Marathon Trading Investment Management LLC Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$1.5B

Holdings

188

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (188 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	PAASPAN AMERICAN SILVER CORP	60,526	$1.4M	0.10%
102	NIONIO INC	344,500	$1.4M	0.09%	Put
103	INVAINNOVIVA INC	97,000	$1.4M	0.09%	Call
104	SBUXSTARBUCKS CORP	15,448	$1.4M	0.09%
105	BABOEING CO	4,000	$1.3M	0.09%
106	BMYBRISTOL MYERS SQUIBB CO	20,000	$1.3M	0.09%	Put
107	PAYXPAYCHEX INC	15,000	$1.3M	0.09%	Call
108	USX1UNITED STATES STL CORP NEW	109,651	$1.3M	0.08%
109	CCITIGROUP INC	15,000	$1.2M	0.08%	Put
110	—ICAD INC	148,000	$1.1M	0.08%	Call
111	HDHOME DEPOT INC	5,100	$1.1M	0.08%
112	BYNDBEYOND MEAT INC	14,000	$1.1M	0.07%	Put
113	—ACACIA COMMUNICATIONS INC	14,550	$987K	0.07%
114	—VALARIS PLC	146,300	$960K	0.06%	Put
115	LENLENNAR CORP	16,615	$927K	0.06%
116	CZREURCAESARS ENTMT CORP	64,400	$876K	0.06%
117	BABAALIBABA GROUP HLDG LTD	4,121	$874K	0.06%
118	GMGENERAL MTRS CO	23,655	$866K	0.06%
119	UNITUNITI GROUP INC	100,000	$821K	0.06%	Put
120	NVDANVIDIA CORP	3,444	$810K	0.05%
121	—CISCO SYS INC	16,700	$801K	0.05%	Call
122	—VALARIS PLC	117,400	$770K	0.05%	Call
123	—NIO INC	188,500	$758K	0.05%	Call
124	—SPRINT CORPORATION	144,500	$753K	0.05%	Put
125	UNITUNITI GROUP INC	90,800	$745K	0.05%	Call
126	SMRFALPS ETF TR	87,200	$741K	0.05%	Call
127	—GENERAL MTRS CO	19,900	$728K	0.05%	Call
128	ABJAABB LTD	29,314	$706K	0.05%
129	—SCIENTIFIC GAMES CORP	26,000	$696K	0.05%	Call
130	AMDADVANCED MICRO DEVICES INC	15,085	$692K	0.05%
131	LVSLAS VEGAS SANDS CORP	10,000	$690K	0.05%	Call
132	XLFISELECT SECTOR SPDR TR	7,500	$688K	0.05%	Put
133	KOCOCA COLA CO	12,200	$675K	0.05%
134	OXYOCCIDENTAL PETE CORP	15,600	$643K	0.04%
135	ROKUROKU INC	4,524	$606K	0.04%
136	BACBANK AMER CORP	16,300	$574K	0.04%	Put
137	—ALLERGAN PLC	3,000	$574K	0.04%
138	USLMUNITED STATES STL CORP NEW	50,000	$571K	0.04%	Call
139	NBISYANDEX N V	13,038	$567K	0.04%
140	TALTAL EDUCATION GROUP	11,636	$561K	0.04%
141	PCGPG&E CORP	50,200	$546K	0.04%	Put
142	GOOGLALPHABET INC	400	$535K	0.04%
143	—SPRINT CORPORATION	100,800	$525K	0.04%	Call
144	AMLPUSDALPS ETF TR	58,700	$499K	0.03%
145	TLTISHARES TR	3,600	$488K	0.03%	Put
146	—CAESARS ENTMT CORP	35,800	$487K	0.03%	Call
147	LVLNSPDR SERIES TRUST	20,000	$474K	0.03%	Put
148	LVLNSPDR SERIES TRUST	20,000	$474K	0.03%	Call
149	JPMJPMORGAN CHASE & CO	3,250	$453K	0.03%
150	KOCOCA COLA CO	8,000	$443K	0.03%	Put
151	NBISYANDEX N V	10,000	$435K	0.03%	Call
152	XOMEXXON MOBIL CORP	6,100	$426K	0.03%	Call
153	FDO.FMACYS INC	23,853	$406K	0.03%
154	FEFIRSTENERGY CORP	8,300	$403K	0.03%
155	BIDUNBAIDU INC	3,150	$398K	0.03%
156	INTCINTEL CORP	6,378	$382K	0.03%
157	KSSKOHLS CORP	7,200	$367K	0.02%
158	FEFIRSTENERGY CORP	7,500	$365K	0.02%	Call
159	OPKOPKO HEALTH INC	245,400	$361K	0.02%	Call
160	BMY-RBRISTOL MYERS SQUIBB CO	115,000	$346K	0.02%
161	JBLUJETBLUE AWYS CORP	17,700	$331K	0.02%
162	UNITUNITI GROUP INC	37,670	$309K	0.02%
163	—ZYNGA INC	50,000	$306K	0.02%	Call
164	RYROYAL BK CDA MONTREAL QUE	3,800	$301K	0.02%
165	DWDMORGAN STANLEY	5,653	$289K	0.02%
166	CSCOCISCO SYS INC	5,900	$283K	0.02%
167	CCITIGROUP INC	3,500	$280K	0.02%	Call
168	BYNDBEYOND MEAT INC	3,681	$278K	0.02%
169	XLKSELECT SECTOR SPDR TR	3,000	$275K	0.02%
170	ETENERGY TRANSFER LP	20,000	$257K	0.02%	Put
171	GQ9SPDR GOLD TRUST	1,801	$257K	0.02%
172	ULTAULTA BEAUTY INC	1,000	$253K	0.02%	Call
173	UAAUNDER ARMOUR INC	11,600	$251K	0.02%
174	WORKSLACK TECHNOLOGIES INC	10,576	$238K	0.02%
175	SNAPSNAP INC	14,442	$236K	0.02%
176	PINSPINTEREST INC	11,839	$221K	0.01%
177	SHAKSHAKE SHACK INC	3,600	$214K	0.01%
178	XOPUSDSPDR SERIES TRUST	8,800	$209K	0.01%
179	ERICERICSSON	17,600	$155K	0.01%
180	—SESEN BIO INC	137,300	$143K	0.01%	Call
181	—SPRINT CORPORATION	20,349	$106K	0.01%
182	OPKOPKO HEALTH INC	72,200	$106K	0.01%	Put
183	ACBAURORA CANNABIS INC	36,600	$79K	0.01%
184	NOKNOKIA CORP	15,000	$56K	0.00%	Call
185	GPROGOPRO INC	11,550	$50K	0.00%
186	—NEUROTROPE INC	30,000	$29K	0.00%	Call
187	—SESEN BIO INC	13,100	$14K	0.00%
188	—FRONTIER COMMUNICATIONS CORP	13,661	$12K	0.00%

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