NEXPOINT ASSET MANAGEMENT, L.P. Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$1.3B

Holdings

274

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (274 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	EWZISHARES INC	4,500,000	$213.5M	16.21%	Call
2	VSTVISTRA ENERGY CORP	6,292,235	$144.7M	10.98%
3	NXRTNEXPOINT RESIDENTIAL TR INC	2,465,644	$111.0M	8.42%
4	NXDTNEXPOINT STRATEGIC OPORTUNT	3,921,844	$69.5M	5.27%
5	—LORAL SPACE & COMMUNICATNS I	2,079,511	$67.2M	5.10%
6	ETENERGY TRANSFER LP	3,179,664	$40.8M	3.10%
7	—PORTOLA PHARMACEUTICALS INC	1,540,679	$36.8M	2.79%
8	AVYAUSDAVAYA HLDGS CORP	2,674,957	$36.1M	2.74%
9	—ARCH COAL INC	400,751	$28.8M	2.18%
10	BHR 5.5 PERP bBRAEMAR HOTELS & RESORTS INC	1,500,000	$28.5M	2.16%
11	HRTXHERON THERAPEUTICS INC	1,197,599	$28.1M	2.14%
12	CSTLCASTLE BIOSCIENCES INC	707,032	$24.3M	1.84%
13	AERIEURAERIE PHARMACEUTICALS INC	829,610	$20.1M	1.52%
14	WMBWILLIAMS COS INC DEL	714,176	$16.9M	1.29%
15	STNESTONECO LTD	357,750	$14.3M	1.08%
16	CIOCITY OFFICE REIT INC	925,400	$12.5M	0.95%
17	MPLXMPLX LP	464,403	$11.8M	0.90%
18	MLB1MERCADOLIBRE INC	17,960	$10.3M	0.78%
19	NEXTNEXTDECADE CORP	1,455,102	$8.9M	0.68%
20	MSFTMICROSOFT CORP	54,000	$8.5M	0.65%
21	CDKCDK GLOBAL INC	145,833	$8.0M	0.61%
22	PXDEURPIONEER NAT RES CO	50,000	$7.6M	0.57%
23	AMZNAMAZON COM INC	3,800	$7.0M	0.53%
24	EPDENTERPRISE PRODS PARTNERS L	245,031	$6.9M	0.52%
25	IRTINDEPENDENCE RLTY TR INC	456,527	$6.4M	0.49%
26	METAFACEBOOK INC	30,000	$6.2M	0.47%
27	SKYSKYLINE CHAMPION CORPORATION	193,984	$6.1M	0.47%
28	PSTLPOSTAL REALTY TRUST INC	357,117	$6.1M	0.46%
29	VVISA INC	31,000	$5.8M	0.44%
30	TRGPTARGA RES CORP	141,769	$5.8M	0.44%
31	GOOGLALPHABET INC	4,000	$5.4M	0.41%
32	MAMASTERCARD INC	17,500	$5.2M	0.40%
33	SGRYSURGERY PARTNERS INC	332,104	$5.2M	0.39%
34	—JERNIGAN CAP INC	270,379	$5.2M	0.39%
35	XLFSELECT SECTOR SPDR TR	160,000	$4.9M	0.37%	Put
36	PBRPETROLEO BRASILEIRO SA PETRO	299,500	$4.8M	0.36%
37	PAMPAMPA ENERGIA S A	265,400	$4.4M	0.33%
38	NDQINVESCO QQQ TR	20,000	$4.3M	0.32%	Put
39	SPYSPDR S&P 500 ETF TR	12,500	$4.0M	0.31%	Put
40	—PARATEK PHARMACEUTICALS INC	966,493	$3.9M	0.30%
41	ITUBITAU UNIBANCO HLDG SA	413,400	$3.8M	0.29%
42	CERNCHFCERNER CORP	50,000	$3.7M	0.28%
43	NERVGBPMINERVA NEUROSCIENCES INC	515,790	$3.7M	0.28%
44	CBRECBRE GROUP INC	59,500	$3.6M	0.28%
45	AMEAMETEK INC NEW	35,000	$3.5M	0.26%
46	WEAWESTERN ALLIANCE BANCORP	60,000	$3.4M	0.26%
47	WESWESTERN MIDSTREAM PARTNERS L	328,158	$3.4M	0.26%
48	TFCTRUIST FINL CORP	60,500	$3.4M	0.26%
49	VMCVULCAN MATLS CO	23,500	$3.4M	0.26%
50	HCCWARRIOR MET COAL INC	155,706	$3.3M	0.25%
51	XLISELECT SECTOR SPDR TR	40,000	$3.3M	0.25%	Put
52	CRMSALESFORCE COM INC	20,000	$3.3M	0.25%
53	XLUSELECT SECTOR SPDR TR	50,000	$3.2M	0.25%	Put
54	ROPROPER TECHNOLOGIES INC	9,000	$3.2M	0.24%
55	—K12 INC	155,215	$3.2M	0.24%
56	XLFISELECT SECTOR SPDR TR	50,000	$3.1M	0.24%	Put
57	JPMJPMORGAN CHASE & CO	22,000	$3.1M	0.23%
58	SPGIS&P GLOBAL INC	11,000	$3.0M	0.23%
59	LPLALPL FINL HLDGS INC	32,500	$3.0M	0.23%
60	CITUSDCIT GROUP INC	65,150	$3.0M	0.23%
61	AALAMERICAN AIRLS GROUP INC	103,449	$3.0M	0.23%
62	ETRAE TRADE FINANCIAL CORP	65,000	$2.9M	0.22%
63	CEPUCENTRAL PUERTO S A	591,000	$2.9M	0.22%
64	BKOBLUEROCK RESIDENTIAL GRW REI	233,732	$2.8M	0.21%
65	LOWLOWES COS INC	23,000	$2.8M	0.21%
66	GPNGLOBAL PMTS INC	15,000	$2.7M	0.21%
67	0DFCDIREXION SHS ETF TR	28,900	$2.7M	0.21%
68	—HERTZ GLOBAL HLDGS INC	172,900	$2.7M	0.21%
69	XLYSELECT SECTOR SPDR TR	20,000	$2.5M	0.19%	Put
70	CLRUSDCONTINENTAL RESOURCES INC	72,200	$2.5M	0.19%
71	BACBANK AMER CORP	70,000	$2.5M	0.19%
72	INTUINTUIT	9,000	$2.4M	0.18%
73	ITWILLINOIS TOOL WKS INC	13,000	$2.3M	0.18%
74	LOMALOMA NEGRA CORP	298,500	$2.3M	0.18%
75	UI2KEMPER CORP DEL	30,000	$2.3M	0.18%
76	—PROGENICS PHARMACEUTICALS IN	450,925	$2.3M	0.17%
77	PDCOEURPATTERSON COMPANIES INC	109,800	$2.2M	0.17%
78	CHRSCOHERUS BIOSCIENCES INC	124,825	$2.2M	0.17%
79	BUWABIO RAD LABS INC	6,020	$2.2M	0.17%
80	—CREDIT SUISSE NASSAU BRH	24,200	$2.2M	0.17%
81	—SRC ENERGY INC	508,240	$2.1M	0.16%
82	ZIONZIONS BANCORPORATION N A	40,000	$2.1M	0.16%
83	CATCATERPILLAR INC DEL	14,000	$2.1M	0.16%
84	CD8CRESUD S A C I F Y A	293,449	$2.1M	0.16%
85	—MEDICINES CO	23,900	$2.0M	0.15%
86	—CRESTWOOD EQUITY PARTNERS LP	65,168	$2.0M	0.15%
87	PINEALPINE INCOME PPTY TR INC	105,263	$2.0M	0.15%
88	ASNDASCENDIS PHARMA A S	14,090	$2.0M	0.15%
89	IHRTIHEARTMEDIA INC	115,136	$1.9M	0.15%
90	NXPINXP SEMICONDUCTORS N V	14,900	$1.9M	0.14%
91	PAGPPLAINS GP HLDGS L P	98,496	$1.9M	0.14%
92	—LYON WILLIAM HOMES	93,181	$1.9M	0.14%
93	YPFYPF SOCIEDAD ANONIMA	159,800	$1.9M	0.14%
94	HUMHUMANA INC	5,025	$1.8M	0.14%
95	URIUNITED RENTALS INC	11,000	$1.8M	0.14%
96	XLKSELECT SECTOR SPDR TR	20,000	$1.8M	0.14%	Put
97	HGLBHIGHLAND GLOBAL ALLOCATION F	194,171	$1.8M	0.14%
98	PGPROCTER & GAMBLE CO	14,000	$1.7M	0.13%
99	A4SAMERIPRISE FINL INC	10,000	$1.7M	0.13%
100	LPTUSDLIBERTY PPTY TR	27,692	$1.7M	0.13%

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