MAI Capital Management Q3 2023 Filing
Filed November 14, 2023
Portfolio Value
$6.7B
Holdings
1,073
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (1,073 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVViShares S&P 500 Index | 1,223,744 | $525.5B | 7814.94% | |
| 2 | AAPLApple Inc | 1,535,016 | $262.8B | 3908.24% | Put |
| 3 | SPYSPDR S&P 500 ETF TRUST | 595,468 | $254.6B | 3785.44% | |
| 4 | MSFTMicrosoft Corp | 792,098 | $250.1B | 3719.29% | Put |
| 5 | IJHiShares S&P Mid Cap Index | 613,382 | $152.9B | 2274.48% | |
| 6 | IJRiShares S&P Small Cap Index | 1,205,970 | $113.8B | 1691.72% | |
| 7 | VIGVanguard Dividend Appreciation | 703,643 | $109.3B | 1625.89% | |
| 8 | AMZNAmazon Com Inc | 804,207 | $102.2B | 1520.27% | Call |
| 9 | VEAVanguard FTSE Developed Mkts E | 2,338,022 | $102.2B | 1520.09% | |
| 10 | IVEiShares S&P Barra Value Index | 625,742 | $96.3B | 1431.55% | |
| 11 | IWFiShares Russell 1000 Growth In | 357,610 | $95.1B | 1414.54% | |
| 12 | MDYSPDR S&P Mid Cap 400 ETF | 207,259 | $94.6B | 1407.43% | |
| 13 | AQLTiShares Core MSCI EAFE | 1,273,495 | $81.9B | 1218.67% | |
| 14 | QQQINVESCO QQQ TR SER 1 | 220,659 | $79.1B | 1175.63% | |
| 15 | —Alphabet Inc Class C | 595,587 | $78.5B | 1167.80% | |
| 16 | GOOGLAlphabet Inc Class | 585,325 | $76.6B | 1139.05% | |
| 17 | VTIVanguard Tot Stock Mrkt ETF | 355,781 | $75.6B | 1123.82% | |
| 18 | IWMiShares Russell 2000 Index | 383,520 | $67.8B | 1008.01% | |
| 19 | VWOVanguard FTSE Emerging Mkts ET | 1,723,129 | $67.6B | 1004.74% | |
| 20 | VVisa Inc Class A Shares | 285,983 | $65.8B | 978.21% | |
| 21 | JNJJohnson and Johnson | 421,283 | $65.6B | 975.75% | |
| 22 | SDYSPDR S&P Dividend ETF | 566,904 | $65.2B | 969.58% | |
| 23 | UNHUnitedHealth Group Inc | 121,487 | $61.3B | 910.87% | Put |
| 24 | HDHome Depot Inc | 201,611 | $60.9B | 905.92% | |
| 25 | IVWiShares S&P 500 Growth | 879,232 | $60.2B | 894.60% | |
| 26 | IJKiShares S&P Mid Cap 400 Growth | 776,292 | $56.1B | 833.96% | |
| 27 | IEMGiShares Core MSCI Emerging Mkt | 1,163,544 | $55.4B | 823.46% | |
| 28 | NVDANvidia Corp | 126,941 | $55.2B | 821.14% | Call |
| 29 | AVGOBroadcom Inc | 64,646 | $53.7B | 798.47% | Put |
| 30 | ABBVAbbvie Inc | 344,403 | $51.3B | 763.42% | |
| 31 | LLYLilly, Eli Co | 93,599 | $50.3B | 747.63% | Put |
| 32 | —Cisco Systems Inc | 902,164 | $48.5B | 721.25% | |
| 33 | JPMJP Morgan Chase & Co | 317,370 | $46.0B | 684.43% | |
| 34 | METAMeta Platforms Inc | 152,464 | $45.8B | 680.67% | |
| 35 | SHWSherwin Williams Company | 172,511 | $44.0B | 654.30% | |
| 36 | PEPPepsico Inc | 256,682 | $43.5B | 646.77% | |
| 37 | RSPInvesco S&P 500 Equal Weight E | 294,329 | $41.7B | 620.17% | |
| 38 | BRK/BBerkshire Hathaway Class B | 117,714 | $41.2B | 613.21% | |
| 39 | PGProcter & Gamble Co | 282,567 | $41.2B | 612.91% | |
| 40 | COSTCostco Wholesale Corp | 71,633 | $40.5B | 601.82% | |
| 41 | ABTAbbott Labs | 400,174 | $38.8B | 576.34% | |
| 42 | QCOMQualcomm Incorporated | 339,325 | $37.7B | 560.42% | Put |
| 43 | IWDiShares Russell 1000 Value Ind | 247,241 | $37.5B | 558.20% | |
| 44 | SCHGSchwab US Large Cap Growth | 501,108 | $36.4B | 541.90% | |
| 45 | IJJiShares S&P Mid Cap 400 Value | 353,008 | $35.6B | 529.84% | |
| 46 | MCDMcDonalds Corp | 131,064 | $34.5B | 513.45% | |
| 47 | HONHoneywell Intl Inc | 185,462 | $34.3B | 509.51% | |
| 48 | MAMastercard | 86,457 | $34.2B | 509.02% | |
| 49 | PPAInvesco Aerospace Defense ETF | 426,632 | $34.0B | 506.29% | |
| 50 | IWNiShares Russell 2000 Value Ind | 250,433 | $33.9B | 504.81% | |
| 51 | ACNAccenture PLC Cl A | 109,258 | $33.6B | 498.98% | |
| 52 | ADBEAdobe Inc | 63,092 | $32.2B | 478.40% | |
| 53 | BMYBristol-Myers Squibb Co | 520,845 | $30.2B | 449.54% | |
| 54 | NEENextera Energy Inc | 519,061 | $29.7B | 442.21% | |
| 55 | CBChubb Ltd | 139,151 | $29.0B | 430.79% | |
| 56 | RTXRTX Corp | 397,021 | $28.6B | 424.91% | |
| 57 | XLKSPDR Technology Index | 170,477 | $27.9B | 415.59% | |
| 58 | ETNEaton Corp Plc | 118,952 | $25.4B | 377.28% | |
| 59 | BKNGBooking Holdings Inc | 8,164 | $25.2B | 374.39% | |
| 60 | XLVSPDR Health Care Select | 193,386 | $24.9B | 370.23% | |
| 61 | KOCOCA COLA COM | 438,076 | $24.5B | 364.68% | |
| 62 | EWKiShares MSCI USA Min Volatilit | 326,605 | $23.6B | 351.54% | |
| 63 | SBUXStarbucks Corp | 258,932 | $23.6B | 351.43% | |
| 64 | BACBank of America Corp | 861,555 | $23.6B | 350.78% | Call |
| 65 | VTWGVanguard Russell 1000 ETF | 114,909 | $22.4B | 332.64% | |
| 66 | DHRDanaher Corp | 86,740 | $21.5B | 320.03% | |
| 67 | MDLZMondelez International Inc | 303,320 | $21.1B | 313.04% | |
| 68 | IWRiShares Russell Mid Cap Index | 303,685 | $21.0B | 312.74% | |
| 69 | IWOiShares Russell 2000 Growth In | 93,032 | $20.9B | 310.11% | |
| 70 | CVXCHEVRON CORPORATION | 123,140 | $20.8B | 308.77% | |
| 71 | EFAiShares MSCI EAFE Index | 300,005 | $20.7B | 307.47% | |
| 72 | VGTVanguard Information Technolog | 48,679 | $20.2B | 300.35% | |
| 73 | UNPUnion Pacific Corp | 98,094 | $20.0B | 297.04% | |
| 74 | VZVerizon Communicatons Com | 605,203 | $19.6B | 291.68% | |
| 75 | PANWPalo Alto Networks Inc. | 82,953 | $19.4B | 289.20% | |
| 76 | ABNBAirbnb Inc. | 140,928 | $19.3B | 287.55% | Put |
| 77 | —401(k) Provider Balance | 18,257,082 | $18.3B | 271.50% | |
| 78 | AMTAmerican Tower | 105,930 | $17.4B | 259.05% | |
| 79 | —VanEck Morningstar Wide Moat E | 226,108 | $17.1B | 255.01% | |
| 80 | NFLXNetflix Inc. | 45,171 | $17.1B | 253.64% | |
| 81 | TSMTaiwan Manufacturing Inc | 190,724 | $16.6B | 246.46% | |
| 82 | XOMExxon Mobil Corp COM | 139,238 | $16.4B | 243.45% | |
| 83 | —Intercontinental Exchange, Inc | 147,016 | $16.2B | 240.53% | |
| 84 | WMTWalmart Inc | 101,106 | $16.2B | 240.45% | |
| 85 | LMTLockheed Martin | 39,439 | $16.1B | 239.84% | |
| 86 | DWDMORGAN STANLEY DEAN WITTER & C | 197,232 | $16.1B | 239.53% | |
| 87 | MRKMerck & Co | 154,369 | $15.9B | 236.33% | |
| 88 | COWZPacer US Cash Cows 100 ETF | 313,564 | $15.5B | 230.49% | |
| 89 | VTVVanguard Value ETF | 110,805 | $15.3B | 227.28% | |
| 90 | ORCLOracle Corp | 143,144 | $15.2B | 225.46% | |
| 91 | COPConocoPhillips | 126,016 | $15.1B | 224.49% | Put |
| 92 | —TD SPX 2-21-25 15 buff | 14,565,000 | $15.0B | 223.68% | |
| 93 | SCHXSchwab US Large Cap ETF | 283,057 | $14.3B | 212.98% | |
| 94 | —Epam Systems Inc | 55,188 | $14.1B | 209.85% | |
| 95 | LOWLOWES COMPANIES INC | 67,857 | $14.1B | 209.71% | Put |
| 96 | ORealty Inc Crp Md Reit | 280,970 | $14.0B | 208.66% | |
| 97 | VUGVanguard Growth ETF | 51,477 | $14.0B | 208.45% | |
| 98 | INTCIntel Corp | 393,595 | $14.0B | 208.08% | |
| 99 | ZTSZoetis Inc | 80,388 | $14.0B | 207.97% | |
| 100 | IWBiShares Russell 1000 | 59,440 | $14.0B | 207.65% |
Page 1 of 11Next