MARSHALL WACE, LLP Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$54.2M

Holdings

3,669

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (3,669 positions)

#	Stock	Shares	Value	% Portfolio	Type
2001	MCBMETROPOLITAN BAN	21,367	$2.3M	4.21%
2002	—GREENLIGHT BIOSC	229,288	$2.3M	4.20%	Call
2003	—SCIENCE STRAT-A	233,221	$2.3M	4.20%	Call
2004	GOTUGAOTU TECHEDU IN	1,171,149	$2.3M	4.20%
2005	—VALOR LATITUDE-A	232,672	$2.3M	4.19%
2006	—EMPOWERMENT-CL A	232,211	$2.3M	4.18%	Call
2007	TLYSTILLY'S INC-CL A	140,179	$2.3M	4.17%
2008	SPBSPECTRUM BRANDS	22,206	$2.3M	4.17%
2009	UNFIUNITED NATURAL	46,010	$2.3M	4.17%
2010	2XYSCIPLAY CORP-A	163,698	$2.3M	4.17%
2011	NSYNICE LTD -SP ADR	7,431	$2.3M	4.17%
2012	—LUMIRADX LTD	253,426	$2.3M	4.16%	Call
2013	ADPTADAPTIVE BIOTECH	80,293	$2.3M	4.16%
2014	—ENTERPRISE 4.0 T	227,598	$2.3M	4.16%	Call
2015	ETWOWE2OPEN PARENT HO	200,000	$2.3M	4.16%	Call
2016	HYFMHYDROFARM HOLDIN	79,133	$2.2M	4.13%
2017	CFBCROSSFIRST BANKS	143,357	$2.2M	4.13%
2018	STZCONSTELLATION-A	8,905	$2.2M	4.13%
2019	SABSWSAB BIOTHERAPEUT	285,000	$2.2M	4.11%	Call
2020	—PWP FORWARD AC-A	229,235	$2.2M	4.11%
2021	—REDBOX ENTERTAIN	300,000	$2.2M	4.11%	Call
2022	—BURGUNDY TECH-A	221,123	$2.2M	4.09%
2023	—SOCIAL CAPITAL H	216,323	$2.2M	4.08%
2024	MAQCMAQUIA CAPITAL-A	219,715	$2.2M	4.07%
2025	CCIXCHURCHILL CAPI-A	224,261	$2.2M	4.07%	Call
2026	—EDIFY ACQUISIT-A	224,994	$2.2M	4.06%	Call
2027	EVBGEUREVERBRIDGE INC	32,606	$2.2M	4.05%
2028	—FORUM MERGER -A	224,995	$2.2M	4.05%	Call
2029	—IBERE PHARMACE-A	224,997	$2.2M	4.05%	Call
2030	—PEPPERLIME HEA-A	223,272	$2.2M	4.04%	Call
2031	ZMJanuary 22 Puts on ZM US at 200, American	11,900	$2.2M	4.04%	Put
2032	—WORLD QUANTUM -A	222,881	$2.2M	4.04%	Call
2033	SESSES AI CORP	219,276	$2.2M	4.03%
2034	INTAINTAPP INC	86,623	$2.2M	4.03%
2035	AAALCOA CORP	36,497	$2.2M	4.01%
2036	STTKSHATTUCK LABS IN	255,003	$2.2M	4.01%
2037	XLFJune 22 Puts on XLF US at 33, American	55,500	$2.2M	4.00%	Put
2038	—CF ACQUISITION-A	199,780	$2.2M	4.00%	Call
2039	—VIVEON HEALTH AC	215,343	$2.2M	3.99%	Call
2040	CHHCHOICE HOTELS	13,759	$2.1M	3.96%
2041	AOCAALUMINUM COR-ADR	155,875	$2.1M	3.95%
2042	—VIEW INC	546,405	$2.1M	3.95%	Call
2043	MODNEURMODEL N INC	71,099	$2.1M	3.94%
2044	ADAPYADAPTIMMUNE-ADR	567,796	$2.1M	3.93%
2045	—PRIMAVERA CAP-A	218,541	$2.1M	3.92%	Call
2046	BWCAWBLUE WHALE ACQ-A	219,105	$2.1M	3.92%	Call
2047	—PEAR THERAPEUTIC	342,233	$2.1M	3.92%	Call
2048	NDQJanuary 22 Puts on QQQ US at 363, American	5,300	$2.1M	3.89%	Put
2049	CZOOCAZOO GROUP LTD	349,644	$2.1M	3.89%
2050	MLAIMCLAREN TECH-A	211,589	$2.1M	3.88%
2051	—BABYLON HOLDIN-A	359,766	$2.1M	3.87%	Call
2052	ZGNERMENEGILDO ZEGN	199,995	$2.1M	3.87%	Call
2053	—ATHEMIS DIGITAL	212,503	$2.1M	3.87%	Call
2054	—ARGUS CAPIT-CL A	210,669	$2.1M	3.86%
2055	HRMYHARMONY BIOSCIE	48,987	$2.1M	3.86%
2056	RCKTROCKET PHARMACEU	95,569	$2.1M	3.85%
2057	KWEBAugust 22 Puts on KWEB US at 38.42, American	57,000	$2.1M	3.84%	Put
2058	—AFTERNEXT HEAL-A	213,399	$2.1M	3.84%	Call
2059	NUENUCOR CORP	18,216	$2.1M	3.84%
2060	BACJanuary 22 Puts on BAC US at 44, American	46,700	$2.1M	3.84%	Put
2061	—INDUSTRIAL HUMAN	208,828	$2.1M	3.83%
2062	EFAJanuary 22 Puts on EFA US at 78.5, American	26,300	$2.1M	3.82%	Put
2063	—LDH GROWTH C-A	210,771	$2.1M	3.82%
2064	RDS/ASHELL PLC-ADR	47,575	$2.1M	3.82%
2065	—BERKSHIRE GREY I	375,030	$2.1M	3.81%	Call
2066	SPWRQSUNPOWER CORP	98,718	$2.1M	3.81%
2067	ZMJanuary 22 Calls on ZM US at 200, American	11,200	$2.1M	3.80%	Call
2068	CMCCOMMERCIAL METAL	56,753	$2.1M	3.80%
2069	ARCOARCOS DORADOS-A	352,903	$2.1M	3.80%
2070	—WARBURG PINCUS-B	210,525	$2.1M	3.80%	Call
2071	BSFAANI PHARMACEUTIC	44,600	$2.1M	3.79%
2072	ARMKARAMARK	55,432	$2.0M	3.77%
2073	BRZHWBREEZE HOLDINGS	200,000	$2.0M	3.77%	Call
2074	SBSAFE BULKERS INC	541,699	$2.0M	3.77%
2075	VJanuary 22 Puts on V US at 215, American	9,400	$2.0M	3.76%	Put
2076	—VISION SENSING-A	205,906	$2.0M	3.76%
2077	SITESITEONE LANDSCAP	8,393	$2.0M	3.75%
2078	—EG ACQUISITION-A	209,089	$2.0M	3.75%	Call
2079	—ZIMMER ENERGY TR	209,791	$2.0M	3.75%	Call
2080	GILDGILEAD SCIENCES	27,884	$2.0M	3.74%
2081	RSKDRISKIFIED LTD-A	257,751	$2.0M	3.74%
2082	RDWREDWIRE CORP	300,000	$2.0M	3.74%	Call
2083	CIBRFT NAS CYBER ETF	38,348	$2.0M	3.74%
2084	—SOCIAL CAPITAL-A	203,981	$2.0M	3.73%
2085	EQXEQUINOX GOLD COR	298,142	$2.0M	3.72%
2086	—INVESTCORP EUROP	200,000	$2.0M	3.72%
2087	CYTKCYTOKINETICS INC	44,171	$2.0M	3.72%
2088	NREFNEXPOINT REAL ES	104,559	$2.0M	3.72%
2089	LEVILEVI STRAUSS-A	80,412	$2.0M	3.72%
2090	NRDSNERDWALLET INC-A	129,242	$2.0M	3.71%
2091	—DOMA HOLDINGS IN	395,913	$2.0M	3.71%	Call
2092	—LF CAPITAL ACQUI	200,000	$2.0M	3.69%
2093	XLFJune 22 Puts on XLF US at 35, American	51,200	$2.0M	3.69%	Put
2094	JBHTHUNT (JB) TRANS	9,775	$2.0M	3.69%
2095	—ARCLIGHT CLEAN-A	200,000	$2.0M	3.69%	Call
2096	—CALLIDITAS THERA	80,673	$2.0M	3.69%
2097	DCOMDIME COMMUNITY B	56,713	$2.0M	3.68%
2098	SONWQSONDER HOLDINGS	199,991	$2.0M	3.68%	Call
2099	—TALON 1 ACQUIS-A	200,000	$2.0M	3.68%	Call
2100	APACSTONEBRIDGE ACQU	199,995	$2.0M	3.67%	Call

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