NOMURA HOLDINGS INC Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$39.4M

Holdings

1,761

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (1,761 positions)

#	Stock	Shares	Value	% Portfolio	Type
1401	NLSUSDNAUTILUS INC	38,649	$237K	0.60%
1402	JFRNUVEEN FLOAT RATE INC FD	23,400	$237K	0.60%
1403	JNPJUNIPER NETWORKS INC	6,457	$231K	0.59%
1404	NKLANIKOLA CORP	23,334	$231K	0.59%
1405	—KISMET ACQUISITION THREE - A	424,993	$230K	0.58%
1406	—GLOBAL SYNERGY ACQUISITION-A	400,000	$229K	0.58%
1407	XRAYDENTSPLY SIRONA INC	4,090	$228K	0.58%
1408	—FIRSTMARK HORIZON ACQUISIT-A	23,038	$228K	0.58%
1409	—NORTHERN STAR INVESTMENT -A	241,666	$227K	0.58%
1410	5E7ITEOS THERAPEUTICS INC	4,852	$226K	0.57%
1411	MLTXHELIX ACQUISITION CORP-A	22,733	$225K	0.57%
1412	AWNADVANCE AUTO PARTS INC	937	$225K	0.57%
1413	URIUNITED RENTALS INC	678	$225K	0.57%
1414	SNOWSNOWFLAKE INC-CLASS A	660	$224K	0.57%
1415	HYREQHYRECAR INC	47,475	$223K	0.57%
1416	HPPHUDSON PACIFIC PROPERTIES IN	9,005	$223K	0.57%
1417	—LI-CYCLE HOLDINGS CORP	90,000	$223K	0.57%
1418	—NORTHERN STAR INVESTMENT -A	241,666	$222K	0.56%
1419	—MATTERPORT INC	20,000	$221K	0.56%
1420	ARKGARK GENOMIC REVOLUTION ETF	3,600	$221K	0.56%	Call
1421	CALYCALLAWAY GOLF COMPANY	8,053	$221K	0.56%
1422	—PROGRESS ACQUISITION CORP-A	425,000	$220K	0.56%
1423	BPBP PLC	8,176	$218K	0.55%
1424	—FINTECH EVOLUTION ACQUISIT-A	333,333	$218K	0.55%
1425	—AMRYT PHARMA PLC	20,000	$216K	0.55%
1426	—MERIDA MERGER CORP I	21,643	$216K	0.55%
1427	—DHB CAPITAL CORP-CL A	333,333	$215K	0.55%
1428	EAFEURGRAFTECH INTERNATIONAL LTD	18,167	$215K	0.55%
1429	HRTGHERITAGE INSURANCE HOLDINGS	36,184	$214K	0.54%
1430	—INTERPRIVATE II ACQU-CLASS A	225,000	$211K	0.54%
1431	NTRA 2.25 05/01/27NATERA INC	223,396	$209K	0.53%
1432	AVGOBROADCOM INC	17,299	$208K	0.53%	Put
1433	REGREGENCY CENTERS CORP	2,755	$208K	0.53%
1434	ALSNALLISON TRANSMISSION HOLDING	5,720	$208K	0.53%
1435	HPEHEWLETT PACKARD ENTERPRISE	13,187	$208K	0.53%
1436	ICPTUSDINTERCEPT PHARMACEUTICALS IN	12,691	$207K	0.52%
1437	ETSY 0.125 10/01/26ETSY INC	94,551	$207K	0.52%
1438	—TLG ACQUISITION ONE COR-CL A	371,837	$206K	0.52%
1439	—ONE EQUITY PARTNERS OPEN-A	316,666	$206K	0.52%
1440	TMOTHERMO FISHER SCIENTIFIC INC	7,806	$205K	0.52%	Put
1441	BTXBLACKROCK INNOV & GROW TR	14,107	$205K	0.52%
1442	—KISMET ACQUISITION TWO-CL A	366,508	$205K	0.52%
1443	NBXGNBRGR BRMN NEX GEN CONNECT	11,765	$204K	0.52%
1444	FUBOFUBOTV INC	13,133	$204K	0.52%
1445	—HEALTH SCIENCES ACQUISITIONS	20,502	$204K	0.52%
1446	—MORINGA ACQUISITION CORP	20,535	$204K	0.52%
1447	—ARROWROOT ACQUISITION CORP-A	383,227	$201K	0.51%
1448	AFIBACUTUS MEDICAL INC	58,384	$201K	0.51%
1449	—KERNEL GROUP HOLDINGS INC-A	387,620	$200K	0.51%
1450	JWSMFJAWS MUSTANG ACQUISITION C-A	187,500	$198K	0.50%
1451	PTYPIMCO CORPORATE & INCOME OPP	12,000	$198K	0.50%
1452	—MARLIN TECHNOLOGY CORP-A	278,151	$197K	0.50%
1453	—BETTER WORLD ACQUISITION COR	19,240	$195K	0.49%
1454	—APOLLO STRATEGIC GROWTH-CL A	200,000	$195K	0.49%
1455	—PINE ISLAND ACQUISITION-CL A	19,638	$194K	0.49%
1456	—MULTIPLAN CORP	150,000	$193K	0.49%
1457	—PERIDOT ACQUISITION CORP-A	218,020	$193K	0.49%
1458	—NOBLE ROCK ACQUISITION COR-A	327,999	$191K	0.48%
1459	BGRBLACKROCK ENRGY & RES	20,000	$190K	0.48%
1460	SEISOLARIS OILFIELD INFRAST-A	29,232	$190K	0.48%
1461	ACRSACLARIS THERAPEUTICS INC	13,068	$190K	0.48%
1462	CRONCRONOS GROUP INC	48,142	$189K	0.48%
1463	BDTXBLACK DIAMOND THERAPEUTICS I	35,061	$189K	0.48%
1464	NUVNUVEEN MUNI VALUE FD	18,000	$187K	0.47%
1465	XJEQXABERDEEN JAPAN EQUITY FUND I	22,363	$183K	0.46%
1466	FREQFREQUENCY THERAPEUTICS INC	34,360	$181K	0.46%
1467	—CRESCENT COVE ACQUISITION-A	350,277	$177K	0.45%
1468	—CLASS ACCELERATION CORP-A	339,135	$177K	0.45%
1469	—SCP & CO HEALTHCARE ACQUIS-A	335,119	$176K	0.45%
1470	OPTUALTICE USA INC- A	10,826	$175K	0.44%
1471	FVAVFORTRESS VALUE ACQUISITION-A	17,796	$174K	0.44%
1472	KYNKAYNE ANDERSON ENERGY INFRAS	22,000	$171K	0.43%
1473	—FORTRESS CAPITAL ACQUISITI-A	191,733	$171K	0.43%
1474	—PROPERTY SOLUTIONS ACQUISI-A	237,500	$169K	0.43%
1475	CLDTCHATHAM LODGING TRUST	12,264	$168K	0.43%
1476	XNEAXNUVEEN AMT-FR QLTY MUNI INC	10,700	$167K	0.42%
1477	—GORES HOLDINGS VII INC-A	125,000	$164K	0.42%
1478	TASTUSDCARROLS RESTAURANT GROUP INC	55,486	$164K	0.42%
1479	PHTPIONEER HIGH INCOME FUND	17,000	$164K	0.42%
1480	ISDPGIM HIGH YIELD BOND FUND	10,000	$160K	0.41%
1481	XGLQXCLOUGH GLOBAL EQUITY FUND	12,000	$158K	0.40%
1482	XAWFXALLIANCEBERNSTEIN GL HI INC	13,000	$158K	0.40%
1483	PAR 2.875 04/15/26PAR TECHNOLOGY CORP/DEL	294,207	$156K	0.40%
1484	HIOWESTERN ASSET HI INC OPPORT	30,000	$156K	0.40%
1485	KMDAKAMADA LTD	23,500	$155K	0.39%
1486	FAXABERDEEN ASIA-PACIFIC INCOME	40,000	$153K	0.39%
1487	—APOLLO TACTICAL INCOME FUND	10,000	$153K	0.39%
1488	—TREAN INSURANCE GROUP INC	16,986	$152K	0.39%
1489	GHYPGIM GLOBAL HIGH YIELD FUND	10,000	$151K	0.38%
1490	—ADVANCED MERGER PARTNERS I-A	191,666	$151K	0.38%
1491	BCXBLACKROCK RESOURCES & COMMOD	16,000	$150K	0.38%
1492	—NOBLE CORP NEW	6,033	$150K	0.38%
1493	RKLBROCKET LAB USA INC	12,233	$150K	0.38%
1494	—MUSIC ACQUISITION CORP/THE-A	252,950	$149K	0.38%
1495	MUABLACKROCK MUNIASSETS FUND	10,000	$149K	0.38%
1496	—HAYMAKER ACQUISITION CORP-A	205,048	$149K	0.38%
1497	—SCION TECH GROWTH II-CLASS A	233,333	$149K	0.38%
1498	BGBBLACKSTONE STRATEGIC CREDIT	11,000	$148K	0.38%
1499	NEANUVEEN SENIOR INCOME FUND	25,000	$147K	0.37%
1500	—LIONHEART ACQUISITION CORP-A	250,000	$146K	0.37%

PreviousPage 15 of 18Next