Nantahala Capital Management, LLC Q2 2020 Filing
Filed August 14, 2020
Portfolio Value
$3.3T
Holdings
106
Report Date
Q2 2020
Filing Type
13F-HR
All Holdings (106 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 5,534,569 | $792.4B | 23.90% | Put |
| 2 | WWAYFAIR INC | 1,304,164 | $257.7B | 7.77% | Call |
| 3 | CVNACARVANA CO | 1,802,983 | $216.7B | 6.54% | Call |
| 4 | SPYSPDR S&P 500 ETF TR | 400,000 | $123.3B | 3.72% | Put |
| 5 | QUREUNIQURE NV | 2,630,649 | $118.5B | 3.57% | Call |
| 6 | HYGISHARES TR | 1,200,000 | $97.9B | 2.95% | Put |
| 7 | THCTENET HEALTHCARE CORP | 4,647,624 | $84.2B | 2.54% | Call |
| 8 | AKBAAKEBIA THERAPEUTICS INC | 6,101,111 | $82.9B | 2.50% | |
| 9 | LNWOSCIENTIFIC GAMES CORP | 4,925,434 | $76.1B | 2.30% | Call |
| 10 | FUODOLBY LABORATORIES INC | 930,193 | $61.3B | 1.85% | |
| 11 | CDXSCODEXIS INC | 5,363,484 | $61.1B | 1.84% | |
| 12 | CUECUE BIOPHARMA INC | 2,325,388 | $57.0B | 1.72% | |
| 13 | —VONAGE HLDGS CORP | 5,133,300 | $51.6B | 1.56% | |
| 14 | CUCAAVIS BUDGET GROUP | 2,157,700 | $49.4B | 1.49% | Put |
| 15 | —QAD INC | 1,173,868 | $48.5B | 1.46% | |
| 16 | VACMARRIOTT VACTINS WORLDWID CO | 541,633 | $44.5B | 1.34% | |
| 17 | HCAHCA HEALTHCARE INC | 446,999 | $43.4B | 1.31% | Put |
| 18 | RHRH | 157,920 | $39.3B | 1.19% | |
| 19 | LVLNSPDR SER TR | 1,000,000 | $38.4B | 1.16% | Put |
| 20 | MEDMEDIFAST INC | 272,957 | $37.9B | 1.14% | |
| 21 | —APTOSE BIOSCIENCES INC | 5,976,852 | $37.7B | 1.14% | |
| 22 | IMXIINTERNATIONAL MNY EXPRESS IN | 2,912,690 | $36.3B | 1.09% | |
| 23 | ESTAESTABLISHMENT LABS HLDGS INC | 1,907,713 | $35.6B | 1.07% | |
| 24 | CASHMETA FINL GROUP INC | 1,799,727 | $32.7B | 0.99% | |
| 25 | LXFRLUXFER HOLDINGS PLC | 2,253,472 | $31.9B | 0.96% | |
| 26 | DXPEDXP ENTERPRISES INC NEW | 1,599,482 | $31.8B | 0.96% | |
| 27 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 3,204,830 | $29.6B | 0.89% | |
| 28 | WYNEURWYNDHAM DESTINATIONS INC | 993,939 | $28.0B | 0.84% | |
| 29 | TBBKBANCORP INC DEL | 2,623,939 | $25.7B | 0.78% | |
| 30 | FRG1EURFRANCHISE GROUP INC | 1,157,965 | $25.3B | 0.76% | |
| 31 | WRLDWORLD ACCEP CORP DEL | 370,469 | $24.3B | 0.73% | |
| 32 | —BIODELIVERY SCIENCES INTL IN | 5,003,631 | $21.8B | 0.66% | |
| 33 | 2XYSCIPLAY CORP | 1,365,032 | $20.2B | 0.61% | |
| 34 | GDENGOLDEN ENTMT INC | 2,127,788 | $19.0B | 0.57% | |
| 35 | ALTGALTA EQUIPMENT GROUP INC | 2,435,887 | $18.9B | 0.57% | |
| 36 | UPLDUPLAND SOFTWARE INC | 523,946 | $18.2B | 0.55% | |
| 37 | WVEWAVE LIFE SCIENCES LTD | 1,747,679 | $18.2B | 0.55% | |
| 38 | —ARYA SCIENCES ACQUISITION CO | 1,112,087 | $17.5B | 0.53% | |
| 39 | PTONPELOTON INTERACTIVE INC | 300,000 | $17.3B | 0.52% | |
| 40 | PARPAR TECHNOLOGY CORP | 557,528 | $16.7B | 0.50% | |
| 41 | —SOLENO THERAPEUTICS INC | 7,426,368 | $16.5B | 0.50% | |
| 42 | —CERECOR INC | 5,681,404 | $14.8B | 0.45% | |
| 43 | INMDINMODE LTD | 511,856 | $14.5B | 0.44% | |
| 44 | VMDVIEMED HEALTHCARE INC | 1,498,100 | $14.4B | 0.43% | |
| 45 | —CRH MED CORP | 6,777,905 | $14.2B | 0.43% | |
| 46 | HALHALLIBURTON CO | 1,086,200 | $14.1B | 0.43% | Call |
| 47 | CZREURCAESARS ENTMT CORP | 331,000 | $13.3B | 0.40% | Call |
| 48 | EXASEXACT SCIENCES CORP | 150,000 | $13.0B | 0.39% | Put |
| 49 | JYNTJOINT CORP | 848,881 | $13.0B | 0.39% | |
| 50 | AMRSEURAMYRIS INC | 1,664,171 | $12.6B | 0.38% | |
| 51 | —FINTECH ACQUISITION CORP III | 977,022 | $12.3B | 0.37% | |
| 52 | —FORTRESS BIOTECH INC | 4,424,938 | $11.9B | 0.36% | |
| 53 | GYRECATALYST BIOSCIENCES INC | 1,821,749 | $10.7B | 0.32% | |
| 54 | —CATASYS INC | 417,249 | $10.3B | 0.31% | |
| 55 | KROSKEROS THERAPEUTICS INC | 275,000 | $10.3B | 0.31% | |
| 56 | DHXDHI GROUP INC | 4,839,595 | $10.2B | 0.31% | |
| 57 | GLMDGALMED PHARMACEUTICALS LTD | 2,072,745 | $9.9B | 0.30% | |
| 58 | —ARYA SCIENCES ACQUISTION CO | 850,000 | $9.9B | 0.30% | |
| 59 | LINCLINCOLN EDL SVCS CORP | 2,436,805 | $9.5B | 0.29% | |
| 60 | PENNPENN NATL GAMING INC | 300,000 | $9.2B | 0.28% | Put |
| 61 | —AIMMUNE THERAPEUTICS INC | 533,788 | $8.9B | 0.27% | |
| 62 | —EXELA TECHNOLOGIES INC | 15,790,720 | $8.8B | 0.26% | |
| 63 | —ARYA SCIENCES ACQUISITION CO | 452,944 | $8.4B | 0.25% | |
| 64 | ZVOIZOVIO INC | 2,653,087 | $8.1B | 0.24% | |
| 65 | —INSURANCE ACQUISITION CORP | 500,000 | $7.5B | 0.23% | |
| 66 | —SELECT INTERIOR CONCEPTS INC | 2,038,767 | $7.1B | 0.22% | |
| 67 | SIGASIGA TECHNOLOGIES INC | 1,175,438 | $6.9B | 0.21% | |
| 68 | RFLRAFAEL HLDGS INC | 470,604 | $6.8B | 0.20% | |
| 69 | RDIREADING INTERNATIONAL INC | 1,564,634 | $6.7B | 0.20% | |
| 70 | —FALCON MINERALS CORP | 1,995,603 | $6.4B | 0.19% | |
| 71 | —RESTORBIO INC | 2,906,340 | $6.2B | 0.19% | |
| 72 | SRLSCULLY ROYALTY LTD | 753,885 | $5.7B | 0.17% | |
| 73 | —GLOBAL EAGLE ENTMT INC | 1,161,255 | $5.5B | 0.17% | |
| 74 | SSKNSTRATA SKIN SCIENCES INC | 4,685,062 | $5.4B | 0.16% | |
| 75 | NATRNATURES SUNSHINE PRODS INC | 597,310 | $5.4B | 0.16% | |
| 76 | DMACDIAMEDICA THERAPEUTICS INC | 750,000 | $5.2B | 0.16% | |
| 77 | TAUSDTRAVELCENTERS OF AMERICA INC | 337,390 | $5.2B | 0.16% | |
| 78 | G2CEVERI HLDGS INC | 1,002,648 | $5.2B | 0.16% | |
| 79 | TFFPEURTFF PHARMACEUTICALS INC | 856,517 | $4.9B | 0.15% | |
| 80 | UPBDRENT A CTR INC NEW | 175,510 | $4.9B | 0.15% | |
| 81 | —ARMSTRONG FLOORING INC | 1,556,435 | $4.7B | 0.14% | |
| 82 | —STREAMLINE HEALTH SOLUTIONS | 2,753,599 | $3.7B | 0.11% | |
| 83 | —HTG MOLECULAR DIAGNOSTICS IN | 5,060,160 | $3.6B | 0.11% | |
| 84 | YTRAYATRA ONLINE INC | 5,320,000 | $3.6B | 0.11% | |
| 85 | —ACER THERAPEUTICS INC | 990,655 | $3.4B | 0.10% | |
| 86 | —ON DECK CAP INC | 4,685,269 | $3.4B | 0.10% | |
| 87 | —NEOS THERAPEUTICS INC | 4,610,000 | $3.2B | 0.10% | |
| 88 | EHTHEHEALTH INC | 30,849 | $3.0B | 0.09% | |
| 89 | —APOLLO ENDOSURGERY INC | 1,848,672 | $3.0B | 0.09% | |
| 90 | —DOVER MOTORSPORTS INC | 1,695,541 | $2.6B | 0.08% | |
| 91 | —SUNESIS PHARMACEUTICALS INC | 9,566,844 | $2.5B | 0.08% | |
| 92 | MACKEURMERRIMACK PHARMACEUTICALS IN | 747,635 | $2.5B | 0.08% | |
| 93 | NNBRNN INC | 415,988 | $2.0B | 0.06% | |
| 94 | —HERTZ GLOBAL HLDGS INC | 1,300,000 | $1.8B | 0.06% | Call |
| 95 | NIJNELNET INC | 34,900 | $1.7B | 0.05% | |
| 96 | EBIXEUREBIX INC | 66,997 | $1.5B | 0.05% | |
| 97 | DRIOEURDARIOHEALTH CORP | 214,091 | $1.4B | 0.04% | |
| 98 | —CYREN LTD | 1,062,786 | $1.3B | 0.04% | |
| 99 | ADVMCHFADVERUM BIOTECHNOLOGIES INC | 50,000 | $1.0B | 0.03% | Put |
| 100 | CEMIUSDCHEMBIO DIAGNOSTICS INC | 250,793 | $815.0M | 0.02% |
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