.31%
916	BLFSBIOLIFE SOLUTIONS INC	9,992	$372K	0.31%
917	SQMSOCIEDAD QUIMICA Y MINERA DE	7,385	$372K	0.31%
918	ITOTISHARES TR	3,477,285	$372K	0.31%
919	BKSEBNY MELLON ETF TRUST	3,850	$372K	0.31%
920	JPMBJ P MORGAN EXCHANGE-TRADED F	7,687	$372K	0.31%
921	GBXAGOLDMAN SACHS ETF TR	10,103	$371K	0.31%
922	IRBTQIROBOT CORP	5,612	$370K	0.31%
923	PJTPJT PARTNERS INC	4,998	$370K	0.31%
924	—GLOBAL X FDS	13,183	$370K	0.31%
925	—BP MIDSTREAM PARTNERS LP	24,183	$370K	0.31%
926	MDXGMIMEDX GROUP INC	61,119	$369K	0.31%
927	CENXCENTURY ALUM CO	22,288	$369K	0.31%
928	ILFISHARES TR	15,710	$369K	0.31%
929	SHOSUNSTONE HOTEL INVS INC NEW	31,489	$369K	0.31%
930	—TEEKAY LNG PARTNERS L P	21,735	$368K	0.31%
931	MAXREURMAXAR TECHNOLOGIES INC	12,456	$368K	0.31%
932	ASNDASCENDIS PHARMA A/S	2,736	$368K	0.31%
933	OPLNKAR AUCTION SVCS INC	23,489	$367K	0.31%
934	ETBEATON VANCE TAX MNGED BUY WR	21,455	$367K	0.31%
935	—CURIS INC	76,853	$366K	0.31%
936	COTYCOTY INC	34,843	$366K	0.31%
937	—LILIUM N V	52,637	$365K	0.31%
938	SITCUSDSITE CTRS CORP	23,043	$365K	0.31%
939	IOVAIOVANCE BIOTHERAPEUTICS INC	19,067	$364K	0.31%
940	ISBCUSDINVESTORS BANCORP INC NEW	24,040	$364K	0.31%
941	SWKHSWK HLDGS CORP	18,498	$363K	0.30%
942	EGBNEAGLE BANCORP INC MD	6,230	$362K	0.30%
943	—GOLDMAN SACHS BDC INC	362,000	$362K	0.30%
944	OLOGBXOLO INC	17,390	$362K	0.30%
945	PRDOPERDOCEO ED CORP	30,728	$361K	0.30%
946	—RATTLER MIDSTREAM LP	31,682	$361K	0.30%
947	WABCWESTAMERICA BANCORPORATION	6,261	$361K	0.30%
948	SCHISCHWAB STRATEGIC TR	6,960	$360K	0.30%
949	WSRWHITESTONE REIT	35,440	$359K	0.30%
950	CTOSCUSTOM TRUCK ONE SOURCE INC	44,868	$359K	0.30%
951	ARANTERO RESOURCES CORP	20,537	$359K	0.30%
952	—NUVEEN OHIO QLTY MUN INCOME	22,489	$359K	0.30%
953	VLUEISHARES TR	3,277,261	$359K	0.30%
954	MODNEURMODEL N INC	11,911	$358K	0.30%
955	JNJJOHNSON & JOHNSON	2,091,108	$358K	0.30%
956	BABOEING CO	777,163	$357K	0.30%	Put
957	—APRIA INC	10,963	$357K	0.30%
958	FFWMFIRST FNDTN INC	14,312	$356K	0.30%
959	NBTBNBT BANCORP INC	9,225	$355K	0.30%
960	IWDISHARES TR	2,108,188	$354K	0.30%
961	UVVUNIVERSAL CORP VA	6,445	$354K	0.30%
962	SBRSABINE RTY TR	8,494	$354K	0.30%
963	GVAGRANITE CONSTR INC	9,144	$354K	0.30%
964	NXDTNEXPOINT DIVERSIFIED REL ET	25,980	$353K	0.30%
965	VNOMVIPER ENERGY PARTNERS LP	16,582	$353K	0.30%
966	ACBAURORA CANNABIS INC	65,301	$353K	0.30%
967	SRJSPARTANNASH CO	13,646	$352K	0.30%
968	POWWAMMO INC	64,572	$352K	0.30%
969	CVBFCVB FINL CORP	16,430	$352K	0.30%
970	EBCEASTERN BANKSHARES INC	17,421	$351K	0.29%
971	VVISA INC	1,617,902	$351K	0.29%
972	CVEOCIVEO CORP CDA	18,276	$350K	0.29%
973	BWXTBWX TECHNOLOGIES INC	7,318	$350K	0.29%
974	VSHVISHAY INTERTECHNOLOGY INC	16,007	$350K	0.29%
975	PRCHPORCH GROUP INC	22,460	$350K	0.29%
976	GRWGGROWGENERATION CORP	26,752	$349K	0.29%
977	WERNWERNER ENTERPRISES INC	7,324	$349K	0.29%
978	SWCHFSIERRA WIRELESS INC	19,802	$349K	0.29%
979	LUXEMYT NETHERLANDS PARENT B V	16,408	$348K	0.29%
980	EODALLSPRING GLOBAL DIVIDEND OP	58,981	$347K	0.29%
981	ARKKARK ETF TR	3,667,927	$347K	0.29%
982	SPDWSPDR INDEX SHS FDS	9,459,970	$345K	0.29%
983	FDTSFIRST TR EXCH TRD ALPHDX FD	7,551	$345K	0.29%
984	GOEVQCANOO INC	44,627	$345K	0.29%
985	BCRXBIOCRYST PHARMACEUTICALS INC	24,870	$344K	0.29%
986	PLCECHILDRENS PL INC NEW	4,334	$344K	0.29%
987	GELGENESIS ENERGY L P	32,134	$344K	0.29%
988	CHIQGLOBAL X FDS	13,250	$344K	0.29%
989	GQ9SPDR GOLD TR	2,009,208	$343K	0.29%
990	NVROEURNEVRO CORP	4,226	$343K	0.29%
991	EDFSTONE HBR EMERGING MKTS INCO	51,507	$343K	0.29%
992	HUMAWHUMACYTE INC	149,792	$342K	0.29%
993	JPMJPMORGAN CHASE & CO	2,157,286	$342K	0.29%
994	BCSBARCLAYS PLC	32,902	$341K	0.29%
995	RMNIRIMINI STR INC DEL	57,169	$341K	0.29%
996	—SOVOS BRANDS INC	22,654	$341K	0.29%
997	ALGTALLEGIANT TRAVEL CO	1,824	$341K	0.29%
998	VPVINVESCO PA VALUE MUN INC TR	24,374	$340K	0.29%
999	IEZISHARES TR	26,356	$340K	0.29%
1000	AIVIWISDOMTREE TR	8,101	$339K	0.28%

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