NOMURA HOLDINGS INC Q3 2017 Filing
Filed November 14, 2017
Portfolio Value
$47.5B
Holdings
1,030
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (1,030 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 601 | CDKCDK GLOBAL INC | 1,154,076 | $99.8M | 0.21% | Call |
| 602 | —ISRAEL CHEMICALS LTD | 22,346 | $99.0M | 0.21% | |
| 603 | NRANRG ENERGY INC | 3,847,878 | $98.5M | 0.21% | Put |
| 604 | XOPUSDSPDR S&P OIL & GAS EXP & PR | 2,853,786 | $97.3M | 0.20% | Put |
| 605 | EBAEBAY INC | 1,460,912 | $92.1M | 0.19% | Put |
| 606 | XRTSPDR S&P RETAIL ETF | 82,425 | $91.4M | 0.19% | Put |
| 607 | EFAISHARES MSCI EAFE ETF | 1,333,045 | $90.4M | 0.19% | Put |
| 608 | HUMHUMANA INC | 369,843 | $90.1M | 0.19% | Put |
| 609 | WBSWEBSTER FINANCIAL CORP | 26,681 | $89.3M | 0.19% | Call |
| 610 | BABAALIBABA GROUP HOLDING-SP ADR | 174,139 | $89.0M | 0.19% | |
| 611 | —FANG HOLDINGS LTD - ADR | 22,000 | $89.0M | 0.19% | |
| 612 | —GENERAL MTRS CO | 3,934 | $88.0M | 0.19% | |
| 613 | SANBANCO SANTANDER SA | 392,179 | $86.6M | 0.18% | Put |
| 614 | —ENERGY TRANSFER PARTNERS LP | 4,698,000 | $86.1M | 0.18% | Put |
| 615 | NWSNEWS CORP - CLASS B | 6,203 | $84.0M | 0.18% | |
| 616 | —CBL & ASSOCIATES PROPERTIES | 10,000 | $84.0M | 0.18% | |
| 617 | GSATUSDGLOBALSTAR INC | 50,592 | $83.0M | 0.17% | |
| 618 | FQIDIGITAL REALTY TRUST INC | 290,775 | $81.4M | 0.17% | |
| 619 | BACVERIZON COMMUNICATIONS INC | 1,598,595 | $78.7M | 0.17% | Put |
| 620 | SRPTSAREPTA THERAPEUTICS INC | 1,723,083 | $78.2M | 0.16% | Put |
| 621 | OPLNKAR AUCTION SERVICES INC | 70,460 | $77.3M | 0.16% | |
| 622 | GNRCGENERAC HOLDINGS INC | 51,581 | $75.3M | 0.16% | Put |
| 623 | RSX1USDVANECK VECTORS RUSSIA ETF | 255,330 | $74.6M | 0.16% | |
| 624 | DONSPDR DJIA TRUST | 37,125 | $74.2M | 0.16% | |
| 625 | PSXPHILLIPS 66 | 34,291 | $74.1M | 0.16% | |
| 626 | —IPATH S&P 500 VIX S/T FU ETN | 1,860,063 | $73.1M | 0.15% | Put |
| 627 | VMWEURVMWARE INC-CLASS A | 654,782 | $71.5M | 0.15% | Put |
| 628 | —ORBITAL ATK INC | 138,360 | $70.1M | 0.15% | Put |
| 629 | BKNGPRICELINE GROUP INC/THE | 17,899 | $69.7M | 0.15% | Put |
| 630 | —SERVICESOURCE INTERNATIONAL | 19,538 | $68.0M | 0.14% | |
| 631 | SBUXSTARBUCKS CORP | 1,253,541 | $67.6M | 0.14% | |
| 632 | LAMRLAMAR ADVERTISING CO-A | 980,400 | $67.2M | 0.14% | Put |
| 633 | SYFSYNCHRONY FINANCIAL | 2,150,892 | $66.7M | 0.14% | Put |
| 634 | SPGIS&P GLOBAL INC | 410,924 | $64.2M | 0.14% | Put |
| 635 | HONHONEYWELL INTERNATIONAL INC | 457,263 | $62.7M | 0.13% | Put |
| 636 | DALDELTA AIR LINES INC | 1,289,618 | $62.1M | 0.13% | Put |
| 637 | HASHASBRO INC | 622,768 | $60.8M | 0.13% | Put |
| 638 | AAALCOA CORP | 357,549 | $59.6M | 0.13% | Put |
| 639 | DISHDISH NETWORK CORP-A | 1,088,835 | $59.0M | 0.12% | Put |
| 640 | GSGOLDMAN SACHS GROUP INC | 248,958 | $58.9M | 0.12% | Put |
| 641 | JPMJPMORGAN CHASE & CO | 854,449 | $58.8M | 0.12% | Put |
| 642 | AMGNAMGEN INC | 127,694 | $58.5M | 0.12% | Put |
| 643 | GILDGILEAD SCIENCES INC | 716,788 | $58.3M | 0.12% | Put |
| 644 | —GIGAMON INC | 1,378,647 | $58.1M | 0.12% | |
| 645 | DWDMORGAN STANLEY | 1,208,953 | $57.8M | 0.12% | Put |
| 646 | TSLATESLA INC | 133,596 | $57.5M | 0.12% | Put |
| 647 | IPINTERNATIONAL PAPER CO | 96,883 | $57.5M | 0.12% | Call |
| 648 | MRKMERCK & CO. INC. | 867,168 | $55.6M | 0.12% | Put |
| 649 | QCOMQUALCOMM INC | 1,062,612 | $55.1M | 0.12% | Put |
| 650 | CVXCHEVRON CORP | 333,984 | $54.2M | 0.11% | Put |
| 651 | NOCNORTHROP GRUMMAN CORP | 95,652 | $53.5M | 0.11% | Put |
| 652 | CP.TOCANADIAN PACIFIC RAILWAY LTD | 65,947 | $52.0M | 0.11% | Put |
| 653 | CTRPUSDCTRIP.COM INTERNATIONAL LTD | 935,265 | $49.3M | 0.10% | |
| 654 | XLKTECHNOLOGY SELECT SECT SPDR | 834,077 | $49.3M | 0.10% | Put |
| 655 | USOUNITED STATES OIL FUND LP | 4,571,901 | $47.6M | 0.10% | Put |
| 656 | BCRUSDCR BARD INC | 146,552 | $47.0M | 0.10% | |
| 657 | —CONSOL ENERGY INC | 469,802 | $46.9M | 0.10% | Call |
| 658 | —ASCENA RETAIL GROUP INC | 19,086,878 | $46.6M | 0.10% | |
| 659 | MAMASTERCARD INC - A | 59,189 | $46.3M | 0.10% | |
| 660 | VWOVANGUARD FTSE EMERGING MARKE | 1,058,000 | $46.1M | 0.10% | Put |
| 661 | NSZNETSCOUT SYSTEMS INC | 1,416,264 | $45.9M | 0.10% | |
| 662 | NUVAGBPNUVASIVE INC | 321,361 | $45.8M | 0.10% | |
| 663 | CSXCSX CORP | 845,508 | $45.7M | 0.10% | Call |
| 664 | R6C2ROYAL DUTCH SHELL PLC-B SHS | 716 | $45.0M | 0.09% | |
| 665 | COSTCOSTCO WHOLESALE CORP | 271,778 | $44.5M | 0.09% | Put |
| 666 | ARIAPOLLO COMMERCIAL REAL ESTAT | 545,497 | $43.8M | 0.09% | |
| 667 | BMYBRISTOL-MYERS SQUIBB CO | 691,907 | $43.8M | 0.09% | Put |
| 668 | LMTLOCKHEED MARTIN CORP | 140,615 | $43.6M | 0.09% | Call |
| 669 | MPCMARATHON PETROLEUM CORP | 769,348 | $43.1M | 0.09% | Call |
| 670 | NVDANVIDIA CORP | 239,841 | $42.9M | 0.09% | Put |
| 671 | CBBCINCINNATI BELL INC | 2,147,281 | $42.8M | 0.09% | |
| 672 | IYRISHARES US REAL ESTATE ETF | 526,549 | $42.1M | 0.09% | Put |
| 673 | WBAWALGREENS BOOTS ALLIANCE INC | 319,563 | $41.6M | 0.09% | Call |
| 674 | CHTRCHARTER COMMUNICATIONS INC-A | 114,376 | $41.6M | 0.09% | |
| 675 | WELLWELLTOWER INC | 19,357 | $41.3M | 0.09% | |
| 676 | VLOVALERO ENERGY CORP | 27,469 | $41.1M | 0.09% | |
| 677 | —APOLLO INVESTMENT CORP | 1,451,464 | $40.8M | 0.09% | |
| 678 | ITBISHARES U.S. HOME CONSTRUCTI | 51,000 | $38.8M | 0.08% | Put |
| 679 | HDHOME DEPOT INC | 236,461 | $38.5M | 0.08% | Put |
| 680 | CMECME GROUP INC | 17,711 | $38.4M | 0.08% | |
| 681 | NOWSERVICENOW INC | 119,439 | $38.0M | 0.08% | |
| 682 | SLVISHARES SILVER TRUST | 2,350,000 | $37.5M | 0.08% | Call |
| 683 | MCDMCDONALD'S CORP | 238,707 | $37.4M | 0.08% | Put |
| 684 | SPLKCHFSPLUNK INC | 89,360 | $35.9M | 0.08% | Put |
| 685 | DELLDELL TECHNOLOGIES INC-CL V | 459,990 | $35.5M | 0.07% | Put |
| 686 | FFORD MOTOR CO | 2,955,222 | $35.3M | 0.07% | Put |
| 687 | —PLATFORM SPECIALTY PRODUCTS | 3,118,272 | $34.8M | 0.07% | |
| 688 | AWMSKYWORKS SOLUTIONS INC | 12,219 | $34.2M | 0.07% | |
| 689 | STMSTMICROELECTRONICS NV | 681,100 | $34.2M | 0.07% | Call |
| 690 | BHCVALEANT PHARMACEUTICALS INTE | 2,377,929 | $34.1M | 0.07% | |
| 691 | —ALERE INC | 664,980 | $33.9M | 0.07% | Put |
| 692 | PLCECHILDREN'S PLACE INC/THE | 284,000 | $33.6M | 0.07% | Put |
| 693 | G3VGREEN PLAINS INC | 1,652,603 | $33.3M | 0.07% | Put |
| 694 | DDSDILLARDS INC-CL A | 587,457 | $33.0M | 0.07% | |
| 695 | MUMICRON TECHNOLOGY INC | 828,616 | $32.6M | 0.07% | Put |
| 696 | AALAMERICAN AIRLINES GROUP INC | 669,018 | $31.8M | 0.07% | Put |
| 697 | RIORIO TINTO PLC | 669,146 | $31.6M | 0.07% | Put |
| 698 | —HALCON RES CORP | 53,160 | $31.0M | 0.07% | |
| 699 | NWLNEWELL BRANDS INC | 721,045 | $30.8M | 0.06% | Put |
| 700 | CCCHEMOURS CO/THE | 581,994 | $29.5M | 0.06% |