MARSHALL WACE, LLP Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$54.2M

Holdings

3,669

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (3,669 positions)

#	Stock	Shares	Value	% Portfolio	Type
1901	—SPORTS VENTURE-A	266,661	$2.6M	4.80%	Call
1902	ASRGRUPO AEROPORTUARIO SUR-ADR	12,566	$2.6M	4.78%
1903	FRG1EURFRANCHISE GROUP	49,669	$2.6M	4.78%
1904	D0ADADA NEXUS L-ADR	196,802	$2.6M	4.78%
1905	TDUPTHREDUP- CLASS A	202,520	$2.6M	4.77%
1906	SMWBSIMILARWEB LTD	144,253	$2.6M	4.77%
1907	—FINANCE OF AME-A	650,000	$2.6M	4.77%	Call
1908	QCOMJanuary 22 Puts on QCOM US at 182.5, American	14,100	$2.6M	4.76%	Put
1909	EEMISHARES MSCI EME	52,777	$2.6M	4.76%
1910	—ESGEN ACQUISIT-A	259,668	$2.6M	4.76%	Call
1911	NSSCNAPCO SECURITY	51,470	$2.6M	4.75%
1912	—SUPERNOVA PART-A	250,000	$2.6M	4.75%	Call
1913	—FINNOVATE ACQUIS	260,757	$2.6M	4.75%
1914	—PIVOTAL INVEST-A	263,915	$2.6M	4.75%	Call
1915	TGNATEGNA INC	138,510	$2.6M	4.75%
1916	SFMSPROUTS FARMERS	86,512	$2.6M	4.74%
1917	—FINSERV ACQUIS-A	262,689	$2.6M	4.73%
1918	—BAKKT HOLDINGS I	300,000	$2.6M	4.71%	Call
1919	—BURGERFI INTERNA	450,000	$2.6M	4.71%	Call
1920	LOBLIVE OAK MOBILIT	260,610	$2.5M	4.70%
1921	—CF ACQUISITN VII	250,800	$2.5M	4.70%
1922	—SWIFTMERGE ACQUI	255,373	$2.5M	4.69%
1923	BVSBIOVENTUS - A	175,191	$2.5M	4.69%
1924	—SHELTER ACQ-A	260,597	$2.5M	4.68%	Call
1925	—TIGA ACQUISITI-A	250,000	$2.5M	4.68%	Call
1926	—NORTH MOUNTAIN-A	256,863	$2.5M	4.68%
1927	—FINTECH EVOLUT-A	260,616	$2.5M	4.68%	Call
1928	—RMG ACQUISITION	259,130	$2.5M	4.67%	Call
1929	MLNKMERIDIANLINK INC	117,018	$2.5M	4.66%
1930	—CYXTERA TECHNOLO	200,000	$2.5M	4.66%	Call
1931	LION1EURLIONHEART III -A	255,381	$2.5M	4.64%
1932	REMGEMERGING MARKETS	250,000	$2.5M	4.63%
1933	—HH&L ACQUISIT-A	256,815	$2.5M	4.62%	Call
1934	—LEAFLY HOLDINGS	249,997	$2.5M	4.61%
1935	CALYCALLAWAY GOLF CO	91,048	$2.5M	4.61%
1936	MRSHMARSH & MCLENNAN	14,341	$2.5M	4.60%
1937	—SHARECARE INC	554,166	$2.5M	4.60%	Call
1938	MIMEMIMECAST LTD	31,260	$2.5M	4.60%
1939	IONQIONQ INC	148,706	$2.5M	4.59%
1940	GNLGLOBAL NET LEASE	162,586	$2.5M	4.59%
1941	—SIGNA SPORTS UNI	292,475	$2.5M	4.58%	Call
1942	—AURORA ACQUISITI	250,000	$2.5M	4.57%	Call
1943	MBVIM3-BRIGADE ACQUI	249,996	$2.5M	4.56%	Call
1944	—MERCATO PARTNE-A	249,999	$2.5M	4.56%	Call
1945	—HUTTIG BUILDING	222,225	$2.5M	4.54%
1946	—ELECTRIC LAST MI	350,000	$2.5M	4.54%	Call
1947	—HAYMAKER ACQUI-A	250,000	$2.5M	4.54%	Call
1948	—TREPONT ACQUIS-A	245,827	$2.5M	4.53%	Call
1949	—TISHMAN SPEYER-A	251,476	$2.5M	4.53%
1950	LFLYWLEAFLY HOLDINGS	245,048	$2.4M	4.52%	Call
1951	TSMMarch 22 Puts on TSM US at 110, American	20,300	$2.4M	4.51%	Put
1952	SVMSILVERCORP METAL	648,740	$2.4M	4.50%
1953	—FORTRESS VAL-A	249,994	$2.4M	4.50%	Call
1954	—HEALTHWELL ACQ-A	251,387	$2.4M	4.50%	Call
1955	—GLENFARNE MERG-A	249,996	$2.4M	4.49%	Call
1956	—AF ACQUISITION-A	249,997	$2.4M	4.49%	Call
1957	—GAMING & HOSPI-A	249,994	$2.4M	4.49%	Call
1958	CCLJanuary 22 Calls on CCL US at 30, American	120,700	$2.4M	4.48%	Call
1959	—L CATTERTON AS-A	249,996	$2.4M	4.48%	Call
1960	—CORAZON CAPIT-A	249,996	$2.4M	4.47%	Call
1961	—GOLDEN ARROW-A	249,997	$2.4M	4.47%	Call
1962	—FATHOM DIGITAL M	304,969	$2.4M	4.46%	Call
1963	DAVEWDAVE INC	235,496	$2.4M	4.46%	Call
1964	CGENCOMPUGEN LTD	561,335	$2.4M	4.46%
1965	ISBCUSDINVESTORS BANCOR	158,680	$2.4M	4.44%
1966	HURNHURON CONSULTING	48,066	$2.4M	4.43%
1967	KRNTKORNIT DIGITAL L	15,749	$2.4M	4.43%
1968	USX1January 22 Calls on X US at 26, American	100,500	$2.4M	4.42%	Call
1969	CVETUSDCOVETRUS INC	119,358	$2.4M	4.40%
1970	—CLEANTECH ACQUIS	239,061	$2.4M	4.40%
1971	—NEWCOURT ACQ-A	240,385	$2.4M	4.40%	Call
1972	—PROOF ACQUISITIO	237,761	$2.4M	4.39%
1973	HUYAHUYA INC-ADR	342,721	$2.4M	4.39%
1974	CATCATERPILLAR INC	11,497	$2.4M	4.39%
1975	—LILIUM NV	342,792	$2.4M	4.39%	Call
1976	ZMJanuary 22 Puts on ZM US at 260, American	12,900	$2.4M	4.38%	Put
1977	SLVJune 22 Calls on SLV US at 23.5, American	110,300	$2.4M	4.38%	Call
1978	OPLNKAR AUCTION SERV	151,800	$2.4M	4.38%
1979	BACJanuary 22 Puts on BAC US at 43.5, American	53,200	$2.4M	4.37%	Put
1980	—NORTHERN STAR -A	243,993	$2.4M	4.37%	Call
1981	MHOM/I HOMES INC	38,048	$2.4M	4.37%
1982	THOTHOR INDUSTRIES	22,720	$2.4M	4.35%
1983	PGNYPROGYNY INC	46,768	$2.4M	4.35%
1984	—OCEANTECH A-CL A	233,624	$2.3M	4.33%	Call
1985	GBTUSDGLOBAL BLOOD THE	80,042	$2.3M	4.33%
1986	KORGWKORE GROUP HOLDI	347,927	$2.3M	4.33%	Call
1987	BFLYWBUTTERFLY NETWOR	350,000	$2.3M	4.32%	Call
1988	WCCWESCO INTL	17,761	$2.3M	4.32%
1989	HAINHAIN CELESTIAL	54,818	$2.3M	4.31%
1990	PJXPETROBR-SP P ADR	229,568	$2.3M	4.29%
1991	—VEONEER INC	65,412	$2.3M	4.28%
1992	—LEAD EDGE GROW-A	237,493	$2.3M	4.27%	Call
1993	—ATHENA CONSUME-A	231,619	$2.3M	4.25%	Call
1994	EFXEQUIFAX INC	7,859	$2.3M	4.25%
1995	SWXSOUTHWEST GAS HO	32,776	$2.3M	4.24%
1996	AU3EURANGLOGOLD AS-ADR	109,393	$2.3M	4.24%
1997	ALXOALX ONCOLOGY HOL	106,875	$2.3M	4.24%
1998	—NEW FRONTIER HEA	199,980	$2.3M	4.23%
1999	—ESS TECH INC	200,000	$2.3M	4.22%	Call
2000	GDXMarch 22 Puts on GDX US at 27, American	71,200	$2.3M	4.21%	Put

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