MARSHALL WACE, LLP Q3 2021 Filing
Filed November 15, 2021
Portfolio Value
$24.1B
Holdings
2,766
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (2,766 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 501 | AQLTISHARES MSCI PHI | 14,677 | $437.0M | 1.81% | |
| 502 | —CENAQ Energy Cor | 43,477 | $437.0M | 1.81% | |
| 503 | CHTROctober 21 Puts on CHTR US at 750, American | 600 | $437.0M | 1.81% | Put |
| 504 | GNRCGENERAC HOLDINGS | 1,059 | $433.0M | 1.80% | |
| 505 | PRNPROFOUND MEDICAL | 29,554 | $433.0M | 1.80% | |
| 506 | AMBAAMBARELLA INC | 2,771 | $432.0M | 1.79% | |
| 507 | CGNXCOGNEX CORP | 5,375 | $431.0M | 1.79% | |
| 508 | CXSEWISDOMTREE TRUST | 8,052 | $430.0M | 1.79% | |
| 509 | DMTKQDERMTECH INC | 13,399 | $430.0M | 1.79% | |
| 510 | —BLUEKNIGHT ENERG | 140,809 | $429.0M | 1.78% | |
| 511 | IHDGWISDOMTREE INTER | 9,934 | $429.0M | 1.78% | |
| 512 | NUSNU SKIN ENTERP-A | 10,582 | $428.0M | 1.78% | |
| 513 | UALNovember 21 Calls on UAL US at 52.5, American | 9,000 | $428.0M | 1.78% | Call |
| 514 | NHINATL HEALTH INV | 7,975 | $426.0M | 1.77% | |
| 515 | —BURGUNDY TECH-A | 42,812 | $426.0M | 1.77% | Call |
| 516 | EWNISHARES MSCI NET | 8,623 | $425.0M | 1.76% | |
| 517 | XRTMarch 22 Calls on XRT US at 98, American | 4,700 | $425.0M | 1.76% | Call |
| 518 | ZIONZIONS BANCORP NA | 6,812 | $422.0M | 1.75% | |
| 519 | —WILLIAMS ROWLAND | 42,628 | $422.0M | 1.75% | |
| 520 | PWPPERELLA WEINBERG | 31,939 | $422.0M | 1.75% | |
| 521 | —BIOCEPT INC | 104,980 | $421.0M | 1.75% | |
| 522 | HIMSHIMS & HERS HEAL | 55,742 | $421.0M | 1.75% | |
| 523 | MGNXMACROGENICS INC | 20,051 | $420.0M | 1.74% | |
| 524 | ICLRICON PLC | 1,603 | $420.0M | 1.74% | |
| 525 | TIMBTIM SA-ADR | 39,087 | $420.0M | 1.74% | |
| 526 | —IDERA PHARMACEUT | 407,227 | $419.0M | 1.74% | |
| 527 | IWOISHARES-RS 2K GR | 1,427 | $419.0M | 1.74% | |
| 528 | —SILVERSPAC INC | 41,997 | $417.0M | 1.73% | |
| 529 | MAOctober 21 Puts on MA US at 357.5, American | 1,200 | $417.0M | 1.73% | Put |
| 530 | MAOctober 21 Calls on MA US at 350, American | 1,200 | $417.0M | 1.73% | Call |
| 531 | —QAD INC-A | 4,756 | $416.0M | 1.73% | |
| 532 | AMATAPPLIED MATERIAL | 3,228 | $416.0M | 1.73% | |
| 533 | HAYWHAYWARD HOLDINGS | 18,656 | $416.0M | 1.73% | |
| 534 | GNTYUSDGUARANTY BANCSHR | 11,580 | $415.0M | 1.72% | |
| 535 | IYHISHARES-DJ HEALT | 1,500 | $414.0M | 1.72% | |
| 536 | AMCAMC ENTERTAINMEN | 10,888 | $414.0M | 1.72% | |
| 537 | GILDOctober 21 Calls on GILD US at 73, American | 5,900 | $412.0M | 1.71% | Call |
| 538 | —CIDARA THERAPEUT | 184,027 | $412.0M | 1.71% | |
| 539 | —CODORUS VLY BANC | 18,292 | $412.0M | 1.71% | |
| 540 | —BBQ HOLDINGS INC | 27,234 | $411.0M | 1.71% | |
| 541 | BRK-BBERKSHIRE HATH-A | 1 | $411.0M | 1.71% | |
| 542 | ATLOAMES NATL CORP | 17,628 | $410.0M | 1.70% | |
| 543 | —1ST CONSTIT BANC | 17,308 | $410.0M | 1.70% | |
| 544 | —USA TRUCK INC | 26,837 | $410.0M | 1.70% | |
| 545 | FXEMarch 22 Puts on FXE US at 107, American | 3,800 | $410.0M | 1.70% | Put |
| 546 | ANIKANIKA THERAPEUTI | 9,536 | $406.0M | 1.69% | |
| 547 | EDGGOLD FIELDS-ADR | 49,807 | $404.0M | 1.68% | |
| 548 | JTKWYJUST EAT-S ADR | 27,773 | $404.0M | 1.68% | |
| 549 | RTXJune 22 Calls on RTX US at 105, American | 4,700 | $404.0M | 1.68% | Call |
| 550 | CMCSAOctober 21 Puts on CMCSA US at 56, American | 7,200 | $403.0M | 1.67% | Put |
| 551 | CCLDCARECLOUD INC | 52,764 | $402.0M | 1.67% | |
| 552 | —WEBER INC - A | 22,860 | $402.0M | 1.67% | |
| 553 | —CHECKPOINT THERA | 121,785 | $402.0M | 1.67% | |
| 554 | MNROMONRO INC | 6,981 | $402.0M | 1.67% | |
| 555 | USX1November 21 Calls on X US at 23, American | 18,300 | $402.0M | 1.67% | Call |
| 556 | ZWSZURN WATER SOLUT | 6,234 | $401.0M | 1.67% | |
| 557 | SLDBSOLID BIOSCIENCE | 167,685 | $401.0M | 1.67% | |
| 558 | GMBLEURESPORTS ENTERTAI | 59,424 | $399.0M | 1.66% | |
| 559 | HVTHAVERTY FURNITUR | 11,838 | $399.0M | 1.66% | |
| 560 | —GREENHILL & CO | 27,162 | $397.0M | 1.65% | |
| 561 | VONGVANG RUSS GROWTH | 5,637 | $397.0M | 1.65% | |
| 562 | SIEBSIEBERT FINL | 118,617 | $397.0M | 1.65% | |
| 563 | —MISONIX INC | 15,635 | $396.0M | 1.64% | |
| 564 | S9QSPIRIT AEROSYS-A | 8,970 | $396.0M | 1.64% | |
| 565 | ENQENTEGRIS INC | 3,148 | $396.0M | 1.64% | |
| 566 | ELVTUSDELEVATE CREDIT I | 95,882 | $396.0M | 1.64% | |
| 567 | FDXOctober 21 Calls on FDX US at 280, American | 1,800 | $395.0M | 1.64% | Call |
| 568 | IWMDecember 21 Calls on IWM US at 233, American | 1,800 | $394.0M | 1.64% | Call |
| 569 | HYGOctober 21 Puts on HYG US at 87, American | 4,500 | $394.0M | 1.64% | Put |
| 570 | —COLICITY INC-A | 39,992 | $391.0M | 1.62% | Call |
| 571 | FCELCHFFUELCELL ENERGY | 58,493 | $391.0M | 1.62% | |
| 572 | ACIUAC IMMUNE SA | 58,378 | $391.0M | 1.62% | |
| 573 | —SIMON PROPERTY-A | 39,992 | $390.0M | 1.62% | Call |
| 574 | ATYRATYR PHARMA INC | 43,006 | $390.0M | 1.62% | |
| 575 | —KENSINGTON-CL A | 46,996 | $389.0M | 1.62% | Call |
| 576 | STZCONSTELLATION-A | 1,841 | $388.0M | 1.61% | |
| 577 | MCRIMONARCH CASINO | 5,791 | $388.0M | 1.61% | |
| 578 | —NOBLE CORP | 14,323 | $388.0M | 1.61% | |
| 579 | TTWOTAKE-TWO INTERAC | 2,519 | $388.0M | 1.61% | |
| 580 | INZYINOZYME PHARMA I | 33,408 | $387.0M | 1.61% | |
| 581 | GNRSPDR NAT RESOURC | 7,546 | $387.0M | 1.61% | |
| 582 | MIXTMIX TELEMATI-ADR | 31,396 | $386.0M | 1.60% | |
| 583 | —STATE AUTO FINL | 7,575 | $386.0M | 1.60% | |
| 584 | ENBENBRIDGE INC | 9,658 | $385.0M | 1.60% | |
| 585 | ARTNAARTESIAN RES-A | 10,096 | $385.0M | 1.60% | |
| 586 | —ALPHA CAPITAL -A | 39,616 | $385.0M | 1.60% | |
| 587 | IBMOctober 21 Puts on IBM US at 138, American | 2,900 | $385.0M | 1.60% | Put |
| 588 | CUECUE BIOPHARMA IN | 26,340 | $384.0M | 1.59% | |
| 589 | CN4CONN'S INC | 16,768 | $383.0M | 1.59% | |
| 590 | MAOctober 21 Puts on MA US at 337.5, American | 1,100 | $382.0M | 1.59% | Put |
| 591 | MOR2MORPHOSYS AG ADR | 32,493 | $382.0M | 1.59% | |
| 592 | WFCOctober 21 Puts on WFC US at 46, American | 8,200 | $381.0M | 1.58% | Put |
| 593 | BIZDVANECK VECTORS B | 22,179 | $380.0M | 1.58% | |
| 594 | ACNBACNB CORP | 13,518 | $379.0M | 1.57% | |
| 595 | BTAIEURBIOXCEL THERAPEU | 12,488 | $379.0M | 1.57% | |
| 596 | PMVPPMV PHARMACEUTIC | 12,716 | $379.0M | 1.57% | |
| 597 | —SELECT BANCORP I | 21,921 | $378.0M | 1.57% | |
| 598 | —BIOHAVEN PHARMAC | 2,718,185 | $377.6M | 1.57% | |
| 599 | VCRAUSDVOCERA COMMUNICA | 8,248 | $377.0M | 1.57% | |
| 600 | FPXIFIRST TRUST INTE | 5,867 | $376.0M | 1.56% |