MAI Capital Management Q3 2022 Filing
Filed November 15, 2022
Portfolio Value
$5.3B
Holdings
939
Report Date
Q3 2022
Filing Type
13F-HR
All Holdings (939 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | CATCaterpillar Inc | 9,312 | $1.5B | 28.70% | |
| 302 | LRCXEURLam Research Corp | 4,051 | $1.5B | 27.86% | |
| 303 | HOMBHome Bancshares Inc | 65,448 | $1.5B | 27.67% | |
| 304 | SJMJ M Smucker | 10,567 | $1.5B | 27.27% | |
| 305 | HPQHP Inc. | 57,947 | $1.4B | 27.12% | |
| 306 | APAAPA Corp | 41,849 | $1.4B | 26.88% | |
| 307 | EMREmerson Electric | 19,514 | $1.4B | 26.84% | |
| 308 | GILDGilead Sciences Inc | 23,028 | $1.4B | 26.69% | |
| 309 | GDGeneral Dynamics | 6,629 | $1.4B | 26.41% | |
| 310 | —JPM MID due 8-14-24 15 buff | 1,690,000 | $1.4B | 26.26% | |
| 311 | PKBInvesco Dynamic Building and C | 37,603 | $1.4B | 26.24% | |
| 312 | —RBC MXEF due 4-25-24 15 buff | 1,910,000 | $1.4B | 25.98% | |
| 313 | BPBP Amoco PLC ADR | 48,355 | $1.4B | 25.94% | |
| 314 | CINFCincinnati Financial Corporati | 15,320 | $1.4B | 25.77% | |
| 315 | FDDFirst Tr. NYSE Arca Biotech ET | 10,373 | $1.4B | 25.71% | |
| 316 | DFAXDimensional World ex U.S. Core | 70,894 | $1.3B | 25.15% | |
| 317 | IYRiShares Dow Jones US RE Index | 16,352 | $1.3B | 25.00% | |
| 318 | —Innovator S&P 500 Power Buffer | 45,229 | $1.3B | 25.00% | |
| 319 | KEYSKEYSIGHT TECHNOLOGIES INC | 8,366 | $1.3B | 24.74% | |
| 320 | BIDUNBaidu ADR | 11,079 | $1.3B | 24.46% | |
| 321 | —Seelos Therapeutics Inc | 1,230,810 | $1.3B | 23.82% | |
| 322 | NUENucor Corporation | 11,643 | $1.2B | 23.40% | |
| 323 | —JPM MID 7-26-23 15 buff | 1,300,000 | $1.2B | 23.03% | |
| 324 | —Innovator US Equity Power Buff | 43,615 | $1.2B | 22.97% | |
| 325 | —UBS MXEF 7-26-23 15 buff | 1,760,000 | $1.2B | 22.97% | |
| 326 | IDV*iShares Int'l Select Dividend | 54,174 | $1.2B | 22.93% | |
| 327 | A4SAmeriprise Financial Inc | 4,813 | $1.2B | 22.78% | |
| 328 | STZConstellation Brands Inc. | 5,228 | $1.2B | 22.56% | |
| 329 | FQIDigital Realty Trust Inc | 12,029 | $1.2B | 22.41% | |
| 330 | ZIONZions Bancorp NA | 23,303 | $1.2B | 22.26% | |
| 331 | CLFCleveland Cliffs Inc. | 88,025 | $1.2B | 22.26% | Put |
| 332 | BWINBRP Group Inc Cl A | 44,985 | $1.2B | 22.26% | |
| 333 | MDBMongoDB Inc Cl A | 5,955 | $1.2B | 22.20% | |
| 334 | SCHHSchwab US REIT | 63,211 | $1.2B | 22.18% | |
| 335 | PNCPNC Financial Services Group | 7,869 | $1.2B | 22.09% | |
| 336 | DOWDow Inc | 26,366 | $1.2B | 21.75% | |
| 337 | GWXSPDR S&P Int'l Small Cap Fd | 43,762 | $1.1B | 21.43% | |
| 338 | WMBWilliams Companies, Inc. | 39,811 | $1.1B | 21.41% | |
| 339 | SOSouthern Company | 16,708 | $1.1B | 21.34% | |
| 340 | XLBMATERIALS SELECT SECTOR SPDR T | 16,600 | $1.1B | 21.21% | |
| 341 | BABAAlibaba Group Holding Limited | 14,068 | $1.1B | 21.13% | |
| 342 | IYWiShares US Technology | 15,237 | $1.1B | 21.00% | |
| 343 | —UBS RTY due 8-14-24 15 buff | 1,335,000 | $1.1B | 20.83% | |
| 344 | COLDAMERICOLD RLTY TR | 44,870 | $1.1B | 20.74% | |
| 345 | MCXMcCormick & Co | 15,473 | $1.1B | 20.72% | |
| 346 | DVNDevon Energy Corp | 18,303 | $1.1B | 20.68% | |
| 347 | VOTVanguard Mid Cap Growth ETF | 6,437 | $1.1B | 20.62% | |
| 348 | RHHBYRoche Holding ADR | 26,915 | $1.1B | 20.53% | |
| 349 | —Dimensional Emerging Core Equi | 54,092 | $1.1B | 20.42% | |
| 350 | PAYXPaychex Inc | 9,506 | $1.1B | 20.04% | |
| 351 | JCIJohnson Controls Intl. PLC | 21,557 | $1.1B | 19.93% | |
| 352 | TMUST-MOBILE US INC | 7,902 | $1.1B | 19.91% | |
| 353 | SLBSchlumberger Limited | 29,441 | $1.1B | 19.85% | |
| 354 | TTCToro Co | 12,122 | $1.0B | 19.68% | |
| 355 | CLFCleveland Cliffs Inc. / Jan 20 | 5,000 | $1.0B | 19.63% | Call |
| 356 | —GS Mid Due 11-23-23 15 Buff | 1,215,000 | $1.0B | 19.52% | |
| 357 | —RBC SPX 5-22-23 15 buff | 1,010,000 | $1.0B | 19.48% | |
| 358 | JKHYHenry Jack and Associates Inc | 5,659 | $1.0B | 19.37% | |
| 359 | ITGartner Group Inc. Cl A | 3,726 | $1.0B | 19.37% | |
| 360 | MRVLMarvell Technology Group LTD | 23,857 | $1.0B | 19.23% | |
| 361 | MARMarriott Intl Inc | 7,200 | $1.0B | 18.95% | |
| 362 | FICOFair Isaac and Co. | 2,441 | $1.0B | 18.90% | |
| 363 | MCKMcKesson HBOC Corp. | 2,949 | $1.0B | 18.82% | |
| 364 | FTVFortive Corporation | 17,169 | $1.0B | 18.80% | |
| 365 | —Linde PLC Com | 3,715 | $1.0B | 18.80% | |
| 366 | —GS RTY 7-26-23 15 buff | 1,170,000 | $989.0M | 18.58% | |
| 367 | —Dimensional US Core Equity Mar | 39,236 | $987.0M | 18.54% | |
| 368 | CSXCSX Corp | 37,015 | $986.0M | 18.52% | |
| 369 | BAXBAXTER INTERNATIONAL INC | 18,034 | $971.0M | 18.24% | |
| 370 | VMWEURVMWare Inc. | 9,105 | $969.0M | 18.20% | |
| 371 | VTWGVanguard Russell 1000 Growth E | 17,871 | $969.0M | 18.20% | |
| 372 | MRSHMarsh & McClennan Companies | 6,486 | $968.0M | 18.18% | |
| 373 | EEMAIshares Inc MSCI EM Asia ETF | 16,727 | $960.0M | 18.03% | |
| 374 | ORLYO'Reilly Automotive Inc | 1,355 | $953.0M | 17.90% | |
| 375 | CARRCarrier Global Corp | 26,676 | $949.0M | 17.83% | |
| 376 | DDominion Energy Inc. | 13,722 | $948.0M | 17.81% | |
| 377 | LVLNSPDR S&P Bank ETF | 21,294 | $943.0M | 17.71% | |
| 378 | —iShares ESG Screened S&P 500 E | 35,144 | $943.0M | 17.71% | |
| 379 | —Welltower Inc | 14,511 | $933.0M | 17.52% | |
| 380 | SPGIS & P Global Inc | 3,021 | $922.0M | 17.32% | |
| 381 | ALSAllstate Corp | 7,366 | $917.0M | 17.22% | Put |
| 382 | JOYTJPMorgan US Value Factor ETF | 30,686 | $914.0M | 17.17% | |
| 383 | ADSKAutodesk | 4,875 | $911.0M | 17.11% | |
| 384 | COWZPacer US Cash Cows 100 ETF | 22,159 | $909.0M | 17.07% | |
| 385 | DELLDell Technologies C | 26,519 | $906.0M | 17.02% | |
| 386 | NVONovo-Nordisk ADR | 9,095 | $906.0M | 17.02% | |
| 387 | AITApplied Industrial Technologie | 8,804 | $905.0M | 17.00% | |
| 388 | UJANInnovator S&P 500 Power Buffer | 33,749 | $897.0M | 16.85% | |
| 389 | NVSNNovartis AG ADR | 11,770 | $895.0M | 16.81% | |
| 390 | BRBROADRIDGE FINANCIAL SOL | 6,202 | $895.0M | 16.81% | |
| 391 | HBANHuntington Bancshares | 67,766 | $893.0M | 16.77% | |
| 392 | CITCintas Inc. | 2,298 | $892.0M | 16.75% | |
| 393 | SRIStoneridge Inc | 52,429 | $889.0M | 16.70% | |
| 394 | FUNCedar Fair LP | 21,519 | $885.0M | 16.62% | |
| 395 | KEYKeyCorp | 55,152 | $884.0M | 16.60% | |
| 396 | RPMRPM Inc. | 10,451 | $871.0M | 16.36% | |
| 397 | AVNTAvient Corp | 28,738 | $871.0M | 16.36% | |
| 398 | HRBH&R Block | 20,462 | $870.0M | 16.34% | |
| 399 | DOCUDocuSign Inc. | 16,260 | $869.0M | 16.32% | |
| 400 | SHELShell PLC | 17,448 | $868.0M | 16.30% |