NOMURA HOLDINGS INC Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$35.7B

Holdings

756

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (756 positions)

#StockSharesValue% PortfolioType
501
ORCLORACLE CORP
695,652$27.3M0.08%Put
502
BFHALLIANCE DATA SYSTEMS CORP
125,050$26.7M0.07%Put
503
DELLDELL TECHNOLOGIES INC-CL V
555,347$26.6M0.07%Put
504
AVGOBROADCOM LTD
151,200$26.1M0.07%Put
505
ILLUMINA INC
22,000$26.0M0.07%
506
VWOVANGUARD FTSE EMERGING MARKE
689,517$26.0M0.07%Put
507
AWNADVANCE AUTO PARTS INC
168,481$25.1M0.07%Call
508
FITBIT INC - A
1,672,155$25.1M0.07%Put
509
INTEGRA LIFESCIENCES HOLDING
16,000$25.0M0.07%
510
LUMBER LIQUIDATORS HOLDINGS
1,205,518$23.6M0.07%
511
NXPINXP SEMICONDUCTORS NV
225,795$22.7M0.06%Call
512
LINKEDIN CORP - A
20,838,000$21.6M0.06%
513
CELGCELGENE CORP
205,372$21.6M0.06%Put
514
LOWLOWE'S COS INC
292,973$21.2M0.06%Put
515
DHRDANAHER CORP
270,000$21.1M0.06%Put
516
LENDINGCLUB CORP
3,405,000$21.0M0.06%Call
517
TESARO INC
7,000$21.0M0.06%
518
KCG HOLDINGS INC-CL A
1,350,000$20.8M0.06%Put
519
SMHVANECK VECTORS SEMICONDUCTOR
300,000$20.8M0.06%Call
520
ANETEURARISTA NETWORKS INC
237,500$20.2M0.06%Call
521
POWERSHARES DB US DOL IND BU
800,000$19.7M0.06%Put
522
BENFRANKLIN RESOURCES INC
545,660$19.4M0.05%Put
523
CIENCIENA CORP
100,800$19.2M0.05%Call
524
MICRON TECHNOLOGY INC
10,062,000$19.1M0.05%
525
AALAMERICAN AIRLINES GROUP INC
517,670$18.9M0.05%Put
526
XHBSPDR S&P HOMEBUILDERS ETF
547,989$18.6M0.05%Put
527
LUVSOUTHWEST AIRLINES CO
473,348$18.4M0.05%Call
528
CAGCONAGRA FOODS INC
389,665$18.3M0.05%Call
529
RITE AID CORP
2,373,900$18.3M0.05%Put
530
WFCWELLS FARGO & CO
408,106$18.2M0.05%Put
531
MENTOR GRAPHICS CORP
692,100$18.2M0.05%
532
SPGIS&P GLOBAL INC
40,500$18.1M0.05%
533
BKNGPRICELINE GROUP INC/THE
33,727$17.5M0.05%Call
534
MOALTRIA GROUP INC
286,079$17.5M0.05%Put
535
LNGCHENIERE ENERGY INC
396,651$17.3M0.05%Put
536
ECLIPSE RESOURCES CORP
5,125,000$16.9M0.05%
537
ANGIE'S LIST INC
1,647,742$16.4M0.05%
538
NDAQNASDAQ INC
238,825$16.2M0.05%Put
539
UISUNISYS CORP
326,300$16.1M0.05%Call
540
DALDELTA AIR LINES INC
397,886$15.7M0.04%Put
541
GOOGLALPHABET INC-CL A
18,504$14.9M0.04%
542
EDCONSOLIDATED EDISON INC
41,080$14.1M0.04%
543
ASPSALTISOURCE PORTFOLIO SOL
433,483$14.0M0.04%Put
544
WMTWAL-MART STORES INC
95,112$13.9M0.04%
545
DLTRDOLLAR TREE INC
174,530$13.8M0.04%Put
546
BSFAANI PHARMACEUTICALS INC
206,391$13.7M0.04%
547
POWERSHARES S&P 500 LOW VOLA
327,500$13.6M0.04%
548
TWXCHFTIME WARNER INC
169,716$13.5M0.04%Put
549
TIPTTIPTREE FINANCIAL INC - A
2,273,701$13.5M0.04%
550
LIONS GATE ENTERTAINMENT COR
665,657$13.3M0.04%Call
551
XBISPDR S&P BIOTECH ETF
200,000$13.3M0.04%Call
552
TLVGRUPO TELEVISA SAB-SER CPO
500,000$12.9M0.04%Call
553
ENSCO PLC-CL A
1,515,356$12.8M0.04%Put
554
SRGSERITAGE GROWTH PROP- A REIT
250,000$12.7M0.04%Put
555
IDIINTERDIGITAL INC
158,909$12.6M0.04%
556
ENCORE CAPITAL GROUP INC
12,662,000$12.5M0.04%
557
AAXJISHARES MSCI ALL COUNTRY ASI
200,000$12.1M0.03%Put
558
LBTYBLIBERTY GLOBAL PLC-SERIES C
380$12.0M0.03%
559
LDOSLEIDOS HOLDINGS INC
270,310$11.7M0.03%Call
560
AZOAUTOZONE INC
15,000$11.5M0.03%Call
561
FSICUSDFS INVESTMENT CORP
1,210,312$11.5M0.03%
562
OCWEN FINANCIAL CORP
3,150,084$11.5M0.03%Call
563
OCLARO INC
251,100$11.1M0.03%Call
564
CYPRESS SEMICONDUCTOR CORP
914,976$11.1M0.03%Call
565
COWEN GROUP INC-CLASS A
3,052,538$11.1M0.03%
566
LMTLOCKHEED MARTIN CORP
46,024$11.0M0.03%Put
567
ICONIX BRAND GROUP INC
13,000$11.0M0.03%
568
MDRXALLSCRIPTS HEALTHCARE SOLUTI
800$11.0M0.03%
569
CONCORDIA INTERNATIONAL CORP
2,111,150$10.7M0.03%
570
LLOYDS BANKING GROUP PLC
10,331,000$10.7M0.03%
571
WRIGHT MEDICAL GROUP NV
428,035$10.5M0.03%
572
KINDER MORGAN INC
626,639$10.0M0.03%
573
NOWSERVICENOW INC
125,468$9.9M0.03%
574
ABBVABBVIE INC
151,072$9.5M0.03%Put
575
RYROYAL BANK OF CANADA
150,000$9.3M0.03%Put
576
NORTHSTAR REALTY EUROPE CORP
836,722$9.2M0.03%
577
WTWWILLIS TOWERS WATSON PLC
68,766$9.1M0.03%Put
578
ILMNILLUMINA INC
71,931$9.1M0.03%Call
579
BLUCORA INC
800$9.0M0.03%
580
EZCORP INC-CL A
8,845,000$8.7M0.02%
581
INVAINNOVIVA INC
781,764$8.6M0.02%
582
BLUCORA INC
8,766,000$8.4M0.02%
583
WEBMD HEALTH CORP
7,142,000$8.2M0.02%
584
QUADQUAD / GRAPHICS INC
312$8.0M0.02%
585
SPIRIT REALTY CAPITAL INC
600$8.0M0.02%
586
NWG V7.5 PERP *..ROYAL BK OF SCOTLAND PLC
8,600,000$7.9M0.02%
587
TIVO CORP
384,983$7.6M0.02%
588
AG8AGILENT TECHNOLOGIES INC
159,300$7.5M0.02%Call
589
COLONY STARWOOD HOMES
7,000,000$7.5M0.02%
590
MICRON TECHNOLOGY INC
4,220,000$7.5M0.02%
591
ALTISOURCE RESIDENTIAL CORP
676,891$7.4M0.02%
592
LBTYBLIBERTY GLOBAL PLC-A
68,632$7.3M0.02%
593
BROADSOFT INC
5,500,000$7.3M0.02%
594
CFCF INDUSTRIES HOLDINGS INC
300,000$7.3M0.02%Call
595
MARMARRIOTT INTERNATIONAL -CL A
107,212$7.2M0.02%Put
596
ALLEGHENY TECHNOLOGIES INC
5,000,000$7.1M0.02%
597
FIREEYE INC
8,000$7.0M0.02%
598
MURMURPHY OIL CORP
230,000$6.8M0.02%Call
599
ISTAR INC
6,558,000$6.6M0.02%
600
DBDEUTSCHE BANK AG-REGISTERED
500,000$6.5M0.02%Put
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