Nantahala Capital Management, LLC Q4 2017 Filing
Filed February 14, 2018
Portfolio Value
$2.2T
Holdings
68
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (68 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 3,040,000 | $463.5B | 20.60% | Put |
| 2 | SPYSPDR S&P 500 ETF TR | 800,000 | $213.5B | 9.49% | Put |
| 3 | LNWOSCIENTIFIC GAMES CORP | 3,354,000 | $172.1B | 7.65% | Call |
| 4 | EXASEXACT SCIENCES CORP | 2,100,000 | $110.3B | 4.90% | Put |
| 5 | HYGISHARES TR | 1,000,000 | $87.3B | 3.88% | Put |
| 6 | AABAUSDALTABA INC | 1,171,691 | $81.8B | 3.64% | |
| 7 | RHRH | 887,600 | $76.5B | 3.40% | Call |
| 8 | XBISPDR SERIES TRUST | 848,100 | $72.0B | 3.20% | Put |
| 9 | WRLDWORLD ACCEP CORP DEL | 869,699 | $70.2B | 3.12% | Call |
| 10 | —SODASTREAM INTERNATIONAL LTD | 850,000 | $59.8B | 2.66% | Call |
| 11 | STLAFIAT CHRYSLER AUTOMOBILES N | 3,200,000 | $57.1B | 2.54% | Call |
| 12 | CDXSCODEXIS INC | 6,679,954 | $55.8B | 2.48% | |
| 13 | THCTENET HEALTHCARE CORP | 3,647,200 | $55.3B | 2.46% | Call |
| 14 | QUREUNIQURE NV | 2,380,890 | $46.6B | 2.07% | Call |
| 15 | CASHMETA FINL GROUP INC | 447,952 | $41.5B | 1.84% | |
| 16 | LXFRLUXFER HOLDINGS PLC | 2,587,341 | $40.9B | 1.82% | |
| 17 | GDENGOLDEN ENTMT INC | 1,091,329 | $35.6B | 1.58% | |
| 18 | FUODOLBY LABORATORIES INC | 495,170 | $30.7B | 1.36% | Call |
| 19 | AKBAAKEBIA THERAPEUTICS INC | 1,933,867 | $28.8B | 1.28% | |
| 20 | —QAD INC | 689,531 | $26.8B | 1.19% | |
| 21 | —ARMSTRONG FLOORING INC | 1,403,321 | $23.7B | 1.06% | |
| 22 | TBBKBANCORP INC DEL | 2,260,013 | $22.3B | 0.99% | |
| 23 | HRBBLOCK H & R INC | 800,000 | $21.0B | 0.93% | Put |
| 24 | —ARQULE INC | 12,222,130 | $20.2B | 0.90% | |
| 25 | —GLOBAL EAGLE ENTMT INC | 8,700,979 | $19.9B | 0.89% | |
| 26 | DXPEDXP ENTERPRISES INC NEW | 617,750 | $18.3B | 0.81% | |
| 27 | PETSPETMED EXPRESS INC | 400,000 | $18.2B | 0.81% | Put |
| 28 | PRTY1EURPARTY CITY HOLDCO INC | 1,298,996 | $18.1B | 0.81% | |
| 29 | —HERTZ GLOBAL HLDGS INC | 800,000 | $17.7B | 0.79% | Call |
| 30 | HCAHCA HEALTHCARE INC | 200,000 | $17.6B | 0.78% | Put |
| 31 | —SYNERGY PHARMACEUTICALS DEL | 7,000,000 | $15.6B | 0.69% | |
| 32 | —ON DECK CAP INC | 2,284,020 | $13.1B | 0.58% | |
| 33 | —ASCENT CAP GROUP INC | 1,117,232 | $12.8B | 0.57% | |
| 34 | —JAMBA INC | 1,484,835 | $12.0B | 0.53% | |
| 35 | ELVTUSDELEVATE CREDIT INC | 1,533,044 | $11.5B | 0.51% | |
| 36 | —COGENTIX MED INC | 3,639,853 | $11.5B | 0.51% | |
| 37 | —BRIDGEPOINT ED INC | 1,366,609 | $11.3B | 0.50% | Call |
| 38 | RRRRED ROCK RESORTS INC | 325,000 | $11.0B | 0.49% | Put |
| 39 | —OWENS RLTY MTG INC | 628,697 | $10.1B | 0.45% | |
| 40 | —OSPREY ENERGY ACQUISITION CO | 1,000,000 | $10.0B | 0.44% | |
| 41 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 1,844,673 | $10.0B | 0.44% | |
| 42 | SHLDEURSEARS HLDGS CORP | 2,000,000 | $7.2B | 0.32% | Put |
| 43 | —FINTECH ACQUISITION CORP II | 604,498 | $6.0B | 0.27% | |
| 44 | —BLUEGREEN VACATIONS CORP | 325,000 | $5.9B | 0.26% | |
| 45 | NATRNATURES SUNSHINE PRODUCTS IN | 510,989 | $5.9B | 0.26% | |
| 46 | CCXIEURCHEMOCENTRYX INC | 945,074 | $5.6B | 0.25% | |
| 47 | —SEARS HOMETOWN & OUTLET STOR | 2,145,651 | $5.6B | 0.25% | |
| 48 | GMEGAMESTOP CORP NEW | 300,000 | $5.4B | 0.24% | Put |
| 49 | CUROEURCURO GROUP HLDGS CORP | 375,000 | $5.3B | 0.23% | |
| 50 | TLYSTILLYS INC | 304,949 | $4.5B | 0.20% | |
| 51 | —EXELA TECHNOLOGIES INC | 850,793 | $4.4B | 0.19% | |
| 52 | LINCLINCOLN EDL SVCS CORP | 2,159,705 | $4.4B | 0.19% | |
| 53 | —EMMIS COMMUNICATIONS CORP | 1,092,951 | $3.8B | 0.17% | |
| 54 | CRMTAMERICAS CAR MART INC | 84,348 | $3.8B | 0.17% | |
| 55 | GLMDGALMED PHARMACEUTICALS LTD | 400,000 | $3.7B | 0.16% | |
| 56 | —MFC BANCORP LTD | 467,594 | $3.6B | 0.16% | |
| 57 | —DOVER MOTORSPORTS INC | 1,725,789 | $3.4B | 0.15% | |
| 58 | —TRANS WORLD ENTMT CORP | 1,813,149 | $3.3B | 0.15% | |
| 59 | —LIBERTY TAX INC | 273,198 | $3.0B | 0.13% | |
| 60 | —STREAMLINE HEALTH SOLUTIONS | 1,760,297 | $3.0B | 0.13% | |
| 61 | RLGTRADIANT LOGISTICS INC | 525,300 | $2.4B | 0.11% | |
| 62 | —DOVER DOWNS GAMING & ENTMT I | 1,886,458 | $1.9B | 0.09% | |
| 63 | UTIUNIVERSAL TECHNICAL INST INC | 667,946 | $1.6B | 0.07% | |
| 64 | —PAIN THERAPEUTICS INC | 347,053 | $1.4B | 0.06% | |
| 65 | —CRH MEDICAL CORP | 477,688 | $1.3B | 0.06% | |
| 66 | LEE1EURLEE ENTERPRISES INC | 470,000 | $1.1B | 0.05% | |
| 67 | —FINTECH ACQUISITION CORP II | 249,999 | $345.0M | 0.02% | |
| 68 | RBCAAREPUBLIC BANCORP KY | 7,371 | $280.0M | 0.01% |