MAI Capital Management Q1 2023 Filing
Filed May 10, 2023
Portfolio Value
$6.3B
Holdings
1,065
Report Date
Q1 2023
Filing Type
13F-HR
All Holdings (1,065 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | GSGoldman Sachs Group, Inc. | 12,891 | $4.2B | 66.41% | |
| 202 | SCHASchwab US Small-Cap ETF | 100,534 | $4.2B | 66.39% | |
| 203 | TMOTHERMO FISHER CORP | 7,248 | $4.2B | 65.80% | |
| 204 | SCHGSchwab US Large Cap Growth | 62,617 | $4.1B | 64.27% | |
| 205 | FVDFirst Tr Value Line Dividend I | 99,342 | $4.0B | 62.83% | |
| 206 | WMWaste Management Inc | 24,340 | $4.0B | 62.55% | |
| 207 | —Dimensional Emerging Core Equi | 166,121 | $3.8B | 60.23% | |
| 208 | EWKiShares MSCI Emerging Mkts ex | 76,773 | $3.8B | 59.65% | |
| 209 | MOAltria Group Inc. | 83,621 | $3.7B | 58.77% | |
| 210 | NOCNorthrop Grumman Corp | 8,080 | $3.7B | 58.75% | |
| 211 | BRK-BBerkshire Hathaway | 8 | $3.7B | 58.66% | |
| 212 | —iShares MSCI US Momentum Fctr | 26,642 | $3.7B | 58.34% | |
| 213 | —RBC MXEA due 08/28/2025 | 3,695,000 | $3.7B | 58.20% | |
| 214 | TRVCCitigroup Inc | 78,418 | $3.7B | 57.90% | |
| 215 | TJXTJX Companies Inc | 46,698 | $3.7B | 57.64% | |
| 216 | —Innovator S&P 500 Power Buffer | 118,056 | $3.6B | 57.04% | |
| 217 | —UBS MID due 4-25-24 15 buff | 3,845,000 | $3.6B | 56.88% | |
| 218 | CRMSalesforce Inc | 17,938 | $3.6B | 56.44% | |
| 219 | PLDPROLOGIS INC | 28,716 | $3.6B | 56.42% | |
| 220 | SWKStanley Black & Decker | 44,210 | $3.6B | 56.11% | |
| 221 | PHParker Hannifin Corp | 10,524 | $3.5B | 55.71% | |
| 222 | VGKVanguard Europe ETF | 56,702 | $3.5B | 54.42% | |
| 223 | FICOFair Isaac and Co. | 4,884 | $3.4B | 54.04% | |
| 224 | GILDGilead Sciences Inc | 40,630 | $3.4B | 53.10% | |
| 225 | ROPRoper Industries | 7,530 | $3.3B | 52.26% | |
| 226 | WFCWells Fargo & Company | 85,860 | $3.2B | 50.55% | |
| 227 | CATCaterpillar Inc | 13,704 | $3.1B | 49.40% | |
| 228 | AAXJiShares Tr MSCI AC Asia Ex Jap | 45,985 | $3.1B | 49.16% | |
| 229 | CBOECBO Global Mkts Inc | 23,214 | $3.1B | 49.08% | |
| 230 | MMM3M Company | 29,214 | $3.1B | 48.36% | |
| 231 | PDECInnovator U.S. Eq Power Buffer | 97,524 | $3.1B | 48.31% | |
| 232 | —UBS E-TRACS Alerian MLP Infras | 159,546 | $3.0B | 47.92% | |
| 233 | XLYSPDR Consumer Discret Select S | 19,973 | $3.0B | 47.03% | |
| 234 | —Trevi Therapeutics | 1,600,415 | $3.0B | 46.63% | |
| 235 | YUMYum! Brands Inc. | 22,098 | $2.9B | 45.96% | |
| 236 | SCHFSchwab International Equity | 83,099 | $2.9B | 45.54% | |
| 237 | TTTrane Technologies PLC | 15,573 | $2.9B | 45.11% | Put |
| 238 | FFord Motor Company | 226,484 | $2.9B | 44.94% | |
| 239 | METMetlife Inc. | 48,052 | $2.8B | 43.85% | |
| 240 | VXUSVanguard Total Int'l Stock Ind | 50,371 | $2.8B | 43.79% | |
| 241 | —GS SPX due 12-20-23 15 Buff | 2,760,000 | $2.7B | 43.16% | |
| 242 | —Dimensional US Core Equity 2 E | 106,376 | $2.7B | 42.69% | |
| 243 | ITWIllinois Tool Works | 11,120 | $2.7B | 42.64% | |
| 244 | DBEFDeutsche X Tracks MSCI EAFE | 76,888 | $2.7B | 42.62% | |
| 245 | ADPAutomatic Data Processing | 12,032 | $2.7B | 42.18% | |
| 246 | —TD RTY due 4-25-24 15 buff | 3,135,000 | $2.7B | 41.98% | |
| 247 | MGKVanguard Mega Cap Growth | 12,960 | $2.6B | 41.74% | |
| 248 | PSXPhillips 66 | 25,888 | $2.6B | 41.33% | Put |
| 249 | SCHDSchwab US Dividend Equity | 35,492 | $2.6B | 40.89% | |
| 250 | AMEAmetek Inc | 17,554 | $2.6B | 40.18% | |
| 251 | DOWDow Inc | 45,668 | $2.5B | 39.43% | |
| 252 | AMATApplied Materials | 20,291 | $2.5B | 39.25% | |
| 253 | INTUIntuit | 5,508 | $2.5B | 38.67% | |
| 254 | XIFRNextera Energy Partners Lp | 40,201 | $2.4B | 38.47% | |
| 255 | CMICummins Inc | 10,046 | $2.4B | 37.79% | |
| 256 | VYMVanguard High Dividend Yield E | 22,707 | $2.4B | 37.73% | |
| 257 | TYLTyler Technologies Inc | 6,730 | $2.4B | 37.58% | Put |
| 258 | —C MXEA due 12-20-23 15 buff | 2,555,000 | $2.4B | 37.02% | |
| 259 | ANETEURArista Networks, Inc. | 13,999 | $2.3B | 37.00% | |
| 260 | ELVElevance Health Inc | 5,087 | $2.3B | 36.84% | |
| 261 | TRVTravelers Companies Inc | 13,645 | $2.3B | 36.83% | |
| 262 | GISGeneral Mills Inc | 27,281 | $2.3B | 36.72% | |
| 263 | —MS MXEA due 8-14-24 15 buff | 2,500,000 | $2.3B | 36.67% | |
| 264 | SCHHSchwab US REIT | 118,610 | $2.3B | 36.42% | |
| 265 | MGVVanguard Mega Cap Value Index | 22,843 | $2.3B | 36.34% | |
| 266 | —JPM MXEF 2-21-25 15 buff | 2,175,000 | $2.3B | 36.17% | |
| 267 | —TD RTY due 12-3-24 15 abs ret | 2,322,000 | $2.3B | 36.10% | |
| 268 | GWXSPDR S&P Int'l Small Cap Fd | 73,785 | $2.3B | 35.99% | |
| 269 | KMIKinder Morgan, Inc. | 129,123 | $2.3B | 35.60% | |
| 270 | OZKBank OZK | 65,698 | $2.2B | 35.38% | |
| 271 | HSTHost Hotels and Resorts | 135,063 | $2.2B | 35.08% | |
| 272 | —Vaneck ETF TR | 68,758 | $2.2B | 35.03% | |
| 273 | AEPAmerican Electric Power | 24,190 | $2.2B | 34.67% | |
| 274 | NSRGYNestle SA ADR | 17,975 | $2.2B | 34.54% | |
| 275 | EFAViShares MSCI EAF Min Vol | 32,336 | $2.2B | 34.45% | |
| 276 | VLOValero Energy | 15,543 | $2.2B | 34.17% | |
| 277 | —Innovator S&P 500 Power Buffer | 65,152 | $2.2B | 34.07% | |
| 278 | —GS SPX 7-26-23 15 buff | 1,960,000 | $2.2B | 33.96% | |
| 279 | —ETF Managers Trust | 44,539 | $2.1B | 33.54% | |
| 280 | —Invesco Dividend Achievers ETF | 58,167 | $2.1B | 33.52% | |
| 281 | FDVVFidelity High Dividend ETF | 55,397 | $2.1B | 33.22% | |
| 282 | WBAWalgreen Boots Alliance Inc | 60,776 | $2.1B | 33.09% | |
| 283 | DUKDuke Energy Corp. | 21,752 | $2.1B | 33.05% | |
| 284 | —Innovator S&P 500 Power Buffer | 72,144 | $2.1B | 32.75% | |
| 285 | DONSPDR Dow Jones Indl Avg ETF Se | 6,136 | $2.0B | 32.15% | |
| 286 | —SPDR S&P Pharmaceuticals ETF | 48,969 | $2.0B | 31.63% | |
| 287 | —C MXEA 12-18-24 15 buff | 1,835,000 | $2.0B | 31.47% | |
| 288 | CICigna Group | 7,726 | $2.0B | 31.09% | |
| 289 | LHXL3Harris Technologies Inc | 10,053 | $2.0B | 31.06% | |
| 290 | AZOAutozone Inc | 797 | $2.0B | 30.86% | |
| 291 | LRCXEURLam Research Corp | 3,689 | $2.0B | 30.79% | |
| 292 | —Innovator S&P 500 Power Buffer | 63,549 | $2.0B | 30.79% | |
| 293 | —GS MXEA due 4-25-24 15 buff | 2,120,000 | $2.0B | 30.78% | |
| 294 | JEPIJPMorgan Equity Premium Income | 35,755 | $2.0B | 30.75% | |
| 295 | WYWeyerhauser Corporation | 64,030 | $1.9B | 30.39% | |
| 296 | AIGAmerican International Group | 38,194 | $1.9B | 30.29% | |
| 297 | EEMViShares MSCI Emerging Mkt Min | 34,672 | $1.9B | 29.80% | |
| 298 | SCHBSchwab US Broad ETF | 39,164 | $1.9B | 29.52% | |
| 299 | SCHWCharles Schwab | 35,561 | $1.9B | 29.33% | |
| 300 | TRGPTarga Resources Prtns Com St | 25,462 | $1.9B | 29.25% |