Marathon Trading Investment Management LLC Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$1.5B

Holdings

188

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (188 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	532,200	$171.3M	11.54%	Put
2	AMZNAMAZON COM INC	82,700	$152.8M	10.29%	Put
3	AMZNAMAZON COM INC	81,650	$150.9M	10.16%
4	SPYSPDR S&P 500 ETF TR	380,450	$122.5M	8.25%
5	AAPLAPPLE INC	300,800	$88.3M	5.95%	Put
6	AAPLAPPLE INC	196,700	$57.8M	3.89%	Call
7	AAPLAPPLE INC	175,687	$51.6M	3.47%
8	MSFTMICROSOFT CORP	312,400	$49.3M	3.32%	Put
9	GLDSPDR GOLD TRUST	331,500	$47.4M	3.19%	Put
10	MSFTMICROSOFT CORP	295,671	$46.6M	3.14%
11	MASMASCO CORP	791,700	$38.0M	2.56%	Call
12	—GENERAL ELECTRIC CO	2,571,200	$28.7M	1.93%	Put
13	GLDSPDR GOLD TRUST	165,300	$23.6M	1.59%	Call
14	NFLXNETFLIX INC	72,500	$23.5M	1.58%	Put
15	NFLXNETFLIX INC	58,919	$19.1M	1.28%
16	TSLATESLA INC	43,700	$18.3M	1.23%	Call
17	GSGOLDMAN SACHS GROUP INC	75,000	$17.2M	1.16%	Call
18	GEGENERAL ELECTRIC CO	1,300,822	$14.5M	0.98%
19	NFLXNETFLIX INC	38,300	$12.4M	0.83%	Call
20	—GENERAL ELECTRIC CO	1,058,500	$11.8M	0.80%	Call
21	JDJD COM INC	307,400	$10.8M	0.73%	Put
22	SLVISHARES SILVER TRUST	610,000	$10.2M	0.69%	Put
23	MSFTMICROSOFT CORP	57,000	$9.0M	0.61%	Call
24	STTSPDR S&P 500 ETF TR	27,500	$8.9M	0.60%	Call
25	—VANECK VECTORS ETF TRUST	274,500	$8.0M	0.54%	Call
26	—BARCLAYS BK PLC	526,200	$8.0M	0.54%	Put
27	—DISNEY WALT CO	55,000	$8.0M	0.54%	Put
28	TSLATESLA INC	18,800	$7.9M	0.53%	Put
29	BMYBRISTOL MYERS SQUIBB CO	115,247	$7.4M	0.50%
30	KHCKRAFT HEINZ CO	230,200	$7.4M	0.50%	Put
31	—JD COM INC	175,000	$6.2M	0.42%	Call
32	BAC 7.25 PERP LBANK AMER CORP	4,033	$5.8M	0.39%
33	RAMPLIVERAMP HLDGS INC	112,600	$5.4M	0.36%	Call
34	LENLENNAR CORP	94,100	$5.3M	0.35%	Put
35	TALTAL EDUCATION GROUP	105,000	$5.1M	0.34%	Put
36	—ALIBABA GROUP HLDG LTD	22,700	$4.8M	0.32%	Put
37	UPSUNITED PARCEL SERVICE INC	40,000	$4.7M	0.32%	Call
38	GDXVANECK VECTORS ETF TRUST	150,216	$4.4M	0.30%
39	—ABB LTD	181,400	$4.4M	0.29%	Call
40	SNAPSNAP INC	260,600	$4.3M	0.29%	Call
41	DISDISNEY WALT CO	28,690	$4.1M	0.28%
42	PPLPPL CORP	115,400	$4.1M	0.28%	Call
43	NBISYANDEX N V	92,500	$4.0M	0.27%	Put
44	GSGOLDMAN SACHS GROUP INC	17,378	$4.0M	0.27%
45	GSGOLDMAN SACHS GROUP INC	17,000	$3.9M	0.26%	Put
46	PPLPPL CORP	107,500	$3.9M	0.26%	Put
47	METAFACEBOOK INC	18,650	$3.8M	0.26%
48	VLOVALERO ENERGY CORP NEW	40,000	$3.7M	0.25%	Put
49	—FACEBOOK INC	17,100	$3.5M	0.24%	Call
50	USLMUNITED STATES STL CORP NEW	305,700	$3.5M	0.23%	Put
51	—ITAU UNIBANCO HLDG SA	375,700	$3.4M	0.23%	Call
52	—AMAZON COM INC	1,800	$3.3M	0.22%	Call
53	SNAPSNAP INC	200,000	$3.3M	0.22%	Put
54	—ITAU UNIBANCO HLDG SA	356,500	$3.3M	0.22%	Put
55	QCOMQUALCOMM INC	36,889	$3.3M	0.22%
56	ETENERGY TRANSFER LP	251,000	$3.2M	0.22%	Call
57	MUMICRON TECHNOLOGY INC	59,000	$3.2M	0.21%	Put
58	—APOLLO GLOBAL MGMT INC	66,500	$3.2M	0.21%	Call
59	SCHWTHE CHARLES SCHWAB CORPORATI	65,200	$3.1M	0.21%	Put
60	NVDANVIDIA CORP	13,100	$3.1M	0.21%	Put
61	SLVISHARES SILVER TRUST	184,700	$3.1M	0.21%	Call
62	XLFISELECT SECTOR SPDR TR	50,000	$3.0M	0.20%	Call
63	JDJD COM INC	83,842	$3.0M	0.20%
64	KHCKRAFT HEINZ CO	85,065	$2.7M	0.18%
65	—CAESARS ENTMT CORP	200,000	$2.7M	0.18%	Put
66	BACBANK AMER CORP	76,413	$2.7M	0.18%
67	NVDANVIDIA CORP	11,000	$2.6M	0.17%	Call
68	TSLATESLA INC	5,860	$2.5M	0.17%
69	MASMASCO CORP	50,900	$2.4M	0.16%	Put
70	WFCWELLS FARGO CO NEW	45,000	$2.4M	0.16%	Put
71	—DISNEY WALT CO	15,500	$2.2M	0.15%	Call
72	METAFACEBOOK INC	10,800	$2.2M	0.15%	Put
73	QQQINVESCO QQQ TR	10,400	$2.2M	0.15%	Put
74	APOEURAPOLLO GLOBAL MGMT INC	45,852	$2.2M	0.15%
75	CRONCRONOS GROUP INC	285,000	$2.2M	0.15%	Call
76	—VANECK VECTORS ETF TRUST	72,800	$2.1M	0.14%	Put
77	SBUXSTARBUCKS CORP	24,200	$2.1M	0.14%	Put
78	ESSESSEX PPTY TR INC	7,025	$2.1M	0.14%
79	—TWITTER INC	65,000	$2.1M	0.14%	Put
80	SNYSANOFI	40,600	$2.0M	0.14%	Call
81	AMDADVANCED MICRO DEVICES INC	41,200	$1.9M	0.13%	Put
82	BACBANK AMER CORP	53,500	$1.9M	0.13%	Call
83	PTONPELOTON INTERACTIVE INC	65,500	$1.9M	0.13%	Call
84	—PAN AMERICAN SILVER CORP	77,000	$1.8M	0.12%	Call
85	MUMICRON TECHNOLOGY INC	33,701	$1.8M	0.12%
86	KHCKRAFT HEINZ CO	55,500	$1.8M	0.12%	Call
87	—TWITTER INC	55,400	$1.8M	0.12%	Call
88	MUMICRON TECHNOLOGY INC	33,000	$1.8M	0.12%	Call
89	QCOMQUALCOMM INC	20,000	$1.8M	0.12%	Put
90	QCOMQUALCOMM INC	19,700	$1.7M	0.12%	Call
91	LVSLAS VEGAS SANDS CORP	25,000	$1.7M	0.12%	Put
92	—GENERAL MTRS CO	46,900	$1.7M	0.12%	Put
93	PCGPG&E CORP	152,800	$1.7M	0.11%	Call
94	—ALIBABA GROUP HLDG LTD	7,600	$1.6M	0.11%	Call
95	BIDUBAIDU INC	12,500	$1.6M	0.11%	Call
96	TWTRUSDTWITTER INC	48,876	$1.6M	0.11%
97	TLTISHARES TR	11,527	$1.6M	0.11%
98	TRVCCITIGROUP INC	19,144	$1.5M	0.10%
99	SMRFALPS ETF TR	174,600	$1.5M	0.10%	Put
100	—ROYAL BK CDA MONTREAL QUE	18,500	$1.5M	0.10%	Call

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