MAI Capital Management Q4 2023 Filing
Filed February 9, 2024
Portfolio Value
$7.6B
Holdings
1,120
Report Date
Q4 2023
Filing Type
13F-HR
All Holdings (1,120 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | —Dimensional Emerging Core Equi | 200,786 | $4.8B | 63.62% | |
| 202 | CNCCentene | 64,960 | $4.8B | 63.36% | |
| 203 | —MS SPX 4-24-25 | 3,610,000 | $4.7B | 62.25% | |
| 204 | TJXTJX Companies Inc | 50,267 | $4.7B | 61.98% | |
| 205 | ISRGIntuitive Surgical Inc | 13,976 | $4.7B | 61.96% | Put |
| 206 | CATCaterpillar Inc | 15,889 | $4.7B | 61.74% | |
| 207 | —Dimensional US Core Equity 2 E | 159,617 | $4.7B | 61.32% | |
| 208 | JEPIJPMorgan Equity Premium Income | 84,831 | $4.7B | 61.31% | |
| 209 | —TD RTY 10/24/2024 15 abs ret b | 4,252,000 | $4.7B | 61.15% | |
| 210 | EWEdwards Lifesciences Corp. | 60,383 | $4.6B | 60.52% | |
| 211 | SCHASchwab US Small-Cap ETF | 95,304 | $4.5B | 59.18% | |
| 212 | PHParker Hannifin Corp | 9,750 | $4.5B | 59.05% | |
| 213 | XLFSPDR Financial Index | 118,159 | $4.4B | 58.39% | |
| 214 | OKEONEOK Inc | 62,944 | $4.4B | 58.09% | |
| 215 | TA T & T Corp New | 261,477 | $4.4B | 57.67% | |
| 216 | 8CWCROWN CASTLE INC | 37,316 | $4.3B | 56.50% | |
| 217 | ANETEURArista Networks, Inc. | 17,766 | $4.2B | 55.00% | |
| 218 | ADMArcher Daniels Midland Co. | 57,086 | $4.1B | 54.18% | |
| 219 | —RBC MXEA due 08/28/2025 | 3,695,000 | $4.1B | 54.06% | |
| 220 | DYHTarget | 28,790 | $4.1B | 53.89% | |
| 221 | ROPRoper Industries | 7,499 | $4.1B | 53.74% | |
| 222 | WFCWells Fargo & Company | 80,648 | $4.0B | 52.17% | |
| 223 | NVONovo-Nordisk ADR | 38,346 | $4.0B | 52.13% | Put |
| 224 | FICOFair Isaac and Co. | 3,398 | $4.0B | 51.99% | |
| 225 | ELVElevance Health Inc | 8,385 | $4.0B | 51.96% | |
| 226 | TRVCCitigroup Inc | 76,386 | $3.9B | 51.65% | |
| 227 | NVRNVR Inc | 552 | $3.9B | 50.76% | |
| 228 | —BMO SPX due 02/02/2026 | 3,715,000 | $3.9B | 50.69% | |
| 229 | XLYSPDR Consumer Discret Select S | 21,564 | $3.9B | 50.67% | |
| 230 | MPCMarathon Petroleum Corp | 25,901 | $3.8B | 50.50% | |
| 231 | BRK-BBerkshire Hathaway | 7 | $3.8B | 49.92% | |
| 232 | —RBC SPX due 11/24/2025 | 3,440,000 | $3.8B | 49.88% | |
| 233 | MOAltria Group Inc. | 93,150 | $3.8B | 49.38% | |
| 234 | —UBS MID due 4-25-24 15 buff | 3,610,000 | $3.8B | 49.34% | |
| 235 | MDTMedtronic Plc | 45,573 | $3.8B | 49.34% | |
| 236 | SCHFSchwab International Equity | 96,620 | $3.6B | 46.94% | |
| 237 | —Innovator Nasdaq-100 Power Bfr | 63,381 | $3.5B | 45.89% | |
| 238 | —Innovator Growth-100 Pwr Buff | 83,527 | $3.5B | 45.77% | |
| 239 | TMOTHERMO FISHER CORP | 6,546 | $3.5B | 45.66% | |
| 240 | ADPAutomatic Data Processing | 14,911 | $3.5B | 45.65% | |
| 241 | GWXSPDR S&P Int'l Small Cap Fd | 108,915 | $3.5B | 45.47% | |
| 242 | INTUIntuit | 5,493 | $3.4B | 45.13% | |
| 243 | PLDPROLOGIS INC | 25,318 | $3.4B | 44.35% | |
| 244 | BLDRBuilders First Source Inc | 20,151 | $3.4B | 44.22% | |
| 245 | GEGENERAL ELEC CO REG SHS | 26,336 | $3.4B | 44.18% | |
| 246 | —TD SPX due 06/25/2026 | 3,270,000 | $3.3B | 42.98% | |
| 247 | TTTrane Technologies PLC | 13,392 | $3.3B | 42.93% | |
| 248 | NOCNorthrop Grumman Corp | 6,869 | $3.2B | 42.26% | |
| 249 | —Innovator S&P 500 Power Buffer | 87,763 | $3.1B | 41.09% | |
| 250 | OZKBank OZK | 62,734 | $3.1B | 41.09% | |
| 251 | —RBC SPX due 06/02/2026 | 3,050,000 | $3.1B | 41.05% | |
| 252 | PSXPhillips 66 | 23,394 | $3.1B | 40.93% | Put |
| 253 | AAXJiShares Tr MSCI AC Asia Ex Jap | 46,473 | $3.1B | 40.66% | |
| 254 | MGKVanguard Mega Cap Growth | 11,860 | $3.1B | 40.45% | |
| 255 | SCHWCharles Schwab | 44,234 | $3.0B | 40.00% | |
| 256 | —TD RTY due 4-25-24 15 buff | 3,135,000 | $3.0B | 39.62% | |
| 257 | METMetlife Inc. | 44,559 | $2.9B | 38.72% | |
| 258 | VGKVanguard Europe ETF | 44,962 | $2.9B | 38.11% | |
| 259 | TRVTravelers Companies Inc | 15,213 | $2.9B | 38.08% | |
| 260 | CICigna Group | 9,528 | $2.9B | 37.50% | |
| 261 | GILDGilead Sciences Inc | 35,199 | $2.9B | 37.48% | |
| 262 | —ETF Managers Trust | 47,125 | $2.8B | 37.41% | |
| 263 | TYLTyler Technologies Inc | 6,625 | $2.8B | 36.40% | Put |
| 264 | ULTAUlta Beauty Inc | 5,605 | $2.7B | 36.10% | |
| 265 | CMGChipotle Mexican Grill | 1,194 | $2.7B | 35.90% | |
| 266 | PUBGYPublicis Group SA ADR | 115,979 | $2.7B | 35.36% | |
| 267 | DBEFDeutsche X Tracks MSCI EAFE | 72,717 | $2.7B | 35.35% | |
| 268 | ITWOProShares S&P 500 Div Aristocr | 28,233 | $2.7B | 35.32% | |
| 269 | ITWIllinois Tool Works | 10,150 | $2.7B | 34.94% | |
| 270 | MGVVanguard Mega Cap Value Index | 24,226 | $2.6B | 34.82% | |
| 271 | SLBSchlumberger Limited | 50,115 | $2.6B | 34.27% | |
| 272 | YUMYum! Brands Inc. | 19,731 | $2.6B | 33.89% | |
| 273 | NVSNNovartis AG ADR | 25,464 | $2.6B | 33.79% | |
| 274 | —TD RTY due 12-3-24 15 abs ret | 2,272,000 | $2.6B | 33.70% | |
| 275 | BABAAlibaba Group Holding Limited | 32,779 | $2.5B | 33.39% | |
| 276 | —JPM Mid due 06/02/2026 | 2,400,000 | $2.5B | 33.28% | |
| 277 | AMEAmetek Inc | 15,274 | $2.5B | 33.10% | |
| 278 | —Goldman Sachs 24m SPX Market L | 2,250,000 | $2.5B | 33.10% | |
| 279 | NSRGYNestle SA ADR | 21,673 | $2.5B | 32.99% | |
| 280 | —JPM MXEF 2-21-25 15 buff | 2,115,000 | $2.5B | 32.55% | |
| 281 | FVDFirst Tr Value Line Dividend I | 60,996 | $2.5B | 32.51% | |
| 282 | —MS MXEA due 8-14-24 15 buff | 2,475,000 | $2.5B | 32.35% | |
| 283 | QQQMInvesco NASDAQ 100 ETF | 14,571 | $2.5B | 32.27% | |
| 284 | VYMVanguard High Dividend Yield E | 22,000 | $2.5B | 32.27% | |
| 285 | IYWiShares US Technology | 19,904 | $2.4B | 32.11% | |
| 286 | MMM3M Company | 22,280 | $2.4B | 32.01% | |
| 287 | DELLDell Technologies C | 31,615 | $2.4B | 31.78% | |
| 288 | DOWDow Inc | 43,854 | $2.4B | 31.60% | |
| 289 | AIGAmerican International Group | 35,387 | $2.4B | 31.51% | |
| 290 | CLColgate Palmolive | 30,031 | $2.4B | 31.46% | |
| 291 | KLACKLA - Tencor | 4,036 | $2.3B | 30.82% | |
| 292 | SCHBSchwab US Broad ETF | 41,730 | $2.3B | 30.53% | |
| 293 | —UBS E-TRACS Alerian MLP Infras | 108,330 | $2.3B | 30.44% | |
| 294 | CMICummins Inc | 9,627 | $2.3B | 30.31% | |
| 295 | —iShares Exponential Technologi | 38,395 | $2.3B | 30.21% | |
| 296 | AUTLAutolus Therapeutics PLC ADR | 351,906 | $2.3B | 29.79% | |
| 297 | GDGeneral Dynamics | 8,591 | $2.2B | 29.31% | |
| 298 | —C MXEA 12-18-24 15 buff | 1,835,000 | $2.2B | 29.14% | |
| 299 | MARMarriott Intl Inc | 9,712 | $2.2B | 28.79% | |
| 300 | KMIKinder Morgan, Inc. | 124,065 | $2.2B | 28.76% |