NOMURA HOLDINGS INC Q4 2018 Filing
Filed February 14, 2019
Portfolio Value
$26.9B
Holdings
885
Report Date
Q4 2018
Filing Type
13F-HR
All Holdings (885 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 701 | AVYAUSDAVAYA HLDGS CORP | 441,149 | $6.4M | 0.02% | |
| 702 | —FRONT YARD RESIDENTIAL CORP | 712,687 | $6.2M | 0.02% | Call |
| 703 | BKCCUSDBLACKROCK CAPITAL INVESTMENT | 1,146,348 | $6.1M | 0.02% | |
| 704 | STLAFIAT CHRYSLER AUTOMOBILES NV | 422,500 | $6.1M | 0.02% | Call |
| 705 | NVROEURNEVRO CORP | 159 | $6.0M | 0.02% | |
| 706 | —SECOND SIGHT MEDICAL PRODUCT | 19,676 | $6.0M | 0.02% | |
| 707 | DBLDOUBLELINE OPPORTUNISTIC CRE | 303,929 | $5.7M | 0.02% | |
| 708 | MDC1USDMDC HOLDINGS INC | 200,000 | $5.6M | 0.02% | Put |
| 709 | —ECLIPSE RESOURCES CORP | 5,075,000 | $5.4M | 0.02% | |
| 710 | —BONANZA CREEK ENERGY INC | 253,786 | $5.3M | 0.02% | |
| 711 | EXPDEXPEDITORS INTL WASH INC | 77,738 | $5.3M | 0.02% | |
| 712 | COWNEURCOWEN INC | 386,486 | $5.2M | 0.02% | |
| 713 | CARSCARS.COM INC | 239,834 | $5.2M | 0.02% | Call |
| 714 | INVHINVITATION HOMES INC | 250,400 | $5.0M | 0.02% | |
| 715 | GPROGOPRO INC-CLASS A | 1,238 | $5.0M | 0.02% | |
| 716 | SOGOGBPSOGOU INC-ADR | 937,037 | $4.9M | 0.02% | |
| 717 | BXMTBLACKSTONE MORTGAGE TRU-CL A | 152,423 | $4.9M | 0.02% | |
| 718 | TSLXUSDTPG SPECIALTY LENDING INC | 253,096 | $4.6M | 0.02% | |
| 719 | HTGCHERCULES CAPITAL INC | 415,617 | $4.6M | 0.02% | |
| 720 | LGNDLIGAND PHARMACEUTICALS | 69,300 | $4.5M | 0.02% | Put |
| 721 | RRDEURRR DONNELLEY & SONS CO | 1,109,789 | $4.4M | 0.02% | |
| 722 | OVEROVERSTOCK.COM INC | 316,996 | $4.3M | 0.02% | Put |
| 723 | MOHMOLINA HEALTHCARE INC | 37,084 | $4.3M | 0.02% | |
| 724 | K6BKBR INC | 150,163 | $4.3M | 0.02% | Put |
| 725 | —TIVO CORP | 236,859 | $4.2M | 0.02% | |
| 726 | AOSSMITH (A.O.) CORP | 97,371 | $4.2M | 0.02% | Put |
| 727 | CTRPUSDCTRIP.COM INTERNATIONAL LTD | 154,040 | $4.2M | 0.02% | |
| 728 | GHYPGIM GLOBAL SHORT DURATION H | 321,633 | $4.2M | 0.02% | |
| 729 | DONSPDR DJIA TRUST | 17,642 | $4.1M | 0.02% | |
| 730 | OCOWENS CORNING | 93,426 | $4.1M | 0.02% | Put |
| 731 | IPHIINPHI CORP | 110 | $4.0M | 0.01% | |
| 732 | ONON SEMICONDUCTOR CORP | 873,352 | $3.9M | 0.01% | Put |
| 733 | MXIMMAXIM INTEGRATED PRODUCTS | 76,496 | $3.9M | 0.01% | Put |
| 734 | ECPGENCORE CAPITAL GROUP INC | 150,000 | $3.5M | 0.01% | |
| 735 | OIBR/USDOI SA | 2,058,710 | $3.5M | 0.01% | |
| 736 | DENNDENNY'S CORP | 215,000 | $3.5M | 0.01% | |
| 737 | ETRNUSDEQUITRANS MIDSTREAM CORP | 171,319 | $3.4M | 0.01% | |
| 738 | TIPTTIPTREE INC | 612,309 | $3.4M | 0.01% | |
| 739 | WMBWILLIAMS COS INC | 147,875 | $3.2M | 0.01% | |
| 740 | SAICSCIENCE APPLICATIONS INTE | 50,911 | $3.2M | 0.01% | Put |
| 741 | BSFAANI PHARMACEUTICALS INC | 70,546 | $3.2M | 0.01% | |
| 742 | SLABSILICON LABORATORIES INC | 20,432 | $3.0M | 0.01% | Call |
| 743 | OASEUROASIS PETROLEUM INC | 504 | $3.0M | 0.01% | |
| 744 | EZAISHARES MSCI SOUTH AFRICA ET | 55,161 | $2.8M | 0.01% | |
| 745 | IM8NINSMED INC | 210,000 | $2.8M | 0.01% | |
| 746 | AMCXAMC NETWORKS INC-A | 50,000 | $2.7M | 0.01% | |
| 747 | ARNCCHFARCONIC INC | 1,081,124 | $2.7M | 0.01% | Put |
| 748 | IBBISHARES NASDAQ BIOTECHNOLOGY | 27,291 | $2.6M | 0.01% | |
| 749 | EWWISHARES MSCI MEXICO ETF | 61,067 | $2.6M | 0.01% | |
| 750 | ASXASE TECHNOLOGY HOLDING CO LTD | 681,218 | $2.6M | 0.01% | |
| 751 | CCKCROWN HOLDINGS INC | 58,800 | $2.4M | 0.01% | |
| 752 | —DEL FRISCO'S RESTAURANT GROU | 328,000 | $2.3M | 0.01% | |
| 753 | ISIIONIS PHARMACEUTICALS INC | 42,757 | $2.3M | 0.01% | |
| 754 | EFVISHARES MSCI EAFE VALUE ETF | 49,232 | $2.2M | 0.01% | |
| 755 | TTENTOTAL SA | 41,326 | $2.2M | 0.01% | |
| 756 | NOKNOKIA OYJ | 369,433 | $2.1M | 0.01% | |
| 757 | —ALTA MESA RESOURCES INC-A | 25,000 | $2.0M | 0.01% | |
| 758 | —MEDICINES COMPANY | 20,100 | $2.0M | 0.01% | Put |
| 759 | —HALCON RES CORP | 72,471 | $2.0M | 0.01% | |
| 760 | ICPTUSDINTERCEPT PHARMACEUTICALS IN | 16 | $2.0M | 0.01% | |
| 761 | BIDSOTHEBY'S | 49,700 | $2.0M | 0.01% | |
| 762 | PDCEUSDPDC ENERGY INC | 145,515 | $1.9M | 0.01% | Put |
| 763 | COUPEURCOUPA SOFTWARE INC | 30,000 | $1.9M | 0.01% | |
| 764 | UMCUNITED MICROELECTRONICS CORP | 1,028,841 | $1.8M | 0.01% | |
| 765 | GKOSGLAUKOS CORP | 32,500 | $1.8M | 0.01% | |
| 766 | QSRRESTAURANT BRANDS INTERN | 34,904 | $1.8M | 0.01% | |
| 767 | —OCWEN FINANCIAL CORP | 1,323,130 | $1.8M | 0.01% | |
| 768 | AGGISHARES CORE U.S. AGGREGATE | 16,809 | $1.8M | 0.01% | |
| 769 | —HALCON RES CORP | 1,029,916 | $1.8M | 0.01% | |
| 770 | HIMXHIMAX TECHNOLOGIES INC | 499,322 | $1.7M | 0.01% | |
| 771 | 7SUSUMMIT MATERIALS INC -CL A | 136,169 | $1.7M | 0.01% | |
| 772 | ZAYOEURZAYO GROUP HOLDINGS INC | 70,520 | $1.6M | 0.01% | |
| 773 | —AVID TECHNOLOGY INC | 332,500 | $1.6M | 0.01% | |
| 774 | LADLITHIA MOTORS INC-CL A | 20,514 | $1.6M | 0.01% | |
| 775 | —CYPRESS SEMICONDUCTOR CORP | 115,856 | $1.5M | 0.01% | |
| 776 | DNREURDENBURY RES INC | 864,078 | $1.5M | 0.01% | |
| 777 | FEYECHFFIREEYE INC | 88,556 | $1.4M | 0.01% | |
| 778 | NTNXNUTANIX INC - A | 33,803 | $1.4M | 0.01% | |
| 779 | FCNFTI CONSULTING INC | 20,000 | $1.3M | 0.00% | |
| 780 | OPTUALTICE USA INC- A | 80,682 | $1.3M | 0.00% | |
| 781 | —CHAPARRAL ENERGY INC | 258,967 | $1.3M | 0.00% | |
| 782 | TELLEURTELLURIAN INC | 182,144 | $1.3M | 0.00% | |
| 783 | OSVEURVANECK VECTORS OIL SERVICES | 89,218 | $1.3M | 0.00% | |
| 784 | SNDRSCHNEIDER NATIONAL INC-CL B | 67,400 | $1.3M | 0.00% | |
| 785 | RHRH | 60,509 | $1.3M | 0.00% | Call |
| 786 | UNGUSDUS NATURAL GAS FUND LP | 48,524 | $1.2M | 0.00% | |
| 787 | EXASEXACT SCIENCES CORP | 18,690 | $1.2M | 0.00% | |
| 788 | RDYDR. REDDY'S LABORATORIES | 30,350 | $1.1M | 0.00% | |
| 789 | TWOEURTWO HARBORS INVESTMENT CORP | 88,000 | $1.1M | 0.00% | |
| 790 | —CORINDUS VASCULAR ROBOTICS I | 1,262,445 | $1.1M | 0.00% | |
| 791 | AMAGAMAG PHARMACEUTICALS INC | 70,000 | $1.1M | 0.00% | |
| 792 | MLB1MERCADOLIBRE INC | 3,557 | $1.0M | 0.00% | |
| 793 | VYXNCR CORPORATION | 45,200 | $1.0M | 0.00% | Put |
| 794 | —HI-CRUSH PARTNERS LP | 289,300 | $1.0M | 0.00% | Put |
| 795 | XLEENERGY SELECT SECTOR SPDR | 17,964 | $1.0M | 0.00% | |
| 796 | PTCTPTC THERAPEUTICS INC | 30,049 | $1.0M | 0.00% | |
| 797 | SMSM ENERGY CO | 65,460 | $1.0M | 0.00% | |
| 798 | PKXPOSCO | 18,386 | $1.0M | 0.00% | |
| 799 | XMESPDR S&P METALS & MINING ETF | 38,435 | $1.0M | 0.00% | |
| 800 | SOYSUNOPTA INC | 258,863 | $1.0M | 0.00% |