NOMURA HOLDINGS INC Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$35.7B
Holdings
756
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (756 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | VGREURVECTOR GROUP LTD | 6,937 | $150.0M | 0.42% | |
| 402 | PEOEXELON CORP | 204,300 | $149.7M | 0.42% | Put |
| 403 | KMIKINDER MORGAN INC | 8,073,295 | $149.4M | 0.42% | Put |
| 404 | FTNTFORTINET INC | 4,059,131 | $149.0M | 0.42% | |
| 405 | FIVEFIVE BELOW | 118,539 | $147.7M | 0.41% | Call |
| 406 | —BLACKHAWK NETWORK HOLDINGS I | 96,559 | $144.8M | 0.41% | |
| 407 | TRIPTRIPADVISOR INC | 286,585 | $144.0M | 0.40% | |
| 408 | EOGEOG RESOURCES INC | 1,435,691 | $137.6M | 0.39% | Put |
| 409 | —SINA CORP | 136,870 | $126.0M | 0.35% | Put |
| 410 | —WHOLE FOODS MARKET INC | 139,832 | $124.8M | 0.35% | Put |
| 411 | —TERRAFORM POWER INC - A | 9,036,740 | $124.7M | 0.35% | |
| 412 | XLEENERGY SELECT SECTOR SPDR | 1,742,809 | $122.8M | 0.34% | Put |
| 413 | THSTREEHOUSE FOODS INC | 28,660 | $120.4M | 0.34% | |
| 414 | —AMERICAN CAPITAL LTD | 6,999,229 | $118.5M | 0.33% | |
| 415 | STLAFIAT CHRYSLER AUTOMOBILES NV | 18,400 | $118.0M | 0.33% | Call |
| 416 | JNJJOHNSON & JOHNSON | 616,331 | $116.9M | 0.33% | Put |
| 417 | EWZISHARES MSCI BRAZIL CAPPED E | 3,403,868 | $114.6M | 0.32% | Put |
| 418 | XLKTECHNOLOGY SELECT SECT SPDR | 2,347,206 | $112.1M | 0.31% | Put |
| 419 | OPKOPKO HEALTH INC | 10,596 | $112.0M | 0.31% | |
| 420 | ELVANTHEM INC | 38,354 | $111.7M | 0.31% | Call |
| 421 | NSZNETSCOUT SYSTEMS INC | 3,299,294 | $111.3M | 0.31% | |
| 422 | VOYAVOYA FINANCIAL INC | 198,645 | $110.6M | 0.31% | |
| 423 | FLRFLUOR CORP | 23,200 | $108.1M | 0.30% | Call |
| 424 | —NEWMONT MINING CORP | 98,000 | $107.0M | 0.30% | |
| 425 | CAHCARDINAL HEALTH INC | 41,337 | $104.1M | 0.29% | |
| 426 | IARTINTEGRA LIFESCIENCES HOLDING | 1,254 | $104.0M | 0.29% | |
| 427 | KBESPDR S&P BANK ETF | 36,957 | $103.1M | 0.29% | Put |
| 428 | XOMEXXON MOBIL CORP | 1,186,751 | $102.6M | 0.29% | Put |
| 429 | CHTRCHARTER COMMUNICATIONS INC-A | 521,509 | $101.7M | 0.29% | Put |
| 430 | COTYCOTY INC-CL A | 4,337,540 | $101.3M | 0.28% | Put |
| 431 | —YAHOO! INC | 2,273,703 | $98.3M | 0.28% | Put |
| 432 | —BROADSOFT INC | 78,000 | $96.0M | 0.27% | |
| 433 | GSGOLDMAN SACHS GROUP INC | 31,864 | $94.1M | 0.26% | Put |
| 434 | CHKEURCHESAPEAKE ENERGY CORP | 1,829,734 | $91.4M | 0.26% | Put |
| 435 | DXJWISDOMTREE JAPAN HEDGED EQ | 176,942 | $90.5M | 0.25% | Call |
| 436 | —HORNBECK OFFSHORE SERVICES | 16,453 | $90.0M | 0.25% | |
| 437 | BMRNBIOMARIN PHARMACEUTICAL INC | 962 | $90.0M | 0.25% | |
| 438 | HONHONEYWELL INTERNATIONAL INC | 780,450 | $89.9M | 0.25% | Put |
| 439 | —MEDIDATA SOLUTIONS INC | 1,598 | $89.0M | 0.25% | |
| 440 | TRGPTARGA RESOURCES CORP | 201,539 | $84.8M | 0.24% | Call |
| 441 | —AK STEEL HOLDING CORP | 17,524 | $84.0M | 0.24% | |
| 442 | TSLATESLA MOTORS INC | 408,862 | $83.5M | 0.23% | Put |
| 443 | STWD 4.55 03/01/18STARWOOD PROPERTY TRUST INC | 75,000 | $82.0M | 0.23% | |
| 444 | —COLONY STARWOOD HOMES | 80,000 | $81.0M | 0.23% | |
| 445 | AXPAMERICAN EXPRESS CO | 844,224 | $72.2M | 0.20% | Put |
| 446 | —NRG YIELD INC-CLASS C | 4,200 | $72.0M | 0.20% | Call |
| 447 | PAAPLAINS ALL AMER PIPELINE LP | 2,250,000 | $70.5M | 0.20% | Call |
| 448 | XLVHEALTH CARE SELECT SECTOR | 965,000 | $69.6M | 0.20% | Put |
| 449 | USOUNITED STATES OIL FUND LP | 6,332,097 | $69.3M | 0.19% | Put |
| 450 | OXYOCCIDENTAL PETROLEUM CORP | 944,633 | $68.8M | 0.19% | Put |
| 451 | NFLXNETFLIX INC | 700,339 | $68.6M | 0.19% | Put |
| 452 | XLIINDUSTRIAL SELECT SECT SPDR | 1,156,000 | $67.3M | 0.19% | |
| 453 | LYBLYONDELLBASELL INDU-CL A | 20,796 | $65.6M | 0.18% | Call |
| 454 | —FRONTIER COMMUNICATIONS CORP | 15,399 | $64.0M | 0.18% | |
| 455 | TWTRUSDTWITTER INC | 2,700,121 | $62.3M | 0.17% | Put |
| 456 | WMWASTE MANAGEMENT INC | 62,407 | $61.9M | 0.17% | Call |
| 457 | —KB HOME | 63,000 | $61.0M | 0.17% | |
| 458 | AMGNAMGEN INC | 352,578 | $59.5M | 0.17% | Put |
| 459 | SYFSYNCHRONY FINANCIAL | 2,111,462 | $59.1M | 0.17% | Put |
| 460 | ZAYOEURZAYO GROUP HOLDINGS INC | 87,355 | $57.5M | 0.16% | |
| 461 | ETENERGY TRANSFER EQUITY LP | 1,339,800 | $57.5M | 0.16% | Call |
| 462 | HBANHUNTINGTON BANCSHARES INC | 209,400 | $57.0M | 0.16% | Call |
| 463 | —INTERCEPT PHARMACEUTICALS IN | 50,000 | $56.0M | 0.16% | |
| 464 | XLYCONSUMER DISCRETIONARY SELT | 700,619 | $56.0M | 0.16% | Put |
| 465 | XLUUTILITIES SELECT SECTOR SPDR | 1,104,600 | $54.2M | 0.15% | Put |
| 466 | CMCSACOMCAST CORP-CLASS A | 834,333 | $54.0M | 0.15% | Put |
| 467 | BACR V8.25 PERPBARCLAYS PLC | 53,475,000 | $53.5M | 0.15% | |
| 468 | EBAEBAY INC | 1,446,755 | $52.3M | 0.15% | Put |
| 469 | CVSCVS HEALTH CORP | 392,333 | $52.1M | 0.15% | Put |
| 470 | RIGTRANSOCEAN LTD | 329,266 | $51.5M | 0.14% | |
| 471 | NAVNAVISTAR INTERNATIONAL CORP | 56,794 | $51.2M | 0.14% | Put |
| 472 | BABOEING CO/THE | 383,739 | $50.6M | 0.14% | Put |
| 473 | WMBWILLIAMS COS INC | 1,615,140 | $49.6M | 0.14% | Put |
| 474 | CINFCINCINNATI FINANCIAL CORP | 44,962 | $48.3M | 0.14% | |
| 475 | SCHWSCHWAB (CHARLES) CORP | 1,380,522 | $43.6M | 0.12% | Put |
| 476 | GPCGENUINE PARTS CO | 33,660 | $43.3M | 0.12% | |
| 477 | IACIEURIAC/INTERACTIVECORP | 681,443 | $42.3M | 0.12% | |
| 478 | ITWILLINOIS TOOL WORKS | 351,253 | $42.1M | 0.12% | Put |
| 479 | —MERITOR INC | 31,000 | $42.0M | 0.12% | |
| 480 | —AETNA INC | 353,246 | $40.8M | 0.11% | Put |
| 481 | GDXVANECK VECTORS GOLD MINERS E | 1,530,745 | $40.5M | 0.11% | Put |
| 482 | —CONSOL ENERGY INC | 251,837 | $39.8M | 0.11% | Call |
| 483 | SLVISHARES SILVER TRUST | 2,145,000 | $39.1M | 0.11% | Put |
| 484 | —LEUCADIA NATIONAL CORP | 2,066 | $39.0M | 0.11% | |
| 485 | TLTISHARES 20+ YEAR TREASURY BO | 283,203 | $39.0M | 0.11% | Put |
| 486 | DWDMORGAN STANLEY | 1,152,840 | $36.0M | 0.10% | Put |
| 487 | ADSKAUTODESK INC | 496,574 | $35.9M | 0.10% | Put |
| 488 | BF/BBROWN-FORMAN CORP-CLASS B | 67,202 | $35.1M | 0.10% | |
| 489 | CTRPUSDCTRIP.COM INTERNATIONAL LTD | 751,796 | $35.0M | 0.10% | |
| 490 | EPCEDGEWELL PERSONAL CARE CO | 420,408 | $33.4M | 0.09% | Call |
| 491 | AFLAFLAC INC | 260,413 | $32.7M | 0.09% | Put |
| 492 | —CAVIUM INC | 562,124 | $32.6M | 0.09% | Put |
| 493 | CITUSDCIT GROUP INC | 875,818 | $31.8M | 0.09% | Put |
| 494 | LLYELI LILLY & CO | 390,343 | $31.3M | 0.09% | Call |
| 495 | UTXZUNITED TECHNOLOGIES CORP | 306,599 | $31.2M | 0.09% | Put |
| 496 | OCOWENS CORNING | 558,050 | $29.8M | 0.08% | |
| 497 | CLCOLGATE-PALMOLIVE CO | 104,838 | $29.7M | 0.08% | Put |
| 498 | WHRWHIRLPOOL CORP | 179,013 | $29.2M | 0.08% | |
| 499 | DYHTARGET CORP | 415,228 | $28.5M | 0.08% | Put |
| 500 | MDTMEDTRONIC PLC | 327,248 | $28.2M | 0.08% | Put |