MAI Capital Management Q3 2022 Filing
Filed November 15, 2022
Portfolio Value
$5.3B
Holdings
939
Report Date
Q3 2022
Filing Type
13F-HR
All Holdings (939 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | —Innovator S&P 500 Power Buffer | 131,206 | $3.5B | 66.04% | |
| 202 | METMetlife Inc. | 57,263 | $3.5B | 65.37% | |
| 203 | XLFSPDR Financial Index | 111,599 | $3.4B | 63.64% | |
| 204 | —California Bancorp | 166,202 | $3.4B | 63.13% | |
| 205 | —UBS MID due 4-25-24 15 buff | 3,920,000 | $3.2B | 60.78% | |
| 206 | TMOTHERMO FISHER CORP | 6,246 | $3.2B | 59.51% | |
| 207 | —Trevi Therapeutics | 2,019,164 | $3.1B | 58.42% | |
| 208 | CRMSalesforce Inc | 21,374 | $3.1B | 57.74% | |
| 209 | OZKBank OZK | 77,189 | $3.1B | 57.36% | |
| 210 | PLDPROLOGIS INC | 29,769 | $3.0B | 56.82% | |
| 211 | MOAltria Group Inc. | 74,842 | $3.0B | 56.76% | |
| 212 | XIFRNextera Energy Partners Lp | 41,088 | $3.0B | 55.81% | |
| 213 | —C MXEA 2-23-23 15 buff | 3,180,000 | $3.0B | 55.71% | |
| 214 | FFord Motor Company | 257,521 | $2.9B | 54.17% | |
| 215 | —Dimensional International Cr E | 133,290 | $2.9B | 54.00% | |
| 216 | MMM3M Company | 25,998 | $2.9B | 53.96% | |
| 217 | DBEFDeutsche X Tracks MSCI EAFE | 83,918 | $2.8B | 52.78% | |
| 218 | TTTrane Technologies PLC | 18,965 | $2.7B | 51.60% | Put |
| 219 | —Viracta Therapeutics Inc | 637,641 | $2.7B | 51.15% | |
| 220 | ADPAutomatic Data Processing | 11,853 | $2.7B | 50.36% | |
| 221 | CBOECBO Global Mkts Inc | 21,937 | $2.6B | 48.37% | |
| 222 | ROPRoper Industries | 7,156 | $2.6B | 48.35% | |
| 223 | KMIKinder Morgan, Inc. | 154,312 | $2.6B | 48.24% | |
| 224 | AAXJiShares Tr MSCI AC Asia Ex Jap | 43,747 | $2.6B | 48.10% | |
| 225 | ANETEURArista Networks, Inc. | 22,539 | $2.5B | 47.78% | |
| 226 | TYLTyler Technologies Inc | 7,236 | $2.5B | 47.22% | Put |
| 227 | —TD RTY due 4-25-24 15 buff | 3,210,000 | $2.5B | 46.73% | |
| 228 | SCHWCharles Schwab | 34,371 | $2.5B | 46.39% | |
| 229 | ELVElevance Health Inc | 5,400 | $2.5B | 46.08% | |
| 230 | —GS SPX due 12-20-23 15 Buff | 2,760,000 | $2.4B | 45.94% | |
| 231 | BRK-BBerkshire Hathaway | 6 | $2.4B | 45.81% | |
| 232 | VXUSVanguard Total Int'l Stock Ind | 52,034 | $2.4B | 44.74% | |
| 233 | SCHFSchwab International Equity | 84,657 | $2.4B | 44.72% | |
| 234 | —Dimensional US Core Equity 2 E | 106,376 | $2.4B | 44.44% | |
| 235 | INTUIntuit | 6,100 | $2.4B | 44.38% | |
| 236 | PHPARKER-HANNIFIN CP | 9,468 | $2.3B | 43.09% | |
| 237 | TJXTJX Companies Inc | 36,826 | $2.3B | 42.98% | |
| 238 | WBAWalgreen Boots Alliance Inc | 72,843 | $2.3B | 42.96% | |
| 239 | YUMYum! Brands Inc. | 21,441 | $2.3B | 42.83% | |
| 240 | AIGAmerican International Group | 46,795 | $2.2B | 41.74% | |
| 241 | MGKVanguard Mega Cap Growth | 12,672 | $2.2B | 41.49% | |
| 242 | —TD RTY due 12-3-24 15 geared | 2,460,000 | $2.2B | 41.34% | |
| 243 | VYMVanguard High Dividend Yield E | 23,061 | $2.2B | 41.10% | |
| 244 | VGKVanguard Europe ETF | 47,393 | $2.2B | 41.08% | |
| 245 | AMEAmetek Inc | 18,909 | $2.1B | 40.27% | |
| 246 | —iShares Edge MSCI USA Value ET | 26,149 | $2.1B | 40.21% | |
| 247 | PYPLPayPal Holdings, Inc | 24,239 | $2.1B | 39.18% | |
| 248 | SCHESchwab Emerging Mkts ETF | 93,047 | $2.1B | 39.14% | |
| 249 | VEUVanguard FTSE All-World Ex-US | 46,547 | $2.1B | 38.79% | |
| 250 | TRVTravelers Companies Inc | 13,420 | $2.1B | 38.62% | |
| 251 | PSXPhillips 66 | 25,400 | $2.0B | 38.51% | Put |
| 252 | LHXL3Harris Technologies Inc | 9,796 | $2.0B | 38.24% | |
| 253 | —SPDR S&P Pharmaceuticals ETF | 50,131 | $2.0B | 37.81% | |
| 254 | PDECInnovator U.S. Eq Power Buffer | 69,271 | $2.0B | 37.06% | |
| 255 | USBUS Bancorp | 48,784 | $2.0B | 36.95% | |
| 256 | TRGPTarga Resources Prtns Com St | 32,524 | $2.0B | 36.85% | |
| 257 | —Innovator S&P 500 Power Buffer | 68,773 | $2.0B | 36.65% | |
| 258 | —C MXEA due 12-20-23 15 buff | 2,585,000 | $1.9B | 36.55% | |
| 259 | —GS SPX 7-26-23 15 buff | 1,960,000 | $1.9B | 36.05% | |
| 260 | DONSPDR Dow Jones Indl Avg ETF Se | 6,635 | $1.9B | 35.80% | |
| 261 | —Invesco Dividend Achievers ETF | 58,804 | $1.9B | 35.73% | |
| 262 | CMICummins Inc | 9,338 | $1.9B | 35.69% | |
| 263 | AEPAmerican Electric Power | 21,968 | $1.9B | 35.67% | |
| 264 | —MS MXEA due 8-14-24 15 buff | 2,500,000 | $1.9B | 35.46% | |
| 265 | DUKDuke Energy Corp. | 20,223 | $1.9B | 35.33% | |
| 266 | AZOAutozone Inc | 878 | $1.9B | 35.33% | |
| 267 | FDVVFidelity High Dividend ETF | 56,399 | $1.9B | 34.97% | |
| 268 | —JPM MXEF 2-21-25 15 buff | 2,175,000 | $1.9B | 34.79% | |
| 269 | NSRGYNestle SA ADR | 17,112 | $1.8B | 34.58% | |
| 270 | MPCMarathon Petroleum Corp | 18,422 | $1.8B | 34.37% | |
| 271 | ITWIllinois Tool Works | 10,002 | $1.8B | 33.94% | |
| 272 | —ETF Managers Trust | 41,394 | $1.8B | 33.72% | |
| 273 | MGVVanguard Mega Cap Value Index | 19,888 | $1.8B | 33.58% | |
| 274 | USRTiShares Core U.S. REIT ETF | 37,496 | $1.8B | 33.45% | |
| 275 | —T. Rowe Price Blue Chip Growth | 84,232 | $1.8B | 33.23% | |
| 276 | SCHDSchwab US Dividend Equity | 26,330 | $1.7B | 32.85% | |
| 277 | DGROiShares Tr. Core Div Growth | 39,232 | $1.7B | 32.78% | |
| 278 | EEMViShares MSCI Emerging Mkt Min | 34,135 | $1.7B | 32.50% | |
| 279 | —Vaneck ETF TR | 70,915 | $1.7B | 32.12% | |
| 280 | DRIOEURDariohealth Corp | 359,029 | $1.7B | 31.22% | |
| 281 | —Innovator S&P 500 Power Buffer | 56,186 | $1.6B | 30.73% | |
| 282 | —RBC SPX Due 11-22-23 15 Buff | 1,820,000 | $1.6B | 30.64% | |
| 283 | EOGEOG Resources | 14,529 | $1.6B | 30.49% | |
| 284 | —GS MXEA due 4-25-24 15 buff | 2,120,000 | $1.6B | 30.11% | |
| 285 | NSCNorfolk Southern | 7,594 | $1.6B | 29.90% | |
| 286 | EFSCEnterprise Financial Services | 36,073 | $1.6B | 29.85% | |
| 287 | —C MXEA 12-18-24 15 buff | 1,835,000 | $1.6B | 29.66% | |
| 288 | WYWeyerhauser Corporation | 55,286 | $1.6B | 29.66% | |
| 289 | —JPM MXEF 12-18-24 15 buff | 1,840,000 | $1.6B | 29.55% | |
| 290 | AMATApplied Materials | 19,177 | $1.6B | 29.51% | |
| 291 | PXDEURPIONEER NAT RES CO | 7,198 | $1.6B | 29.28% | |
| 292 | MPLXMPLX LP | 51,729 | $1.6B | 29.15% | |
| 293 | CLColgate Palmolive | 22,041 | $1.5B | 29.08% | |
| 294 | —Life Storage Inc | 13,979 | $1.5B | 29.08% | |
| 295 | CICigna Corp | 5,576 | $1.5B | 29.06% | |
| 296 | —UBS RTY due 9-20-24 buffer | 1,840,000 | $1.5B | 29.06% | |
| 297 | QQQMInvesco NASDAQ 100 ETF | 14,027 | $1.5B | 28.96% | |
| 298 | BDXBECTON DICKINSON & COMPANY | 6,894 | $1.5B | 28.85% | |
| 299 | XBISPDR S&P Biotech | 19,357 | $1.5B | 28.83% | |
| 300 | TROWT. Rowe Price Associates Inc | 14,581 | $1.5B | 28.76% |