LPL Financial LLC Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$119.2M

Holdings

4,323

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (4,323 positions)

#	Stock	Shares	Value	% Portfolio
1001	HTOSJW GROUP	4,611	$338K	0.28%
1002	GFLWVICTORY PORTFOLIOS II	10,487	$338K	0.28%
1003	ESGSUSDCOLUMBIA ETF TR I	8,841	$338K	0.28%
1004	AGIALAMOS GOLD INC NEW	43,937	$338K	0.28%
1005	TGRWT ROWE PRICE ETF INC	10,043	$336K	0.28%
1006	PAIWESTERN ASSET INVESTMENT GRA	21,422	$335K	0.28%
1007	ADVADVANTAGE SOLUTIONS INC	41,787	$335K	0.28%
1008	—NISOURCE INC	2,981	$335K	0.28%
1009	ARCTARCTURUS THERAPEUTICS HLDGS	9,046	$335K	0.28%
1010	HIOWESTERN ASSET HIGH INCOME OP	64,051	$333K	0.28%
1011	—BLACKROCK MUNIYIELD CALIF FD	22,100	$333K	0.28%
1012	GOGROCERY OUTLET HLDG CORP	11,771	$333K	0.28%
1013	CEIXEURCONSOL ENERGY INC NEW	14,653	$333K	0.28%
1014	ASIXADVANSIX INC	7,034	$332K	0.28%
1015	—CATCHMARK TIMBER TR INC	38,061	$332K	0.28%
1016	FCELCHFFUELCELL ENERGY INC	63,811	$332K	0.28%
1017	CLBKCOLUMBIA FINL INC	15,850	$331K	0.28%
1018	KAMNUSDKAMAN CORP	7,660	$331K	0.28%
1019	ERIEERIE INDTY CO	1,715	$330K	0.28%
1020	BCOBRINKS CO	5,028	$330K	0.28%
1021	STRLSTERLING CONSTR INC	12,530	$330K	0.28%
1022	XHITXINVESCO HIG INCM 2023 TARG T	35,193	$330K	0.28%
1023	PNIPIMCO NEW YORK MUN INCOME FD	26,843	$330K	0.28%
1024	BGSFBGSF INC	22,884	$328K	0.28%
1025	SLCAU S SILICA HLDGS INC	34,872	$328K	0.28%
1026	SPSMSPDR SER TR	7,302,590	$326K	0.27%
1027	—ORCHID IS CAP INC	72,348	$326K	0.27%
1028	ICHRICHOR HOLDINGS	7,062	$325K	0.27%
1029	AVNSAVANOS MED INC	9,375	$325K	0.27%
1030	—INDEXIQ ETF TR	13,890	$324K	0.27%
1031	REXRREXFORD INDL RLTY INC	3,998	$324K	0.27%
1032	CMUMFS HIGH YIELD MUN TR	71,524	$323K	0.27%
1033	—CRESTWOOD EQUITY PARTNERS LP	11,702	$323K	0.27%
1034	BSCSINVESCO EXCH TRD SLF IDX FD	14,183	$322K	0.27%
1035	HYIWESTERN ASSET HIGH YIELD DEF	20,422	$322K	0.27%
1036	BNDXVANGUARD CHARLOTTE FDS	5,826,072	$321K	0.27%
1037	VIRTVIRTU FINL INC	11,135	$321K	0.27%
1038	MOVMOVADO GROUP INC	7,673	$321K	0.27%
1039	JPXNISHARES TR	4,546	$321K	0.27%
1040	IAEVOYA ASIA PAC HIGH DIV EQT I	39,618	$321K	0.27%
1041	HIMXHIMAX TECHNOLOGIES INC	20,002	$320K	0.27%
1042	BGHBARINGS GLOBAL SHORT DURATIO	18,407	$319K	0.27%
1043	SDGRSCHRODINGER INC	9,135	$318K	0.27%
1044	ROAMLATTICE STRATEGIES TR	13,224	$318K	0.27%
1045	ELDWISDOMTREE TR	10,611	$318K	0.27%
1046	—SPX FLOW INC	3,667	$317K	0.27%
1047	ETRNUSDEQUITRANS MIDSTREAM CORP	30,664	$317K	0.27%
1048	NLRVANECK ETF TRUST	5,742	$315K	0.26%
1049	TFSLTFS FINL CORP	17,643	$315K	0.26%
1050	CIKCREDIT SUISSE GROUP	32,640	$315K	0.26%
1051	BKCCUSDBLACKROCK CAP INVT CORP	78,820	$315K	0.26%
1052	KRCKILROY RLTY CORP	4,737	$315K	0.26%
1053	INFIQINFINITY PHARMACEUTICALS INC	139,352	$314K	0.26%
1054	FLCHFRANKLIN TEMPLETON ETF TR	12,669	$314K	0.26%
1055	RG6ROGERS CORP	1,149	$314K	0.26%
1056	JNCEEURJOUNCE THERAPEUTICS INC	37,435	$313K	0.26%
1057	DLTHDULUTH HLDGS INC	20,595	$313K	0.26%
1058	SLPSIMULATIONS PLUS INC	6,608	$313K	0.26%
1059	PDCEUSDPDC ENERGY INC	6,374	$311K	0.26%
1060	DFJWISDOMTREE TR	4,363	$311K	0.26%
1061	SPMDSPDR SER TR	6,240,633	$310K	0.26%
1062	PACKRANPAK HOLDINGS CORP	8,259	$310K	0.26%
1063	PINEALPINE INCOME PPTY TR INC	15,492	$310K	0.26%
1064	SDYSPDR SER TR	2,397,673	$310K	0.26%
1065	GPROGOPRO INC	29,935	$309K	0.26%
1066	JXC1ZIFF DAVIS INC	2,780	$308K	0.26%
1067	FOSLFOSSIL GROUP INC	29,888	$308K	0.26%
1068	CVACCUREVAC N V	8,966	$308K	0.26%
1069	RPRXROYALTY PHARMA PLC	7,720	$308K	0.26%
1070	NWFLNORWOOD FINL CORP	11,831	$307K	0.26%
1071	AJRDEURAEROJET ROCKETDYNE HLDGS INC	6,549	$306K	0.26%
1072	OPTUALTICE USA INC	18,884	$306K	0.26%
1073	—ETF SER SOLUTIONS	15,936	$305K	0.26%
1074	—INVESCO EXCH TRD SLF IDX FD	11,930	$304K	0.26%
1075	BHFBRIGHTHOUSE FINL INC	5,863	$304K	0.26%
1076	OI*O-I GLASS INC	25,240	$304K	0.26%
1077	PDCOEURPATTERSON COS INC	10,352	$304K	0.26%
1078	FHBFIRST HAWAIIAN INC	11,092	$303K	0.25%
1079	SEMSELECT MED HLDGS CORP	10,300	$303K	0.25%
1080	HRZNHORIZON TECHNOLOGY FIN CORP	18,894	$301K	0.25%
1081	IOSPINNOSPEC INC	3,328	$301K	0.25%
1082	TAKTAKEDA PHARMACEUTICAL CO LTD	22,075	$301K	0.25%
1083	TKRTIMKEN CO	4,348	$301K	0.25%
1084	PSCMINVESCO EXCH TRADED FD TR II	4,496	$301K	0.25%
1085	ARDCARES DYNAMIC CR ALLOCATION F	18,417	$301K	0.25%
1086	—HANCOCK JOHN INVT TR	46,315	$301K	0.25%
1087	—GLOBAL X FDS	10,888	$300K	0.25%
1088	GKDGRAND CANYON ED INC	3,495	$300K	0.25%
1089	AGQPROSHARES TR	2,896	$299K	0.25%
1090	BFKBLACKROCK MUN INCOME TR	19,241	$299K	0.25%
1091	HDGEADVISORSHARES TR	12,141	$299K	0.25%
1092	—GRINDROD SHIPPING HOLDINGS L	16,534	$298K	0.25%
1093	—NATIXIS ETF TR	11,945	$297K	0.25%
1094	PSEC 6.375 03/01/25PROSPECT CAP CORP	275,000	$297K	0.25%
1095	CSIQCANADIAN SOLAR INC	9,484	$297K	0.25%
1096	RSPINVESCO EXCHANGE TRADED FD T	1,823,418	$297K	0.25%
1097	ARMKARAMARK	8,040	$296K	0.25%
1098	—OASIS MIDSTREAM PARTNERS LP	12,342	$295K	0.25%
1099	HSTHOST HOTELS & RESORTS INC	16,948	$295K	0.25%
1100	QYLGGLOBAL X FDS	9,256	$295K	0.25%

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