MARSHALL WACE, LLP Q1 2022 Filing

Filed May 16, 2022

Portfolio Value

$52.8M

Holdings

3,143

Report Date

Q1 2022

Filing Type

13F-HR

All Holdings (3,143 positions)

#	Stock	Shares	Value	% Portfolio	Type
3501	—EQONEX LTD	30,647	$69K	0.13%
3502	IGVJanuary 23 Puts on IGV US at 315, American	200	$69K	0.13%	Put
3503	HYLNHYLIION HOLDINGS	15,520	$69K	0.13%
3504	JPMApril 22 Puts on JPM US at 135, American	500	$68K	0.13%	Put
3505	DISNovember 22 Calls on DIS US at 150, American	500	$68K	0.13%	Call
3506	ORICORIC PHARMACEUTI	12,647	$67K	0.13%
3507	EFTRWEFFECTOR THERAPE	16,661	$67K	0.13%	Call
3508	GSApril 22 Puts on GS US at 332.5, American	200	$66K	0.12%	Put
3509	INTCApril 22 Puts on INTC US at 52, American	1,300	$65K	0.12%	Put
3510	TOURTUNIU CORP-ADR	75,532	$65K	0.12%
3511	FXIApril 22 Calls on FXI US at 46, American	2,000	$64K	0.12%	Call
3512	—GLOBAL CORD BLOO	16,458	$63K	0.12%
3513	IFRXINFLARX NV	34,353	$63K	0.12%
3514	MSFTApril 22 Puts on MSFT US at 310, American	200	$62K	0.12%	Put
3515	0HJQAVEO PHARMACEUTI	11,021	$62K	0.12%
3516	ICADUSDICAD INC	13,669	$62K	0.12%
3517	HDJune 22 Puts on HD US at 330, American	200	$60K	0.11%	Put
3518	LOMALOMA NEGRA C-ADR	10,392	$60K	0.11%
3519	CHTRCHARTER COMMUN-A	109,147	$60K	0.11%
3520	—CAMBER ENERGY IN	68,498	$59K	0.11%
3521	COSTApril 22 Calls on COST US at 595, American	100	$58K	0.11%	Call
3522	WPRTWESTPORT FUEL SY	37,391	$58K	0.11%
3523	ZMApril 22 Calls on ZM US at 125, American	500	$58K	0.11%	Call
3524	CCLJune 22 Calls on CCL US at 30, American	2,900	$58K	0.11%	Call
3525	GDXJMay 22 Calls on GDXJ US at 51, American	1,200	$57K	0.11%	Call
3526	REVBWREVELATION BIOSC	50,000	$56K	0.11%	Call
3527	—KUKE MUSIC H-ADR	14,423	$56K	0.11%
3528	SMHJune 22 Puts on SMH US at 265, American	200	$54K	0.10%	Put
3529	PFMTUSDPERFORMANT FINAN	17,352	$54K	0.10%
3530	XYZMay 22 Puts on SQ US at 145, American	400	$54K	0.10%	Put
3531	XOPMay 22 Puts on XOP US at 115, American	400	$54K	0.10%	Put
3532	ATIPATI PHYSICAL THE	28,928	$54K	0.10%
3533	LATAMETALS ACQUIS-A	5,441	$53K	0.10%	Call
3534	XLIApril 22 Puts on XLI US at 104.5, American	500	$52K	0.10%	Put
3535	TRVITREVI THERAPEUTI	23,402	$52K	0.10%
3536	FXIMay 22 Calls on FXI US at 40, American	1,600	$51K	0.10%	Call
3537	UBERApril 22 Calls on UBER US at 39, American	1,400	$51K	0.10%	Call
3538	NEOVVOLTA INC	16,430	$50K	0.09%
3539	GOOGLJuly 22 Puts on GOOGL US at 2550, American	17,800	$50K	0.09%	Put
3540	—SOC TELEMED INC	16,608	$49K	0.09%
3541	CURICURIOSITYSTREAM	16,814	$49K	0.09%
3542	GOOGApril 22 Puts on GOOG US at 2540, American	17,500	$49K	0.09%	Put
3543	ZMApril 22 Calls on ZM US at 120, American	400	$47K	0.09%	Call
3544	UBERApril 22 Calls on UBER US at 34, American	1,300	$47K	0.09%	Call
3545	ASHRJanuary 23 Calls on ASHR US at 40, American	1,400	$46K	0.09%	Call
3546	ADBEApril 22 Calls on ADBE US at 480, American	100	$46K	0.09%	Call
3547	T7DTRANSDIGM GROUP	68,817	$45K	0.08%
3548	HIPOWHIPPO HOLDINGS I	23,006	$44K	0.08%	Call
3549	METAApril 22 Puts on FB US at 222.5, American	200	$44K	0.08%	Put
3550	GRTXGALERA THERAPEUT	18,004	$43K	0.08%
3551	DDLDINGDONG-SPN ADR	11,813	$42K	0.08%
3552	IWMJune 22 Calls on IWM US at 225, American	200	$42K	0.08%	Call
3553	GOOGJuly 22 Puts on GOOG US at 2500, American	15,000	$42K	0.08%	Put
3554	GOOGJuly 22 Calls on GOOG US at 3100, American	14,800	$41K	0.08%	Call
3555	FXEJune 22 Calls on FXE US at 103, American	400	$41K	0.08%	Call
3556	JPMJuly 22 Puts on JPM US at 130, American	300	$41K	0.08%	Put
3557	CTMXCYTOMX THERAPEUT	15,266	$40K	0.08%
3558	AACGATA CREATIVITY G	26,229	$40K	0.08%
3559	UBERApril 22 Calls on UBER US at 35, American	1,100	$39K	0.07%	Call
3560	GOOGLJuly 22 Calls on GOOGL US at 3050, American	14,000	$39K	0.07%	Call
3561	COINApril 22 Puts on COIN US at 200, American	200	$38K	0.07%	Put
3562	—GENIUS BRANDS IN	36,954	$38K	0.07%
3563	COINApril 22 Calls on COIN US at 210, American	200	$38K	0.07%	Call
3564	—F-STAR THERAPEUT	10,456	$37K	0.07%
3565	SHOPSHOPIFY INC - A	54,451	$37K	0.07%
3566	ZMApril 22 Calls on ZM US at 130, American	300	$35K	0.07%	Call
3567	LVLNSeptember 22 Calls on KRE US at 79, American	500	$35K	0.07%	Call
3568	LVLNJune 22 Puts on KRE US at 64, American	500	$35K	0.07%	Put
3569	GOOGJuly 22 Puts on GOOG US at 2400, American	11,500	$32K	0.06%	Put
3570	BRK-BBERKSHIRE HATH-A	60	$32K	0.06%
3571	KWEBApril 22 Calls on KWEB US at 26, American	1,100	$31K	0.06%	Call
3572	—LIZHI INC	20,896	$31K	0.06%
3573	GOOGApril 22 Puts on GOOG US at 2685, American	10,700	$30K	0.06%	Put
3574	TUR*April 22 Calls on TUR US at 20, American	1,400	$29K	0.05%	Call
3575	IDIEURFLUENT INC	13,427	$28K	0.05%
3576	DISNovember 22 Puts on DIS US at 135, American	200	$28K	0.05%	Put
3577	ROKUMay 22 Calls on ROKU US at 235, American	200	$26K	0.05%	Call
3578	CABACABALETTA BIO IN	12,718	$26K	0.05%
3579	REAXREAL BROKERAGE I	11,056	$25K	0.05%
3580	AZOAUTOZONE INC	11,773	$24K	0.05%
3581	—SEACHANGE INTL	20,523	$24K	0.05%
3582	ASNSUSDX4 PHARMACEUTICA	13,099	$23K	0.04%
3583	TUR*April 22 Puts on TUR US at 20, American	1,100	$22K	0.04%	Put
3584	AMDApril 22 Puts on AMD US at 110, American	200	$22K	0.04%	Put
3585	BABADecember 22 Calls on BABA US at 150, American	200	$22K	0.04%	Call
3586	GOOGJuly 22 Puts on GOOG US at 2550, American	7,700	$22K	0.04%	Put
3587	LVLNSeptember 22 Calls on KRE US at 80, American	300	$21K	0.04%	Call
3588	—QUANERGY SYSTEMS	11,953	$21K	0.04%
3589	LVLNJune 22 Puts on KRE US at 68, American	300	$21K	0.04%	Put
3590	TRXCEURASENSUS SURGICAL	32,700	$21K	0.04%
3591	XLIApril 22 Calls on XLI US at 105, American	200	$20K	0.04%	Call
3592	FXEApril 22 Puts on FXE US at 103, American	200	$20K	0.04%	Put
3593	UBERApril 22 Puts on UBER US at 31, American	500	$18K	0.03%	Put
3594	MUOctober 22 Puts on MU US at 72.5, American	200	$16K	0.03%	Put
3595	GOOGApril 22 Puts on GOOG US at 2765, American	5,400	$15K	0.03%	Put
3596	LVLNDecember 22 Puts on KRE US at 72, American	200	$14K	0.03%	Put
3597	LVLNSeptember 22 Calls on KRE US at 85, American	200	$14K	0.03%	Call
3598	GOOGApril 22 Puts on GOOG US at 2660, American	4,800	$13K	0.03%	Put
3599	—BEST INC - ADR	19,166	$13K	0.02%
3600	GOOGApril 22 Calls on GOOG US at 2825, American	4,400	$12K	0.02%	Call

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