MAI Capital Management Q3 2023 Filing
Filed November 14, 2023
Portfolio Value
$6.7B
Holdings
1,073
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (1,073 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | WQTMWisdomtree Midcap Dividend | 339,625 | $13.9B | 206.87% | |
| 102 | VHTVanguard Health Care ETF | 58,023 | $13.6B | 202.86% | |
| 103 | CRWDCrowdstrike Hldgs Inc | 81,236 | $13.6B | 202.17% | Put |
| 104 | APDAir Products & Chemicals Inc | 47,953 | $13.6B | 202.10% | |
| 105 | —Innovator S&P 500 Power Buffer | 418,534 | $13.6B | 201.65% | |
| 106 | GSLCGS Activebeta Large Cap ETF | 160,583 | $13.5B | 201.13% | |
| 107 | AQLTiShares Select Dividend ETF | 125,139 | $13.5B | 200.30% | |
| 108 | EPDEnterprise Products Ptnrs | 490,002 | $13.4B | 199.44% | |
| 109 | VOVanguard Mid Cap Vipers Index | 64,102 | $13.3B | 198.50% | |
| 110 | IJSiShares S&P Small Cap 600 Valu | 149,255 | $13.3B | 198.02% | |
| 111 | DEODiageo Plc Spsd ADR | 87,762 | $13.1B | 194.69% | |
| 112 | BLKCHFBlackrock Inc | 20,104 | $13.0B | 193.26% | |
| 113 | SCHDSchwab US Dividend Equity | 183,032 | $13.0B | 192.60% | |
| 114 | XLESPDR Energy Index | 143,022 | $12.9B | 192.24% | |
| 115 | FDDFirst Trust Tech Etf | 113,810 | $12.6B | 188.10% | |
| 116 | —Dimensional International Cr E | 469,006 | $12.2B | 182.10% | |
| 117 | SCZiShares MSCI EAFE Small Cap In | 215,980 | $12.2B | 181.37% | |
| 118 | NKENike Inc. | 126,158 | $12.1B | 179.39% | |
| 119 | TSLATesla Inc. | 47,844 | $12.0B | 178.02% | Call |
| 120 | DLSWisdomTree Int'l Small Cap Div | 208,123 | $12.0B | 177.86% | |
| 121 | FWONALiberty Formula One Group Regi | 190,728 | $11.9B | 176.70% | |
| 122 | XLFISPDR Consumer Staples Select S | 171,920 | $11.8B | 175.91% | |
| 123 | BSXBoston Scientific Corp | 219,321 | $11.6B | 172.21% | |
| 124 | AMDAdvanced Micro Devices Inc. | 112,077 | $11.5B | 171.36% | |
| 125 | XLIIndustrial Select Sector SPDR | 106,685 | $10.8B | 160.83% | |
| 126 | BABoeing Company | 55,201 | $10.6B | 157.34% | |
| 127 | AMGNAmgen Inc | 38,822 | $10.4B | 155.15% | |
| 128 | DPZDomino's Pizza Inc | 27,421 | $10.4B | 154.45% | |
| 129 | OTISOtis Worldwide Corp | 128,177 | $10.3B | 153.07% | |
| 130 | AXPAmerican Express | 68,190 | $10.2B | 151.28% | |
| 131 | VOOVanguard Index Fds S&P 500 | 25,535 | $10.0B | 149.11% | |
| 132 | VBVanguard Small Cap ETF | 52,935 | $10.0B | 148.83% | |
| 133 | CMCSAComcast Corp. Cl A | 225,171 | $10.0B | 148.47% | |
| 134 | PFEPfizer Inc | 299,369 | $9.9B | 147.67% | |
| 135 | DGROiShares Tr. Core Div Growth | 197,785 | $9.8B | 145.68% | |
| 136 | IWPiShares Russell Mid Cap Growth | 105,505 | $9.6B | 143.31% | |
| 137 | NVRNVR Inc | 1,607 | $9.6B | 142.48% | |
| 138 | FRELFidelity MSCI Real Estate ETF | 413,997 | $9.4B | 140.06% | |
| 139 | SYKStryker Corp | 34,357 | $9.4B | 139.61% | |
| 140 | SCHVSchwab US Large Cap Value | 145,014 | $9.3B | 139.00% | |
| 141 | —Invesco S&P 500 Healthcare | 336,184 | $9.2B | 136.98% | |
| 142 | —GS SPX 10-24-24 15 abs ret buf | 9,015,000 | $9.2B | 136.59% | |
| 143 | DISDisney, Walt Co. | 111,942 | $9.1B | 134.91% | |
| 144 | MLPAGlobal X MLP & Energy Infrastr | 207,308 | $8.8B | 130.66% | |
| 145 | AKAFAptus Collared Income Opportun | 278,008 | $8.5B | 125.79% | |
| 146 | —JPM MXEF due 12-20-23 15 buff | 10,515,000 | $8.4B | 125.17% | |
| 147 | VOEVanguard Mid-Cap Value ETF | 63,166 | $8.3B | 123.01% | |
| 148 | PJTPJT Partners Inc | 103,778 | $8.2B | 122.60% | |
| 149 | —Dimensional US Marketwide Valu | 241,127 | $8.2B | 121.99% | |
| 150 | —TD SPX 7/23/24 15 abs ret buff | 7,560,000 | $8.1B | 121.11% | |
| 151 | OBDCBlue Owl Capital Corp Ordinary | 587,275 | $8.1B | 120.95% | |
| 152 | BRK-BBerkshire Htwy Cla100 Shs 1 Wh | 1,500 | $8.0B | 118.55% | |
| 153 | IJTiShares S&P Small Cap 600 Grow | 72,260 | $7.9B | 117.85% | |
| 154 | IBBISHARES BIOTECHNOLOGY ETF | 64,242 | $7.9B | 116.83% | |
| 155 | ITOTIShares Core S&P Total US Stoc | 82,988 | $7.8B | 116.23% | |
| 156 | PGRProgressive Corp | 56,060 | $7.8B | 116.13% | |
| 157 | —Dimensional US Core Equity Mar | 257,087 | $7.7B | 114.49% | |
| 158 | PJULInnovator S&P 500 Power Buffer | 226,958 | $7.6B | 113.73% | |
| 159 | UPSUnited Parcel Service Inc. | 49,056 | $7.6B | 113.70% | |
| 160 | BSTTBlackstone Real Estate Income | 512,907 | $7.6B | 113.60% | |
| 161 | —Innovator Nasdaq-100 Power Bfr | 149,589 | $7.6B | 112.99% | |
| 162 | —Global X US Infrastructure Dev | 249,801 | $7.6B | 112.84% | |
| 163 | AMATApplied Materials | 54,708 | $7.6B | 112.62% | Put |
| 164 | PAUGInnovator S&P 500 Power Buffer | 241,054 | $7.5B | 111.30% | |
| 165 | CDNSCadence Design Systems | 31,411 | $7.4B | 109.42% | Put |
| 166 | EEMiShares MSCI Emerg Mkts Indx F | 188,934 | $7.2B | 106.63% | |
| 167 | VMCVulcan Materials | 35,152 | $7.1B | 105.60% | |
| 168 | IWSiShares Russell Mid Cap Value | 68,038 | $7.1B | 105.57% | |
| 169 | CVSCVS Health Corp. | 100,167 | $7.0B | 103.99% | |
| 170 | TXNTexas Instrument Inc | 43,058 | $6.8B | 101.81% | |
| 171 | —TD SPX due 9-20-24 15 buff | 6,705,000 | $6.8B | 101.00% | |
| 172 | TOLToll Brothers | 90,620 | $6.7B | 99.67% | |
| 173 | ETEnergy Transfer LP | 475,325 | $6.7B | 99.16% | |
| 174 | CMECME Group Inc | 32,830 | $6.6B | 97.75% | |
| 175 | SCHMSchwab US Mid-Cap ETF | 90,631 | $6.1B | 91.20% | |
| 176 | —JPM SPX due 8/28/2025 | 5,725,000 | $6.1B | 90.70% | |
| 177 | XLUSPDR Utilities Index | 102,852 | $6.1B | 90.13% | |
| 178 | —MS SPX due 4-22-24 15 buff | 6,190,000 | $6.0B | 89.94% | |
| 179 | EWKiShares MSCI Emerging Mkts ex | 120,572 | $6.0B | 89.35% | |
| 180 | NOWServiceNow Inc | 10,252 | $5.7B | 85.21% | |
| 181 | FDDFirst Trust Capital Strength E | 75,537 | $5.6B | 82.70% | |
| 182 | WMWaste Management Inc | 35,775 | $5.5B | 81.09% | |
| 183 | KMBKIMBERLY CLARK | 44,493 | $5.4B | 79.95% | |
| 184 | VVVanguard Large Cap ETF | 27,442 | $5.4B | 79.86% | |
| 185 | AMJEURJPMorgan Alerian MLP Index | 216,499 | $5.3B | 79.52% | |
| 186 | OKEONEOK Inc | 84,207 | $5.3B | 79.43% | |
| 187 | CRMSalesforce Inc | 25,952 | $5.3B | 78.25% | |
| 188 | —Dimensional US Targeted Value | 115,018 | $5.3B | 78.15% | |
| 189 | DYHTarget | 46,922 | $5.2B | 77.15% | |
| 190 | —Communication Services Select | 78,330 | $5.1B | 76.38% | |
| 191 | DEDeere & Co | 13,598 | $5.1B | 76.30% | |
| 192 | 4I1Philip Morris Int'l | 54,896 | $5.1B | 75.57% | |
| 193 | GSGoldman Sachs Group, Inc. | 15,222 | $4.9B | 73.24% | |
| 194 | —ACTIVISION BLIZZARD INC | 51,717 | $4.8B | 72.01% | |
| 195 | VOTVanguard Mid Cap Growth ETF | 24,782 | $4.8B | 71.77% | |
| 196 | SWKStanley Black & Decker | 57,729 | $4.8B | 71.74% | |
| 197 | —iShares MSCI USA Quality Facto | 36,262 | $4.8B | 71.05% | |
| 198 | BXBlackstone Group Inc | 44,137 | $4.7B | 70.31% | |
| 199 | VBRVanguard Small Cap Value Fund | 29,313 | $4.7B | 69.52% | |
| 200 | —TD RTY 10/24/2024 15 abs ret b | 4,377,000 | $4.5B | 66.64% |