NOMURA HOLDINGS INC Q3 2017 Filing
Filed November 14, 2017
Portfolio Value
$47.5B
Holdings
1,030
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (1,030 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 701 | ABBVABBVIE INC | 330,783 | $29.4M | 0.06% | Put |
| 702 | COPCONOCOPHILLIPS | 581,671 | $29.1M | 0.06% | Put |
| 703 | SOXXISHARES PHLX SEMICONDUCTOR E | 180,000 | $28.1M | 0.06% | Put |
| 704 | —HERTZ GLOBAL HOLDINGS INC | 447,532 | $27.7M | 0.06% | Put |
| 705 | PGPROCTER & GAMBLE CO/THE | 304,426 | $27.7M | 0.06% | Put |
| 706 | OCOWENS CORNING | 148,725 | $27.5M | 0.06% | |
| 707 | CNRCANADIAN NATL RAILWAY CO | 96,932 | $27.0M | 0.06% | Put |
| 708 | —EXPRESS SCRIPTS HOLDING CO | 405,141 | $26.2M | 0.06% | Put |
| 709 | —BOTTOMLINE TECHNOLOGIES (DE) | 812,438 | $25.9M | 0.05% | Call |
| 710 | APCANADARKO PETROLEUM CORP | 528,655 | $25.8M | 0.05% | Put |
| 711 | RHT1EURRED HAT INC | 225,867 | $25.0M | 0.05% | |
| 712 | CSCOCISCO SYSTEMS INC | 728,900 | $24.3M | 0.05% | Put |
| 713 | TMUST-MOBILE US INC | 390,053 | $24.0M | 0.05% | Put |
| 714 | —RADIUS HEALTH INC | 621,213 | $24.0M | 0.05% | Put |
| 715 | SRGSERITAGE GROWTH PROP- A REIT | 500,000 | $23.0M | 0.05% | Call |
| 716 | AMJEURJPMORGAN ALERIAN MLP INDEX | 800,000 | $22.8M | 0.05% | Call |
| 717 | UPBDRENT-A-CENTER INC | 1,924,488 | $22.1M | 0.05% | |
| 718 | RYROYAL BANK OF CANADA | 275,400 | $21.2M | 0.04% | Put |
| 719 | —BUNGE LTD | 290,746 | $20.2M | 0.04% | Put |
| 720 | CMCAN IMPERIAL BK OF COMMERCE | 228,000 | $20.0M | 0.04% | Put |
| 721 | —ENERGEN CORP | 361,847 | $19.8M | 0.04% | Put |
| 722 | BIDUNBAIDU INC - SPON ADR | 81,240 | $19.7M | 0.04% | |
| 723 | LOWLOWE'S COS INC | 238,259 | $19.0M | 0.04% | Put |
| 724 | —FINISH LINE/THE - CL A | 1,512,500 | $17.8M | 0.04% | Put |
| 725 | ELVANTHEM INC | 92,868 | $17.6M | 0.04% | Put |
| 726 | OSGAMBAC FINANCIAL GROUP INC | 1,014,288 | $17.5M | 0.04% | Call |
| 727 | ADBEADOBE SYSTEMS INC | 117,325 | $17.5M | 0.04% | |
| 728 | MOHMOLINA HEALTHCARE INC | 252,373 | $17.2M | 0.04% | |
| 729 | PEPPEPSICO INC | 152,861 | $17.0M | 0.04% | Call |
| 730 | ARCCARES CAPITAL CORP | 1,035,546 | $17.0M | 0.04% | |
| 731 | BXUSDBLACKSTONE GROUP LP/THE | 500,000 | $16.7M | 0.04% | Call |
| 732 | COWNEURCOWEN INC | 926,436 | $16.5M | 0.03% | |
| 733 | ARNCCHFARCONIC INC | 648,149 | $16.3M | 0.03% | Put |
| 734 | MDTMEDTRONIC PLC | 207,343 | $16.1M | 0.03% | Put |
| 735 | —BROADSOFT INC | 316,796 | $16.0M | 0.03% | |
| 736 | KHCKRAFT HEINZ CO/THE | 203,786 | $15.8M | 0.03% | Put |
| 737 | ABTABBOTT LABORATORIES | 298,653 | $15.7M | 0.03% | Call |
| 738 | XLBMATERIALS SELECT SECTOR SPDR | 275,000 | $15.6M | 0.03% | Call |
| 739 | ITWILLINOIS TOOL WORKS | 105,016 | $15.5M | 0.03% | Call |
| 740 | EMBISHARES JP MORGAN USD EMERGI | 129,100 | $15.0M | 0.03% | |
| 741 | GSMFERROGLOBE PLC | 1,141,573 | $15.0M | 0.03% | |
| 742 | ITUBITAU UNIBANCO HOLDING S-PREF | 1,050,000 | $14.4M | 0.03% | Put |
| 743 | PRUPRUDENTIAL FINANCIAL INC | 129,108 | $13.7M | 0.03% | |
| 744 | WDCWESTERN DIGITAL CORP | 156,677 | $13.5M | 0.03% | Call |
| 745 | PPGPPG INDUSTRIES INC | 124,267 | $13.5M | 0.03% | Put |
| 746 | IDIINTERDIGITAL INC | 182,797 | $13.5M | 0.03% | |
| 747 | IACIEURIAC/INTERACTIVECORP | 113,800 | $13.4M | 0.03% | |
| 748 | —WRIGHT MEDICAL GROUP NV | 514,707 | $13.3M | 0.03% | |
| 749 | NEMNEWMONT MINING CORP | 354,950 | $13.1M | 0.03% | |
| 750 | —ZIONS BANCORPORATION | 963,910 | $13.0M | 0.03% | |
| 751 | XLVHEALTH CARE SELECT SECTOR | 156,200 | $12.8M | 0.03% | Put |
| 752 | MOALTRIA GROUP INC | 195,627 | $12.7M | 0.03% | Call |
| 753 | LSXMKUSDLIBERTY MEDIA COR-SIRIUSXM C | 302,794 | $12.7M | 0.03% | |
| 754 | —ECLIPSE RESOURCES CORP | 5,125,000 | $12.7M | 0.03% | |
| 755 | EQTEQT CORP | 193,811 | $12.6M | 0.03% | Put |
| 756 | BSFAANI PHARMACEUTICALS INC | 240,528 | $12.6M | 0.03% | |
| 757 | STWDSTARWOOD PROPERTY TRUST INC | 577,094 | $12.5M | 0.03% | |
| 758 | CMACOMERICA INC | 164,315 | $12.5M | 0.03% | |
| 759 | ELESTEE LAUDER COMPANIES-CL A | 114,994 | $12.4M | 0.03% | |
| 760 | JCIJOHNSON CONTROLS INTERNATION | 300,384 | $12.1M | 0.03% | Put |
| 761 | —DYNEGY INC NEW DEL | 50,424 | $12.0M | 0.03% | |
| 762 | LBTYBLIBERTY GLOBAL PLC- C | 358 | $12.0M | 0.03% | |
| 763 | DVNDEVON ENERGY CORP | 325,637 | $12.0M | 0.03% | Put |
| 764 | —AETNA INC | 74,734 | $11.9M | 0.02% | Put |
| 765 | CMICUMMINS INC | 69,919 | $11.8M | 0.02% | Call |
| 766 | —TIVO CORP | 582,939 | $11.6M | 0.02% | |
| 767 | LULULULULEMON ATHLETICA INC | 186,272 | $11.5M | 0.02% | Call |
| 768 | NTESNETEASE INC | 43,089 | $11.4M | 0.02% | |
| 769 | XLIINDUSTRIAL SELECT SECT SPDR | 160,000 | $11.4M | 0.02% | Put |
| 770 | JDJD.COM INC-ADR | 293,000 | $11.2M | 0.02% | |
| 771 | TAPMOLSON COORS BREWING CO -B | 134,830 | $11.0M | 0.02% | Call |
| 772 | ALKALASKA AIR GROUP INC | 143,640 | $11.0M | 0.02% | Put |
| 773 | —LENDINGCLUB CORP | 1,790,789 | $10.9M | 0.02% | |
| 774 | FSICUSDFS INVESTMENT CORP | 1,271,477 | $10.7M | 0.02% | |
| 775 | DKDELEK US HOLDINGS INC | 384,637 | $10.3M | 0.02% | |
| 776 | HIGHARTFORD FINANCIAL SVCS GRP | 175,777 | $9.7M | 0.02% | |
| 777 | ZBHZIMMER BIOMET HOLDINGS INC | 82,793 | $9.7M | 0.02% | |
| 778 | BABOEING CO/THE | 39,367 | $9.7M | 0.02% | Call |
| 779 | —BROCADE COMMUNICATIONS SYS | 805,236 | $9.6M | 0.02% | |
| 780 | CAMPEURCALAMP CORP | 412,718 | $9.6M | 0.02% | |
| 781 | COFCAPITAL ONE FINANCIAL CORP | 111,821 | $9.5M | 0.02% | Call |
| 782 | PXDEURPIONEER NATURAL RESOURCES CO | 63,695 | $9.4M | 0.02% | |
| 783 | MMM3M CO | 43,714 | $9.2M | 0.02% | |
| 784 | IWNISHARES RUSSELL 2000 VALUE E | 73,000 | $9.0M | 0.02% | |
| 785 | —HALCON RES CORP | 1,269,203 | $8.6M | 0.02% | |
| 786 | HTLDEXPRESS INC | 1,244,463 | $8.4M | 0.02% | |
| 787 | HSYHERSHEY CO/THE | 76,005 | $8.3M | 0.02% | |
| 788 | —BONANZA CREEK ENERGY INC | 249,155 | $8.2M | 0.02% | |
| 789 | TIPTTIPTREE INC | 1,273,701 | $8.0M | 0.02% | |
| 790 | —SECOND SIGHT MEDICAL PRODUCT | 23,249 | $8.0M | 0.02% | |
| 791 | BKCCUSDBLACKROCK CAPITAL INVESTMENT | 1,057,142 | $7.9M | 0.02% | |
| 792 | TXTTEXTRON INC | 146,382 | $7.9M | 0.02% | |
| 793 | HPEHEWLETT PACKARD ENTERPRIS | 533,528 | $7.8M | 0.02% | Call |
| 794 | SWKSTANLEY BLACK & DECKER INC | 50,450 | $7.6M | 0.02% | Call |
| 795 | TMOTHERMO FISHER SCIENTIFIC INC | 39,352 | $7.4M | 0.02% | |
| 796 | —NRG YIELD INC-CLASS C | 379,500 | $7.3M | 0.02% | Call |
| 797 | NSYNICE LTD | 89,587 | $7.3M | 0.02% | |
| 798 | WOOFOOT LOCKER INC | 206,640 | $7.3M | 0.02% | Put |
| 799 | GPOR1EURGULFPORT ENERGY CORP | 502,944 | $7.2M | 0.02% | Call |
| 800 | —POWERSHARES S&P 500 LOW VOLA | 154,500 | $7.1M | 0.01% |