NOMURA HOLDINGS INC Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$35.7B

Holdings

756

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (756 positions)

#StockSharesValue% PortfolioType
601
COPCONOCOPHILLIPS
149,079$6.5M0.02%Put
602
GLWCORNING INC
263,200$6.2M0.02%Call
603
CALATLANTIC GROUP INC
6,000$6.0M0.02%
604
TAKE-TWO INTERACTIVE SOFTWRE
3,000$6.0M0.02%
605
REX ENERGY CORPORATION
10,950$6.0M0.02%
606
XLBMATERIALS SELECT SECTOR SPDR
125,000$6.0M0.02%Put
607
MICRON TECHNOLOGY INC
3,500,000$5.9M0.02%
608
OASIS PETROLEUM INC
5,000,000$5.6M0.02%
609
PRICELINE GROUP INC/THE
3,513,000$5.6M0.02%
610
PROSHARES SHORT VIX ST FUTUR
74,998$5.5M0.02%Call
611
CMCAN IMPERIAL BK OF COMMERCE
70,000$5.4M0.02%Put
612
SSDSIMPSON MANUFACTURING CO INC
121,951$5.4M0.02%
613
HSBCHSBC HOLDINGS PLC
698,800$5.3M0.01%Call
614
ICEINTERCONTINENTAL EXCHANGE IN
19,496$5.3M0.01%Put
615
EAELECTRONIC ARTS INC
61,748$5.2M0.01%Put
616
DNREURDENBURY RES INC
1,617,000$5.2M0.01%
617
AMAGAMAG PHARMACEUTICALS INC
208,878$5.1M0.01%
618
SLBSCHLUMBERGER LTD
65,070$5.1M0.01%Put
619
FIAT CHRYSLER AUTOMOBILES NV
7,100$5.0M0.01%
620
CALATLANTIC GROUP INC
156$5.0M0.01%
621
GISGENERAL MILLS INC
76,584$4.9M0.01%Put
622
SABRSABRE CORP
174,491$4.9M0.01%
623
TUPTUPPERWARE BRANDS CORP
74,927$4.9M0.01%Put
624
WORKDAY INC-CLASS A
3,953,000$4.9M0.01%
625
TTMITTM TECHNOLOGIES
422,824$4.8M0.01%
626
INGMINGRAM MICRO INC-CL A
135,567$4.8M0.01%Put
627
WBWEIBO CORP-SPON ADR
55,680$4.8M0.01%
628
EQT GP HOLDINGS LP
189,000$4.7M0.01%Call
629
CCLCARNIVAL CORP
96,000$4.7M0.01%Call
630
WDAYWORKDAY INC-CLASS A
50,067$4.6M0.01%
631
SYYSYSCO CORP
93,136$4.6M0.01%
632
YAHOO! INC
4,271,000$4.6M0.01%
633
QCOMQUALCOMM INC
68,777$4.5M0.01%
634
ROYAL BK OF SCOTLAND PLC
4,800,000$4.5M0.01%
635
CMICUMMINS INC
34,769$4.4M0.01%Put
636
ENCORE CAPITAL GROUP INC
5,794,000$4.4M0.01%
637
TROWT ROWE PRICE GROUP INC
66,121$4.4M0.01%
638
MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC
3,960,000$4.4M0.01%
639
SYNGENTA AG-REG
47,493$4.2M0.01%Put
640
UNPUNION PACIFIC CORP
42,240$4.1M0.01%Put
641
EMBISHARES JP MORGAN USD EMERGI
34,770$4.1M0.01%
642
AMAG PHARMACEUTICALS INC
3,613,000$4.1M0.01%
643
TEVA PHARMACEUTICAL IND LTD
3,310,000$3.9M0.01%
644
PTENPATTERSON-UTI ENERGY INC
180,000$3.9M0.01%Call
645
IPATH S&P GSCI CRUDE OIL TR
669,807$3.9M0.01%
646
TRAVELPORT WORLDWIDE LTD
256,562$3.9M0.01%
647
STXSEAGATE TECHNOLOGY
100,000$3.9M0.01%Call
648
GENERAL GROWTH PROPERTIES
137,500$3.8M0.01%
649
SOLARCITY CORP
4,700,000$3.8M0.01%
650
8CWCROWN CASTLE INTL CORP
40,000$3.8M0.01%Call
651
CAMPEURCALAMP CORP
266,917$3.8M0.01%
652
IGTINTERNATIONAL GAME TECHNOLOG
150,668$3.7M0.01%
653
SPIRIT REALTY CAPITAL INC
3,227,000$3.7M0.01%
654
TPHTRI POINTE GROUP INC
273,582$3.6M0.01%
655
WTWISDOMTREE INVESTMENTS INC
353,681$3.6M0.01%Put
656
ALON USA ENERGY INC
438,746$3.5M0.01%
657
BLACKSTONE MORTGAGE TRU-CL A
3,195,000$3.5M0.01%
658
MTOR 0 02/15/27ARVINMERITOR INC
3,450,000$3.5M0.01%
659
YUMYUM! BRANDS INC
38,476$3.5M0.01%
660
ENCORE CAPITAL GROUP INC
4,136,000$3.4M0.01%
661
BDXBECTON DICKINSON AND CO
19,132$3.4M0.01%
662
HRLHORMEL FOODS CORP
90,095$3.4M0.01%
663
DOVDOVER CORP
46,621$3.4M0.01%
664
PNRPENTAIR PLC
53,070$3.4M0.01%
665
HRG GROUP INC
215,000$3.4M0.01%
666
KELKELLOGG CO
42,319$3.3M0.01%Put
667
ADMARCHER-DANIELS-MIDLAND CO
75,999$3.2M0.01%
668
PPGPPG INDUSTRIES INC
30,866$3.2M0.01%
669
INTEGRATED DEVICE TECH INC
136,400$3.2M0.01%Call
670
DYDYCOM INDUSTRIES INC
38,040$3.1M0.01%
671
KMBKIMBERLY-CLARK CORP
24,680$3.1M0.01%
672
NUENUCOR CORP
63,025$3.1M0.01%
673
ADPAUTOMATIC DATA PROCESSING
34,814$3.1M0.01%
674
ESEVERSOURCE ENERGY
55,000$3.0M0.01%Call
675
SERVICENOW INC
2,445,000$3.0M0.01%
676
TELIGENT INC
3,050,000$2.9M0.01%
677
ST JUDE MEDICAL INC
36,620$2.9M0.01%
678
CALATLANTIC GROUP INC
2,433,000$2.9M0.01%
679
NIHDEURNII HLDGS INC
829,330$2.8M0.01%
680
LBTYBLIBERTY GLOBAL PLC LILAC - C
60,299$2.7M0.01%
681
JDJD.COM INC-ADR
102,824$2.7M0.01%
682
XLREREAL ESTATE SELECT SECT SPDR
81,311$2.7M0.01%
683
COLONY CAPITAL INC - A
2,672,000$2.6M0.01%
684
TIME INC
179,146$2.6M0.01%
685
SMSM ENERGY CO
65,253$2.5M0.01%
686
HRBH&R BLOCK INC
106,096$2.5M0.01%
687
BOTTOMLINE TECHNOLOGIES (DE)
104,569$2.4M0.01%
688
PIIPOLARIS INDUSTRIES INC
31,601$2.4M0.01%
689
RYNRAYONIER INC
91,568$2.4M0.01%
690
WORKDAY INC-CLASS A
1,848,000$2.4M0.01%
691
AK STEEL HOLDING CORP
2,000,000$2.4M0.01%
692
AIGAMERICAN INTERNATIONAL GROUP
115,000$2.3M0.01%
693
AEGERION PHARMACEUTICALS INC
3,500,000$2.3M0.01%
694
EFVISHARES MSCI EAFE VALUE ETF
49,232$2.3M0.01%
695
BXUSDBLACKSTONE GROUP LP/THE
88,208$2.3M0.01%
696
JANUS CAPITAL GROUP INC
160,065$2.2M0.01%
697
VALEVALE SA
220,201$2.2M0.01%Call
698
STARWOOD PROPERTY TRUST INC
2,113,000$2.2M0.01%
699
MANMANPOWERGROUP INC
29,412$2.1M0.01%
700
ALLSCRIPTS HEALTHCARE SOLUTI
2,043,000$2.1M0.01%
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